A new role for citizens’ initiatives: the difficulties in co-creating institutional change in urban planning

In this paper, we analyze the institutional work that underlies the attempt to institutionalize a more active role of citizens in urban planning. We draw on a case in which a group of citizens aims to redevelop a brownfield site into a vital urban area. This citizens’ initiative is co-creating a new form of urban planning with the municipality, private organizations and individual citizens. The study shows how citizens’ initiatives can be a driver for institutional change, but that uncertainties about new institutions tend to reinforce the maintenance of existing ones. This paradox explains why even if the ambition for a new form of planning is widely shared, actually realizing institutional change can still be difficult and time-consuming.     

Economic and Ecological Transformation Processes in East German Water Management Regimes: The Role of Property Rights and Governance Structures

As in many fen land regions in East Germany, long-standing intensive arable farming—enabled by reclamation—has caused soil deterioration and high water runoff in the Schraden region. The more than ten years of economic and political transformation that followed the breakdown of the socialist regime has worsened the situation and even added new problems. The visible consequences are droughts in the summer, waterlogged plots in the spring, and worn-down water management facilities that operate in an uncoordinated or even unauthorized way. Given the local public-good character of some features of the fen land, the common-pool character of the ecosystems intermittently scarce resource water, and the conflicting interests of regional stakeholders, it is argued that the reallocation of property rights over reclamation systems, together with ineffective coordination mechanisms, have caused the physical and institutional failure of the water management system and so impeded appropriate land use. Note: This version was published online in June 2005 with the cover date of August 2004.     

中国海洋生态保护制度的演进逻辑、互补需求及改革路径

海洋生态问题本质上是制度问题。中国海洋生态保护制度经历了从无到有、从少到多的发展过程,但多种复杂制度之间是否能够形成治理合力,制度缺失、制度无效和制度冲突等问题是否存在,尚有待进一步解答。为此,文章在梳理中国海洋生态保护制度演进逻辑的基础上,基于制度互补视角挖掘现有制度的互补空间,探究查缺补漏、规范修正和协调统筹的制度改革路径,以期推动海洋生态保护制度“从多到优”的有效过渡。中国海洋生态保护制度的演进可分为初步建立、稳步推进和改革转型三个阶段,呈现出从陆海分割到陆海一体化治理、从政府单一主体监管到多元主体协同治理、从标准规范到法律保障的趋势特征。制度需求引致与制度供给滞后、制度成本制约与制度收益驱动之间的联动关系是推动海洋生态保护制度演进的内在动因。海洋生态保护是一项跨区域、跨部门的复杂系统性工程,不同生态保护制度之间的联动耦合至关重要。立足制度互补理论视角,中国海洋生态保护制度在保护主体、保护手段和保护过程三个层面均存在较大的互补需求,其中保护主体单一的问题主要因制度缺失导致,保护手段的低效主要受到制度适应性不足的影响,而保护过程的割裂主要反映了制度不协调、不匹配的矛盾。基于此,未来中国海洋生态保护制度的补充应围绕政府职责梳理和多元主体参与建设,制度的修正重点在于进一步完善市场激励、信息公开等非政府机制,制度的协调则要实现立足事前、事中和事后全过程,推动政策工具的有效衔接配合。     

新时代生态文明法律体系统筹协调与集成创新的进展和建议

在“五位一体”总体布局内,生态环保法律体系通过内外协调,进入以生态文明理念为指导的全面升级时期。绿色、循环、低碳要求的统筹协调和集成创新不断加强,明确了一些流域或区域的综合保护立法。对照生态文明体制改革要求,协同推进降碳、减污、扩绿、增长的法制建设不足,山水林田湖草沙一体化保护和系统治理的法制建设不足,一些改革措施并未写入法律法规,一些概念和部门的职责并不清晰,一些特殊区域和流域缺乏综合性保护专门立法,影响绿色、循环、低碳发展的综合绩效。建议全面开展法制梳理,提升降碳、减污、扩绿、增长类法律法规的衔接性和互助性,促进山水林田湖草沙各要素法律法规的兼容性和协同性,针对特定流域和区域的保护、重点行业的绿色、循环、低碳发展及国土空间规划、自然资源资产管理等领域开展专门立法;界定有争议的概念,区分相关监管和监测职责;加强一般立法与流域、区域保护立法的衔接。     

变革中的中国水资源管理

水资源短缺是世界面临的共同危机,是制约国民经济健康稳定发展的重要“瓶颈”,水资源的可持续利用已经成为经济社会可持续发展的基础性、战略性问题.缓解水资源供需矛盾的关键是加强水资源的管理.文章回顾了中国水资源管理制度的发展演变历程:只管工程的非正式水资源管理、行政命令为主的正式制度萌芽、取水许可管理和基于水权的正规制度管理等四个阶段.尽管在确立以流域管理和区域管理相结合的综合管理体制,建立以水量分配、取水许可、水资源论证为主要内容的水权管理制度和以全成本核算为原则的水价管理制度等方面成绩显著,水资源管理中仍存在水资源权属不清、水环境权得不到保障等问题.今后中国水资源改革,首先应继续深化水权改革,推动水权明晰化,建立水权交易制度;其次,健全水环境权的法律法制规范,提供相关的法律保障;最后,完善部门间的合作协调机制,真正实现对水的协同管理.     

Contrasting the core beliefs regarding the effective implementation of wind power. An international study of stakeholder perspectives

This paper analyses patterns in beliefs about the implementation of wind power as part of a geographical comparison of onshore wind power developments in the Netherlands, North-Rhine Westphalia and England. Q methodology is applied, in order to systematically compare the patterns in stakeholder views on the institutional conditions and changes in the domains of energy policy, spatial planning and environmental policy. Three factors represent support for wind power implementation from fundamentally different perspectives. The fourth perspective is critical opposed to wind power developments as well as critical to the manner in which wind projects are proposed, planned and implemented. These four perspectives exist across the geographical cases; however, some perspectives are prominent in one case and marginal in another. This relates to different legacies and varying implementation achievements in the three cases. The analysis shows that an approach that focuses on implementing as much wind power as possible, relying on technocratic reasoning and hierarchical policies is in practice the least successful, whereas collaborative perspectives with more emphasis on local issues and less on the interests of the conventional energy sector were particularly dominant in the most successful case, North-Rhine Westphalia.     

建设资源节约型、环境友好型社会:基于新制度经济学的视角

建设资源节约型、环境友好型社会,需要在人与自然和谐发展的共有信念下,通过制度创新和制度变迁,实现个体理性向集体理性的收敛。制度变迁是构建资源节约型、环境友好型社会的关键所在,而制度变迁的内在机理是资源相对价格和人们消费偏好的变迁。通过强制性制度变迁,建立完善的法律法规体系、政策支持体系、技术创新体系和激励约束机制,形成低投入、低消耗、低排放和高效率的节约型增长方式;通过诱致性制度变迁,唤起公众的节约意识和环保意识,从而提升整个社会的环境责任感,让足够的认知成为公众自觉行动的能力。     

Water,Adaptation, and Property Rights on the Snake and Klamath Rivers1

Abstract: Water demand in a viable economy tends to be dynamic: it changes over time in response to growth, drought, and social policy. Institutional capacity to re‐allocate water between users and uses under stress from multiple sources is a key concern. Climate change threatens to add to those stresses in snowmelt systems by changing the timing of runoff and possibly increasing the severity and duration of drought. This article examines Snake and Klamath River institutions for their ability to resolve conflict induced by demand growth, drought, and environmental constraints on water use. The study finds that private ownership of water rights has been a major positive factor in successful adaptation, by providing the basis for water marketing and by promoting the use of negotiation and markets rather than politics to resolve water conflict.     

Land Cover and Use Changes in Relation to the Institutional Framework and Tenure of Land and Resources in Eastern Tanzania Miombo Woodlands

In Tanzania, well-defined land tenure and resource protection apply in forest reserves which account for 30% of forested land, while the remaining 70% (mostly miombo woodlands) are village and general lands with very limited protection. The aim of this study was to determine local peoples ownership rights, knowledge and institutional capacity for sustainable management of resources in forest reserves and general lands. Data were collected using participatory rural appraisal, structured and semi-structured interviews, as well as aerial photographs and landsat images. In general lands, woodlands declined by 50% between 1964 and 1996, bushlands and croplands increased by 599%, and settlements and homegardens increased by 277%. These land use and vegetation structure changes are attributed to harvesting for charcoal production and shifting cultivation. The continued decline in aerial woodland cover in the general lands suggests that common property regimes do not function in the area. Local institutional capacities are weak in enforcing control mechanisms to check the overuse of resources, which tends to approximate open access conditions. The issues of land tenure and village empowerment are not only institutional, but also political in nature. Government institutions should provide and motivate for an enabling environment, including acknowledgement of traditional knowledge, well-defined property rights and operational village by-laws. In order to ensure equity and sustainable development of natural resources, the paradigm shift in management is important whereby communal goods are to be managed for the benefit of the local society.     

A CASE STUDY IN THE IMPLEMENTATION OF THE FEDERAL WATER POLLUTION CONTROL ACT AMENDMENTS1

ABSTRACT: A general model of the policy implementation process is utilized to facilitate a discussion of the way Section 208 of PL 92-500 is being carried out on an areawide basis. A study of four “208 areas” in the “New York-Philadelphia corridor” highlights the operation of several variables used in the model. The varying political and socioeconomic conditions in geographic areas which have similar water quality problems are leading to the evolution of vastly different implementing structures, or institutional arrangements. The analysis suggests that these differences may have important implications for the success of the program in each of these areas. A major underlying theme is that such problems are characteristic of the 208 process nationwide and reflect general difficulties associated with managing water quality in a federal system.