双重外部性约束下中国资源型企业绩效研究

中国资源型产业的可持续发展受到代际外部性与环境外部性的双重制约,却长期存在过度进入导致的过度开采,加剧了资源型企业的产能过剩与配置扭曲,但与此相关的"结构-行为-绩效"关系研究尚未将外部性纳入考量。本文引入双重外部性,构建了"SCP-2E"模型,并基于80家资源开采上市公司2011-2014年的面板数据,首先运用使用者成本法和条件估值法分别估算了代际外部性和环境外部性,然后将它们作为企业行为的因变量和影响绩效的自变量分别纳入资源型企业的SCP-2E模型中,同时考虑双重外部性下市场结构、所有权性质等因素对绩效的影响。结果发现,中国资源型产业有着明显的周期性特征,而2011年以来资源型企业的兼并重组只是单纯扩大了企业规模,而没有切实提高企业效率;进一步结合企业规模和所有权性质的相关性来看,大型企业多以国有企业为主,由此说明企业规模扩大、绩效却显著降低的原因在很大程度是由于国有企业的低效率造成的;另外,目前企业绩效的提高,主要还是依赖于地区经济增长的拉动,但在用电量增速较快的地区,也伴随着较大的环境外部性损失,暂时没有受到资源枯竭的约束。基于以上结论,本文认为,监管部门应加强资源开采权的审查,提高资源型企业的进入门槛和技术标准,适当鼓励企业在不增加生产投资和规模的前提下,通过技术进步和劳动效率的提高提升绩效,而国有企业改革力度重点应放在解决大型国企的低效率问题上。政府应该权衡经济增长与代际和环境负外部性,在保证能源、资源安全的前提下,鼓励和扩大可耗竭资源的进口,逐步建立国家和企业的战略资源储备制度。     

Which compounds contribute most to elevated airborne exposure and corresponding health risks in the Western Balkans?

A majority of ongoing monitoring of persistent organic pollutants (POPs) is currently focused on chemicals emphasized in the Stockholm Convention. Quantitative detection of other substances (especially those with numerous anthropogenic sources such as polyaromatic hydrocarbons (PAHs)) is, however, also needed since their concentrations are usually several orders of magnitude higher. A goal of this study was to determine how various groups of compounds contribute to total human health risks at the variety of sampling sites in the region of Western Balkan. Distribution of the risks between the gas and particulate phases was also addressed. Results showed that inhalation exposure to organochlorine pesticides (OCPs) does not represent a significant risk to humans, while polychlorinated biphenyls (PCBs) re-volatilized to the atmosphere from contaminated soils and buildings can pose a problem. PCB evaporation from primary sources (currently used PCB-filled transformers or non-adequate storage facilities) generally resulted in much higher atmospheric concentrations than evaporation from the secondary sources (soils at the sites of war destructions). A majority of the human health risks at the urban sites were associated with PAHs. Between 83 and 94% of the cumulative risk at such sites was assigned to chemicals sorbed to particles, and out of it, PAHs were responsible for 99%.     

Changes in negative air ions concentration under different light intensities and development of a model to relate light intensity to directional change

The purpose of this research was to determine changes in negative air ion (NAI) concentrations produced by plants grown under different light intensities. NAI concentrations were observed and analyzed in an outdoor green space with five plant species (Aloe arborescens, Clivia miniata, Chlorophytum comosum, Opuntia brunnescens, Crassula portulacea) and A. arborescens was then grown under controlled-light conditions in an enclosed space for the subsequent light intensity experiment.     

Analysis of long-term changes in the dates of seasonal phenomena in plants and insects of the Il’men Reserve as related to climatic factors

The results of monitoring the dates of the onset of flowering and leaf budding in eight herbaceous and woody plant species and the first appearance of three insect species in the Il’men Reserve (1972–2005) were processed by means of regression and correlation analyses. No significant changes in test parameters were revealed in the majority of these species. Only two early spring plants, coltsfoot (Tussilago farfara L.) and goat willow (Salix caprea L.), showed a weak tendency toward earlier flowering in the 1980s and 1990s. This is explained primarily by the absence of any significant trends in spring and summer air temperatures in the study region over the observation period. On the other hand, interannual fluctuations in the dates of plant flowering and insect appearance were well manifested not only in early spring but also in late-spring species. These fluctuations proved to depend largely on spring temperatures: in years with early and warm springs, flowering and leaf budding in plants and the appearance of first individuals in insects were recorded on significantly earlier dates.     

Simulating the fate and transport of TCE from groundwater to indoor air

This work provides an exploratory analysis on the relative importance of various factors controlling the fate and transport of volatile organic contaminants (in this case, TCE) from a DNAPL source zone located below the water table and into the indoor air. The analysis is conducted using the multi-phase compositional model CompFlow Bio, with the base scenario problem geometry reminiscent of a field experiment conducted by Rivett [Rivett, M.O., (1995), Soil–gas signatures from volatile chlorinated solvents: Borden field experiments. Groundwater, 33(1), 84–98.] at the Borden aquifer where groundwater was observed to transport a contaminant plume a substantial distance without vertical mass transport of the contaminant across the capillary fringe and into the vadose zone. Results for the base scenario model indicate that the structure of the permeability field was largely responsible for deflecting the groundwater plume upward towards the capillary fringe, permitting aqueous phase diffusion to transport the TCE into the vadose zone. Alternative permeability realizations, generated as part of a Monte Carlo simulation process, at times deflected the groundwater plume downwards causing the extended thickness of the saturated zone to insulate the vadose zone from exposure to the TCE by upward diffusive transport. Comparison of attenuation coefficients calculated using the CompFlow Bio and Johnson and Ettinger [Johnson, P.C. and Ettinger, R.A., (1991), Heuristic model for predicting the intrusion rate of contaminant vapors into buildings. Environmental Science and Technology, 25, 1445–1452.] heuristic model exhibited fortuitous agreement for the base scenario problem geometry, with this agreement diverging for the alternative permeability realizations as well as when parameters such as the foundation slab fracture aperture, the indoor air pressure drop, the capillary fringe thickness, and the infiltration rate were varied over typical ranges.     

人工神经网络方法在拟建小区域环境质量评价中的应用

人工神经网络的评价方法用于小区域环境质量评价中,根据本地区特点因地制宜地选择环境质量参数,代入模型中进行环境质量评价及预测,对用于环境质量评价的BP人工神经网络模型进行了改进,即对网络模型的训练样本进行了扩充,从而提高了模型的抗干扰能力和准确性.将改进了的BP人工神经网络模型应用于四川省资阳市沱江二桥拟建项目小区域的大气、地表水环境质量评价中, 对该市小区域大气、地表水环境质量状况进行评价,评价结果表明,BP人工神经网络模型用于环境质量评价是可行的,且评价结论客观,评价模型普遍适用.     

Benzene Exposure Assessment at Indoor, Outdoor and Personal Levels. The French Contribution to the Life MACBETH Programme

Many VOC represent hazards to human health through chronic exposure. Recent European and world-wide legislation proposes limit values for ambient concentrations of these compounds. However, very little experimental data exists for true population exposure. In 1996, the European MACBETH initiative set out to measure population exposure to benzene in six European cities. This study details the French contribution to this program. Six campaigns were carried out, each comprising measurements at 100 outdoor sites and the participation of 50 non-smoking volunteers who wore personal samplers and had passive monitors installed in their homes. Iso-concentration maps were drawn for each campaign and the results showed that outdoor concentrations were significantly lower than indoors. Almost 75% of the volunteers were exposed to mean concentrations higher than the limit value of 5µgm³. It is demonstrated that personal exposure levels cannot be deduced simply by combining indoor and outdoor background concentrations. It is also shown that there is need for better knowledge of the contributions to overall exposure of outdoor microenvironments and the authors hope that future European directives will take this into account.     

环境空气中丙烯酸乙酯的气相色谱法测定

建立了环境空气中丙烯酸乙酯的TenaxGC吸附 -热解吸气相色谱测定方法。方法回收率为 87 3%～1 0 7 1 % ,变异系数为 5 3%～ 7 2 %。当采样体积为 2L时 ,检测限为 0 0 2mg/m3,具有采样时间短 ,不用任何溶剂等特点。     

学龄儿童肺功能水平影响因素的研究

用逐步回归分析方法对与室内、外空气污染和机体状况等有关的因素对广州市学龄儿童肺功能 (FVC、FEV1 、PEFR和 FEF2 5～ 75 )水平的影响进行研究。结果提示 ,影响肺功能水平的主要因素是内因 ,身高的影响最明显 ,呼吸系统疾病或症状发生与肺功能水平下降有关 ;室外空气污染使肺功能水平下降 ,SO2 、NOx 和 PM2 .5 的影响明显 ,PM2 .5 的影响明显大于 PM1 0 和 TSP;居室或厨房通风不良、家庭烹饪用不洁燃料对儿童肺功能的生长不利 ;被动吸烟对女性儿童肺功能有不利影响。对各种影响因素 ,PEFR和 FEF2 5～ 75 比 FVC和 FEV1 更为敏感     

新疆阜康冶炼厂无污染工艺及环境治理

介绍了阜康冶炼厂无污染新工艺和环境治理的有关情况 ,从理论上阐述了无污染工艺和污水治理的技术原理 ,对有色金属冶炼工业逐步采用湿法精炼清洁工艺有一定的指导作用