环渤海地区生态效率评价及空间演化规律

运用三阶段DEA模型对环渤海沿海地区17个城市的生态效率进行测算,并结合标准差椭圆和重心坐标方法,定量分析了2006-2015年环渤海地区生态效率的空间演化规律。结果表明：（1）基于三阶段DEA模型测算的生态效率结果,环渤海沿海17市的生态效率总体呈中等偏上水平,且2006-2015年效率值持续上升,天津、唐山、青岛、大连位居前四,17市中绝大多数城市生态效率值低于环渤海平均值,地区差异十分显著。（2）标准差椭圆结果显示环渤海沿海地区生态效率整体呈东北—西南格局,且有逐渐向西南偏移的趋势。（3）环渤海地区生态效率存在明显的省际差异性,且各省限制性因素区别较大。     

煤矿安全投资效率评价的DEA模型及其应用

为评价煤矿安全投资效率,借助于数据包络分析(DEA)方法,选取某煤业集团6个煤矿的安全投入产出数据,构建DEA模型。用所得结果对各煤矿的安全投资效率进行分析,并提出改进意见。结果表明,随着安全投入的增加,煤矿综合生产效率、纯技术效率和规模报酬有所提升。通过规模报酬区间分析,发现煤矿安全投资存在不稳定的现象,煤矿在安全教育、职业健康及日常安全管理方面的投资还有待提高。建议煤矿决策层应根据实际情况加强煤矿安全投资持续性,并使决策单元向DEA的有效方向转变。实践说明,煤矿的安全投入是获得最大安全产出的关键。     

The impact of coal and non-coal consumption on China's energy performance improvement

China is the world's largest energy consumer, and coal accounts for a higher proportion of the country's total energy consumption, yet during its 12th five-year plan (2011–2015), the coal share among total energy consumption significantly decreased. Previous studies exploring energy performance typically used energy consumption as an input, but this lacks the analytical capacity for the structure of energy consumption. Thus, this study splits energy input into two different inputs, coal consumption and non-coal energy consumption, and based on their differences with other variables, uses the hybrid dynamic data envelopment analysis model to assess the energy performance of China's provincial industrial sector during the period 2011 to 2015. We then compare coal consumption's and non-coal consumption's rooms for improvement and conclude that provinces in eastern and central China should reduce the amount of coal consumption, thereby improving energy performance. Conversely, provinces in the western region should target a balance between energy utilization efficiency and coal consumption.     

Variations of denitrification in a farming catchment area

We measured denitrification at 15 sites during 1 year in a agricultural catchment in Brittany, France. Our objective was to assess the relative importance of heterotrophic denitrification on the fate of excess nitrogen at the catchment scale, and to quantify the relative importance of riparian areas on the N₂O emissions. Using the C₂H₂ inhibition technique, denitrification rate on soil core and denitrifying enzyme activity (DEA) were each determined, for samples taken from two soil layers: 0–20 and 20–40 cm. Denitrification rates, ranging from 0 to 417 mg N m⁻² d⁻¹, were significantly higher in riparian areas than for hillslopes (median of 24.87 against 10.38 mg N m⁻² d⁻¹). However, since denitrification rates are significant in the hillslope and given that hillslope surface area is much greater (79% of catchment surface), this domain could be responsible for half of the overall denitrified nitrogen (N). Also, the 20–40 cm deep soil layer was found to account for more than 46% of the denitrification. The DEA indicates the potential for denitrifying activity by the soil under non-limiting conditions, measured values ranged from 76.48 to 530.63 ng N g⁻¹ dry soil h⁻¹. The ratio N₂O/(N₂O + N₂) was about 60% with no clear spatial or temporal trends. Soil moisture appeared to be the main limiting factor for denitrification at the field scale. The results suggest that, for this catchment, denitrification is a major route for nitrogen removal, but a significant proportion of this removal occurs as N₂O.     

京津冀地区城市三生空间碳代谢效率特征及演进模式

探究城市三生空间系统的碳代谢效率有助于实现区域要素整合和空间优化.基于城市代谢视角,采用物质流分析法构建了京津冀地区三生空间碳代谢效率评估框架,并运用超效率DEA模型和Malmquist指数分析了2000~2020年三生空间碳代谢效率的时空分布、动态变化及演进模式.结果表明：①2000~2020年,京津冀地区三生空间碳代谢效率呈波动增长趋势,各城市碳代谢效率空间分异明显,碳代谢效率水平整体偏低,呈中部高、南北低的分布格局.②京津冀地区碳代谢效率全要素生产率呈增加趋势,技术进步变化和纯技术效率贡献作用不显著.超过50%的城市全要素生产率呈改善趋势,仅有38.46%的城市在碳代谢效率改善过程中存在技术进步现象,超过1/2地区的纯技术效率呈下降趋势,大部分城市的技术效率和规模效率变化指数大于1.③各城市碳代谢效率呈现不同的类型特征,按照其发展路径划为稳定式、反复式、渐进式和突变式这4种演进模式.各城市应据此采取差异化措施,合理配置三生空间资源,提高技术水平和规模效率,以期提高城市碳代谢效率水平.     

Considering climate change and regional differences: An efficiency assessment of coal mine use and land restoration

China is the country with the largest coal mining production and consumption in the world, but due to a large amount of coal burning, air pollution and climate change are exasperating related problems. The previous literature mainly has discussed coal mine production and environmental pollution, but failed to take into account external factors such as climate change and seldom discussed the relationship between coal mine land use and land restoration. Therefore, this study uses the meta-Epsilon-Based Measure two-stage Data Envelopment Analysis under the exogenous model and incorporates coal mine land use and land restoration use into the model to explore the relationship between the two under climate change. The research results are as follows. (1) If the external climate factors are not considered, then the phenomenon of overestimation or underestimation of the technology gap arises. (2) The efficiency value of the coal mining stage in most provinces is generally higher than the land restoration efficiency value.     

基于改进DEA交叉效率模型的洪水灾害区域脆弱性评价

为了评价洪水灾害区域脆弱性,提出了应用改进DEA交叉效率模型和熵权法相结合的洪水灾害区域脆弱性评价方法。首先,在洪灾形成理论的基础上,构建洪灾区域脆弱性指标体系和评价标准;其次,应用改进DEA交叉效率模型计算不同区域的成灾效率,利用熵权法计算权重集结全局成灾效率。根据成灾效率的实际意义分析不同区域脆弱性的相对大小。最后,选取我国各省份洪灾作为实证分析的研究对象。研究结果表明:该方法能够准确评价区域洪灾脆弱性程度,评价结果与实际情况一致,具有较好的适用性。     

区域用水环境经济综合效率及其影响因素——基于DEA和Malmquist指数模型

仅考虑经济效益而忽略环境损害的水资源利用效率指标不能全面反映区域用水的真实效果.本文基于DEA和Malmquist指数模型,提出区域用水环境经济综合效率(WEEE)概念及其评价方法,分析了2001~2012年河南省主要地市的WEEE及其影响因素.结果表明,研究时段内水资源利用保持了较高经济效率,但环境效率相对较差并由此拉低全省WEEE平均约2%;2012年WEEE未达到DEA有效的地市水资源投入平均冗余率约为18%,COD和NH₃-N平均超排率分别约为49%和49.2%,说明这些地市存在水资源利用低效和水污染物排放较高的问题.通过分析水资源利用的全要素生产率(TFP)发现,技术变化指数在研究时段内下降了2%,是抑制WEEE增长的最主要因素.为了在水资源利用过程中取得更好的环境和经济综合效益,河南省应加大对工农业节水和水污染防治的科技投入,并在严格控制用水总量的同时进一步加强水污染物的减排工作.     

基于ANP-DEA的城轨网络应急演练组合评价模型

应急演练综合评价是衡量应急演练效果好坏的关键。以城轨网络应急演练综合评价为研究对象,将城轨网络应急演练划分为演练准备、演练实施、演练总结三个阶段。针对评价指标间存在的关联关系,采用网络层次分析法(ANP)进行定量化处理,计算得到各评价指标综合权重,进而得到三个演练阶段的重要度。利用数据包络分析方法(DEA),分别计算三个阶段不同城轨线路应急演练的排序值,结合不同阶段的重要度,构建得到城轨网络应急演练的组合评价模型,实现对城轨网络应急演练效果的综合评价。结合算例,应用ANP-DEA组合模型,对某城轨网络的应急演练效果进行了综合评价。     

基于DEA和Malmquist指数的煤矿安全投入效率评价

为了系统的评价煤矿安全投入效率,采用DEA（数据包络分析）方法,选取我国1991~2010年煤矿安全投入产出数据构建DEA模型,其中煤矿安全投入指标为采煤机械化程度、工程技术人员百分比、颁布煤矿安全法规数和行业标准,产出指标为煤矿百万吨死亡率。根据构建的DEA模型对每年的效率进行分析和评价,并提出建议。同时运用Malmquist指数（全要素生产力指数）对煤矿安全投入效率进行分解研究。研究结果表明,从静态上看,我国仅有1993年和2010年当年的煤矿安全投入和产出都达到了最优状态,并且随着煤矿安全投入逐年增加,煤矿安全投入技术效率、纯技术效率、规模效率逐年提升。从动态上看,我国煤矿安全投入Malmquist指数的提高对技术的依赖很明显,无论是技术进步还是技术效率的提高都会相应的提高Malmquist指数。