COMPARISON OF STOCHASTIC AND DETERMINISTIC DYNAMIC PROGRAMMING FOR RESERVOIR OPERATING RULE GENERATION1

ABSTRACT: Two dynamic programming models — one deterministic and one stochastic — that may be used to generate reservoir operating rules are compared. The deterministic model (DPR) consists of an algorithm that cycles through three components: a dynamic program, a regression analysis, and a simulation. In this model, the correlation between the general operating rules, defined by the regression analysis and evaluated in the simulation, and the optimal deterministic operation defined by the dynamic program is increased through an iterative process. The stochastic dynamic program (SDP) describes streamflows with a discrete lag-one Markov process. To test the usefulness of both models in generating reservoir operating rules, real-time reservoir operation simulation models are constructed for three hydrologically different sites. The rules generated by DPR and SDP are then applied in the operation simulation model and their performance is evaluated. For the test cases, the DPR generated rules are more effective in the operation of medium to very large reservoirs and the SDP generated rules are more effective for the operation of small reservoirs.     

SUSTAINABILITY AT THE LOCAL LEVEL: MANAGEMENT TOOLS AND MUNICIPAL TAX INCENTIVE MODEL

The implementation of sustainable development may seem a simple concept when written on paper. However to carry-out long term actions put forward by the Agenda 21 (AG21) at the local level represents one of the main challenges as municipal governments in general do not have the capacity to effectively implement the process. Regional environmental assessment (REA) has shown to be effective in supporting decision-making not only to correct environmental problems due to past unsustainable social-economic developments but also help local governments to implement sustainable actions. However this requires long-term investments of AG21 plans and projects. The allocation of regular and consistent financial resources is one of the main ingredients for the sustainable development process. But traditional plans and projects financed by national and/or international funds may not be sustainable in the long-term because they become dependent on external funding. Research demonstrate that innovative economic instruments such as ecotaxes represent a feasible alternative to sponsor local sustainability because taxes are collected permanently by the government and could be invested in continuous actions. Ecotaxes experiences have provided important reference to structure a municipal incentive model (MIM) to sponsor AG21’s environmental plans and projects on a long-term (permanent) basis. However sustainable development cannot be solely through economic investments. A comprehensive municipal environmental management scheme (MEMS) has been established to support the incentive model. The scheme seeks not only to improve local institutional framework but also incentive continuous participation of local stakeholders at all levels of society. Participatory events and the provision of incentives (educational and financial) are key to motivate society to protect the environment and support actively the sustainable development process as emphasised in the RIO-92 Conference.     

区域排污权交易模型研究

本文在分析了排污权交易研究进展的基础上，指出区域污染权交易比传统的排污权交易意义更大，并提出排污权交易地区交叉补贴的设想：将发达地区的排污权交易所得向欠发达地区转移，以解决欠发达地区产业结构调整乏力以及对发达地区的二次污染和发达地区环境容量资源短缺问题。在不考虑交易成本的假设下，通过建立不同地区排污权交易模型以确定排污权交易总量及其交易价格以及交易所获净增纯收益等。太湖流域由于经济最为发达，环境问题十分突出，是目前我国最适宜率先进行区域排污权交易试点的地区。通过假定太湖流域无锡和常州两市进行排污权交易，并利用两市1991—2000年的环境统计资料等相关资料进行了验证。计算结果表明区域排污权交易不仅具有明显的经济和环境效益，而且也是协调环境区域矛盾的重要手段。因此，不同地区间进行排污权交易在我国具有重要意义，在太湖流域等经济发达地区收效尤其明显。     

The evolution of sustainability

Six separate but related strains of thought have emerged prominently since 1950 in discussions of such phenomena as the interrelationships among rates of population growth, resource use, and pressure on the environment. They are the ecological/carrying capacity root, the resources/environment root, the biosphere root, the critique of technology root, the no growth/slow growth root, and the ecodevelopment root.Each of these strains of thought was fully developed before the word sustainable itself was used. Many of the roots are based on fundamentally opposing assessments of the future of mankind. Many of the roots, such as the ecology/carrying capacity root, are based on physical concepts, and they exclude normative values. Others, such as the ecodevelopment root, include such values as equity, broad participation in governance, and decentralized government.When the word sustainability was first used in 1972 in the context of man's future, in a British book,Blueprint for Survival, normative concepts were prominent. This continued to be the case when the word was first used in 1974 in the United States to justify a no growth economy.Sustainability was first used in a United Nations document in 1978. Normative concepts, encapsulated in the term ecodevelopment, were prominent in the United Nations publications.After about 1978, the term sustainability began to be used not only in technological articles and reports but also in policy documents culminating in the use of the term in the report of the summit meeting of the Group of Seven in 1989.The roots of the term sustainability are so deeply embedded in fundamentally different concepts, each of which has valid claims to validity, that a search for a single definition seems futile. The existence of multiple meaning is tolerable if each analyst describes clearly what he means by sustainability.     

北方湖库沉积物重金属区域特征及生态风险评价

以白洋淀、衡水湖、于桥水库、松花湖、大伙房水库和小兴凯湖沉积作为研究对象,通过对北方六湖库沉积物中Cu、Zn、Pb、Cr、Ni等重金属元素进行分析,并与国内外其他水域重金属污染情况进行多因素比较,探讨了六湖库主要重金属污染源的差异性,区域分布特征以及与国内外其他水域污染的相似性和区别.结果表明,六湖库沉积物重金属污染处于中等偏下水平.六湖库之间主要重金属污染源存在差别.沉积物重金属含量未出现明显上升的趋势.其中Zn、Pb存在富集现象,但Pb含量与历史数据相比出现下降,Zn的含量与其他地区相比整体偏高.大伙房水库沉积物重金属污染较重,Cu、Zn、Pb、Cr、Ni含量平均值分别为56.28,142.3,17.44,97.9,44.44mg/kg.小兴凯湖沉积物重金属含量最低,Cu、Zn、Pb、Cr、Ni含量平均值分别为2.41,63.90,13.37,56.36,26.09mg/kg.六湖库综合风险评价结果为大伙房水库>于桥水库>白洋淀>衡水湖>松花湖>小兴凯湖,重金属整体潜在生态风险指数为低.     

河北坝上与坝下不同土地利用类型土壤入渗特征及其影响因素

为查明河北省坝上与坝下不同土地利用类型土壤入渗能力,选择张北县（坝上风蚀区）和阳原县（坝下水蚀区）作为典型研究区,采用微型圆盘入渗仪测量土壤入渗特性,并分析其主要影响因素。研究结果表明：（1）阳原县不同土地利用类型土壤渗透性能表现为：高盖度草地>低盖度草地>耕地>林地,张北县表现为：草地>耕地>灌木林地>防护林地;（2）不同入渗模型拟合度之间存在显著差异,其中Philip模型拟合效果最佳;（3）土壤初始入渗速率、稳定入渗速率、稳定入渗时间与容重呈极显著负相关关系,而与总孔隙度均呈极显著正相关关系。结果表明,该区草地土壤入渗能力最强,后期开展生态工程建设时应更加重视草地涵养水源的作用。     

气候变化和人类活动对伊逊河流域径流变化的影响

借助Mann-Kendall趋势检验和突变检验对气象水文序列进行一致性分析,划分基准期（1961—1979年）和影响期（① 1980—1989年、② 1990—1999年、③ 2000—2016年）,利用基准期校准的可变下渗容量（VIC）模型,采用步进式方法,探究气候变化和人类活动对伊逊河流域径流变化的波动影响过程。结果表明:研究区近56年年均气温显著升高,年降水量无明显变化趋势,流域年径流量下降趋势明显,季节尺度上流域非汛期降水量增加显著。气候变化和人类活动均会对径流产生显著影响且作用机理复杂,步进式方法对影响机理的研究较传统方法更能体现其变化过程;在降水丰沛的影响 ② 期,冬季降水量增加会显著增加流域径流量,而在降水略少的影响 ① 期和 ③ 期,蒸发量增加以及土壤含水量降低使得流域径流减少;人类活动耗水在影响 ① 期和 ③ 期引起流域径流减少并且影响作用逐渐增强,影响 ② 期由于城镇化和耕地扩张使得流域产流能力增强导致径流增加。深入研究气候变化和人类活动对径流的影响机制,可为流域水资源管理和规划提供理论依据。     

基于SVR的长江经济带水环境承载力评价

基于DPSIRM模型构建区域水环境承载力评价指标体系,并基于SVR模型构建了区域水环境承载力评价模型,利用交叉验证法对SVR模型参数进行优化选择,进一步提高模型预测精度.运用该模型研究了长江经济带2009~2018年的水环境承载力演变趋势及空间差异,结果表明：长江经济带水环境承载力等级整体呈现升高趋势,其中上游城市群承载等级由II级（超载）提升到了IV级（弱可承载）;中游城市群承载等级由II级（超载）提升到了IV级（弱可承载）;下游长三角区域承载等级由I级（重超载）提升到了IV级（弱可承载）.将评价结果与熵权-TOPSIS法的评价结果相比较,相同率达到91.7%,说明SVR模型评价区域水环境承载力可行,评价结果可靠.以下游区域为例,分别对其6个子系统的承载力进行剖析,并运用单因素轮换OAT法对各子系统内的评价指标进行敏感性分析,便于决策者识别指标敏感性.     

水源水库贫营养好氧反硝化菌群脱氮特性研究

为削减微污染水库中氮素的浓度,通过对西安市李家河水库沉积物进行定向富集驯化,筛选出以Pseudomonas菌为主、具有高效好氧反硝化特性的混合菌群-A1.摇床实验表明,贫营养好氧反硝化菌群A1在15h时硝酸盐氮去除率可达93.39%,硝酸盐氮平均去除速率为0.2073mg/（L·h）;总氮去除率为52.11%,总氮平均去除速率为0.1153mg/（L·h）,无亚硝酸盐积累.氮平衡分析表明,约45%的初始氮被去除转化为气体产物.响应面法（RSM）结果表明,C/N比9.96,温度22.67℃,pH8.01,转速91r/min,溶解氧8.55mg/L是去除总氮（TN）的最优条件.     

长江经济带水质目标管理平台总体设计

为强化长江经济带资源整合与共享,集成统一规范的大数据平台,基于“十一五”“十二五”国家水体污染控制与治理科技重大专项数据和模型库资源,以面向服务的架构(SOA)和模块化设计为支撑,遵循“五横两纵四统一”的平台架构设计思路,应用大数据挖掘、云计算等现代信息技术,构建长江经济带水质目标管理平台.平台基于长江经济带水生态环境功能分区,兼顾不同类别水质目标管理技术的协调性、衔接性和适应性,对水质目标管理相关信息进行跟踪、模拟、分析和三维可视化表达,在水生态环境功能分区管理、数据汇交与信息共享、容量总量管理、风险评估与预警等方面实现业务化运行,实现全景式水质达标形势研判、一体化风险联防联控.平台已在国家长江生态环境保护修复联合研究中心进行业务化运行,将有效提升长江经济带水环境综合管理能力,同时可为其他重要流域水质目标管理提供信息化工作参考.