长江流域的水资源配置与水资源综合管理

回顾总结了我国近年来在水资源配置方面的理论研究和工作进展,论述了我国水资源配置的特点及其与联合国倡导的水资源综合管理的相互关系,阐述了长江流域水资源综合管理在我国的重要地位。提出我国开展的水资源配置在重视公众参与的基础上,与水资源综合管理是一致的。长江流域水资源综合管理是一个多学科、跨学科的研究课题。流域层面的水资源综合管理是国家层面和行业层面水资源配置的基础。长江水资源综合管理应该遵循水文系统优先的原则,使水资源利用和管理在流域层面上首先达到优化状态。环境用水需求是一个重要课题,它是流域层面水资源配置的基础,急待开展大量的研究。在流域系统优先原则下,各行政区与水用户参与者在讨论和协商的基础上,确定共同的准则、目标和具体措施,在不损害它方利益的前提下都能取得自己的利益。具体细化新《水法》中提出的流域管理与行政管理相结合的原则是开展长江水资源综合管理的关键。《长江法》的制定应该为水资源综合管理提供具体的法律依据。流域与地方水利机构的体制改革是十分重要的,它应该为开展水资源综合管理创造条件。在我国国情条件下,水资源综合管理中的用户参与应该如何开展,需要研究和实践。     

Towards better water governance in river basins: some lessons learned from the Volga

This article focuses on the problems of water governance at a river basin level, and on the role of institutional coordination, participation and partnerships between multiple stakeholders towards sustainable water management. Its approach presupposes that institutional capacity building, strengthening coordination between government institutions (vertical and horizontal), on the one hand, and broadening participation and consolidating partnerships between public, private and civil society actors, on the other hand, is among effective tools in integrated water resource management in river basins. It explores environmental challenges, problems, emerging trends and recent institutional innovations in the Volga basin in Russia—the largest river basin in Europe. Transfer and adaptation of good practices in good water governance between the EU and Russia are discussed. This article presents some research findings and lessons learned from practice by the EC international project ‘CABRI—Cooperation along a big river: Institutional coordination among stakeholders for environmental risk management in the Volga basin’, which is assessed as one of the selected success stories of the European research.’     

Policy entrepreneurs in international river basins—getting climate adaptation on the cross-border water policy agenda

In this study, we look at the role which water policy entrepreneurs play in promoting and stimulating climate adaptation measures in international river basins. In a Dutch-German case study in the Rhine delta, we explore the range of strategies that policy entrepreneurs employ in cross-border water management to effectively anchor and embed climate adaptation in the water policy debate.

We focus on climate adaptation on the local and regional scale in the Deltarhine region where increased flooding and prolonged drought periods are expected under the current climate change scenarios with a considerable impact on flood protection, agricultural activities, drinking water and ecosystem development.

We analyse the impact of policy entrepreneurs while coping with the challenging cross-border setting and dealing with structural differences in national systems such as the legal and institutional framework. It is shown that whilst the European water guidelines advocate a river basin approach across borders, the guidelines do not (yet) play a catalyst role regarding climate adaptation, and the presence and activities of policy entrepreneurs contribute in putting climate adaptation on the cross-border policy agenda.

Finally, marked differences in the presence of entrepreneurs in Germany and the Netherlands are observed for which two important complementary explanations are offered relating to contextual elements of power asymmetry and dependency as well as different policy styles and organisational cultures in both countries.

     

Integrated and adaptive governance of water resources: the case of South Africa

Climate change and its impact on water resources have become a reality in many parts of the world. Uncertainties in water supply as well as the gradual and abrupt change in water availability are increasing. To maintain the sustainability of the water sector, its ability to adapt to unforeseen events needs to increase. Making adaptation an integral part of the governance of water resources will thus be one of the major future challenges for the water sector. This paper focuses on how far Integrated Water Resource Management (IWRM), the guiding concept of water management and governance, is able to address these challenges and which additional features would be required for increasing the adaptability of water governance and management. In the empirical part of the paper, South African water legislation and its adaptability to the challenges of climate change is scrutinised. The paper finds that IWRM offers a number of entry points for increased adaptability. However, the IWRM concept should be complemented with features of adaptive governance such as polycentric, redundant and flexible governance structures to be better prepared for unforeseen events. It is concluded that the features of IWRM and adaptive water governance comprise a number of synergies and trade-offs, which play out differently in different combinations and contexts. The paper outlines the need for further empirical research on these trade-offs as well as on the appropriate degree of features such as participation, flexible institutions and redundancy.     

Risks posed by climate change to the delivery of Water Framework Directive objectives in the UK

The EU Water Framework Directive (WFD) is novel because it integrates water quality, water resources, physical habitat and, to some extent, flooding for all surface and groundwaters and takes forward river basin management. However, the WFD does not explicitly mention risks posed by climate change to the achievement of its environmental objectives. This is despite the fact that the time scale for the implementation process and achieving particular objectives extends into the 2020s, when climate models project changes in average temperature and precipitation. This paper begins by reviewing the latest UK climate change scenarios and the wider policy and science context of the WFD. We then examine the potential risks of climate change to key phases of the River Basin Management Process that underpin the WFD (such as characterisation of river basins and their water bodies, risk assessments to identify pressures and impacts, programmes of measures (POMs) options appraisal, monitoring and modelling, policy and management activities). Despite these risks the WFD could link new policy and participative mechanisms (being established for the River Basin Management Plans) to the emerging framework of national and regional climate change adaptation policy. The risks are identified with a view to informing policy opportunities, objective setting, adaptation strategies and the research agenda. Key knowledge gaps have already been identified during the implementation of the WFD, such as the links between hydromorphology and ecosystem status, but the overarching importance of linking climate change to these considerations needs to be highlighted. The next generation of (probabilistic) climate change scenarios will present new opportunities and challenges for risk analysis and policy-making.     

流域土地利用变化的水质响应研究进展

探讨流域土地利用变化的水质响应,有利于从源头上控制水污染。不同学者在多种边界条件下研究了流域土地利用变化的水质响应,发现流域土地利用变化是造成河流水质发生变化的重要原因。根据是否可以将土地利用活动概化为点状,流域土地利用变化的水质响应研究可分为点状土地利用的水质响应和非点状土地利用的水质响应。准确边界土地利用的水质响应一般是研究流域土地利用空间特征和土地利用结构与水质变化的关系。对于用全流域尺度还是用缓冲区的尺度分析土地利用的水质响应更准确仍存在争论。水域边缘几何形状影响了土地利用与水质的关系。     

流域立法视角下生态流量保障的制度供给--以长江流域为例

生态流量保障的重难点在于流域生态流量不足问题的妥善解决。生态流量不足基于产生的原因可分为“自然型”和“人为型”。“人为型”生态流量不足的根源在于《水法》第4条规定的三生用水关系未得到妥善处理,实质上是水资源分配和管理不合理所致。具体表现为水资源保护理念镶嵌在制度表层、生态流量缺乏核心制度保障、流域规划匮乏强效监督机制、流域水资源分配信息公开不足、末端行政考核制度偏重水质管控、生态用水制度顶层设计与地方实施间落差巨大等。流域立法作为立法体系的中间环节,对上位法具有填补协调功能,对地方立法具有引领指导作用。建议在流域立法过程中,通过制度设计解构流域生态流量保障现存的制度困境,主要包括以下几个方面:一是完成流域特有保护理念到实体制度的转型。二是基于流域生态修复、水资源生态红线管控制度的开展以及有效衔接规划环境影响评价制度的需要,建立生态流量管控指标制度体系不可或缺。三是基于流域规划对三生用水的初始分配性,将生态流量供给纳入流域规划体系中,从水资源分配初始阶段保障生态流量,同时强化流域水资源规划制度的监督机制,健全规划制定的程序性规范,明确科学考察和调查评价人员的构成规则、方式及模式。四是依法加深政府信息公开程度保障公众的知情权、参与权及监督权。五是完善行政考核制度体系强化对生态流量供给的考核。     

Climate change adaptation and cross-sectoral policy coherence in southern Africa

To be effective, climate change adaptation needs to be mainstreamed across multiple sectors and greater policy coherence is essential. Using the cases of Malawi, Tanzania and Zambia, this paper investigates the extent of coherence in national policies across the water and agriculture sectors and to climate change adaptation goals outlined in national development plans. A two-pronged qualitative approach is applied using Qualitative Document Analysis of relevant policies and plans, combined with expert interviews from non-government actors in each country. Findings show that sector policies have differing degrees of coherence on climate change adaptation, currently being strongest in Zambia and weakest in Tanzania. We also identify that sectoral policies remain more coherent in addressing immediate-term disaster management issues of floods and droughts rather than longer-term strategies for climate adaptation. Coherence between sector and climate policies and strategies is strongest when the latter has been more recently developed. However to date, this has largely been achieved by repackaging of existing sectoral policy statements into climate policies drafted by external consultants to meet international reporting needs and not by the establishment of new connections between national sectoral planning processes. For more effective mainstreaming of climate change adaptation, governments need to actively embrace longer-term cross-sectoral planning through cross-Ministerial structures, such as initiated through Zambia’s Interim Climate Change Secretariat, to foster greater policy coherence and integrated adaptation planning.     

Adaptation planning and the use of climate change projections in local government in England and Germany

Planning for adaptation to climate change is often regarded to be a local imperative and considered to be more effective if grounded on a solid evidence base and recognisant of relevant climate projections. Research has already documented some of the challenges of making climate information usable in decision-making but has not yet sufficiently reflected on the role of the wider institutional and regulatory context. This article examines the impact of the external institutional context on the use and usability of climate projections in local government through an analysis of 44 planning and climate change (adaptation) documents and 54 semi-structured interviews with planners in England and Germany conducted between July 2013 and May 2014. We show that there is little demand for climate projections in local adaptation planning in either country due to existing policy, legal and regulatory frameworks. Local government in England has not only experienced a decline in use of climate projections, but also the waning of the climate change adaptation agenda more widely, amidst changes in the planning and regulatory framework and severe budget cuts. In Germany, spatial planning makes substantial use of past and present climate data, but the strictly regulated nature of planning prevents the use of climate projections, due to their inherent uncertainties. Findings from the two countries highlight that if we are to better understand the usability of climate projections, we need to be more aware of the institutional context within which planning decisions are made. Otherwise we run the risk of continuing to provide tools and information that are of limited use within their intended context.     

Water use in arid rural systems and the integration of water and agricultural policies in Europe: the case of Andarax river basin

Water is a precious resource in arid rural areas with irrigated agriculture. Nonetheless, water and agricultural policies in Europe show different management scopes and objectives, usually translated in divergent drivers of rural change. This paper has a double aim: to propose a specific method for quantitative biophysical analysis of water use in rural systems with the multi-scale integrated analysis of societal and ecosystem metabolism approach and to show the usefulness of this method for the assessment of the integration of water and agricultural policies. The river basin scale is chosen, since it is the socioecological unit for water management established in the water framework directive 2000/60/CE. A multi-scale water use accounting is provided for a Mediterranean river basin in Andalusia, integrating water cycle, ecosystems and social levels. Particularly focusing on agricultural production, a relevant set of indicators is proposed in order to analyze and compare different metabolic patterns. Finally, the integration of water and agricultural planning is assessed in terms of external (biophysical) and internal (economic, institutional) constraints of the new water-use patterns generated by the scenarios posed in these policies. While on a European level water policy is ambitious in terms of ecological conservation, the lack of integration within the common agricultural policy and the entanglement of multiple scales of political and economic organization of local ruralities blur its priority in a rather slow transition to a new water culture.     

岷沱江流域水环境治理绩效综合评价方法研究

为全面研究生态文明背景下岷沱江流域水环境治理成效，该研究从水生态保护与修复、水污染治理与控制、水资源开发利用和社会经济承载4个维度构建评价指标体系，先采用灰色关联分析法和均方差决策法建立组合权重，再通过加权综合指数法和理想解模型对2011~2017年岷沱江流域10个主要地级市的水环境治理绩效进行动态评价，最后利用ArcGIS10.5软件进行评价结果的时空分异性的可视化。研究表明：在水环境综合管理下，岷沱江流域水环境治理绩效水平呈上升的趋势。空间分布上，虽岷沱江流域上、中、下游的水环境治理绩效整体水平差异性逐渐缩小，但流域中各地级市在水污染治理与水资源开发利用上存在明显的差异性，今后岷沱江流域应重点控制水污染和优化水资源配置，统筹流域可持续发展的水环境管理。     

Experiences with restoration of inland freshwater wetlands in the Netherlands: lessons for science and policy-making

The past decade has seen important changes in the approach to water management issues in the Netherlands. Urban development, recreational demands, agriculture, nature conservation and other space demanding functions compete with water management objectives in their claims for space. An analysis of some recent water management projects illustrates that the implementation of the new water management approach is not always easy. Catchment-based multifunctional projects encounter major constraints. These constraints are: 1) national goals versus local constraints; 2) limited sense of urgency; 3) lack of institutional coordination in the water management community; 4) unclear views over nature conservation, and; 5) limited understanding of wetland functioning in relation to flood risk management. We promote platforms for collaborative planning as a way to improve stakeholder participation in early stages of decision-making. Negotiation and mediation support tools can enable stakeholders and mediators to formulate the problems that need to be addressed more effectively. Early involvement of stakeholders in the planning process is almost a condition for successful implementation; however, it is no guarantee of success, and not all conflicts can be solved. Therefore assessment of the costs and benefits of different parties is important for compensation schemes to gain broad social acceptance.     

Economic costs of reduced irrigation water availability in Uzbekistan (Central Asia)

Reduced river runoff and expected upstream infrastructural developments are both potential threats to irrigation water availability for the downstream countries in Central Asia. Although it has been recurrently mentioned that a reduction in water supply will hamper irrigation in the downstream countries, the magnitude of associated economic losses, economy-wide repercussions on employment rates, and degradation of irrigated lands has not been quantified as yet. A computable general equilibrium model is used to assess the economy-wide consequences of a reduced water supply in Uzbekistan—a country that encompasses more than half of the entire irrigated croplands in Central Asia. Modeling findings showed that a 10–20 % reduction in water supply, as expected in the near future, may reduce the areas to be irrigated by 241,000–374,000 hectares and may cause unemployment to a population of 712–868,000, resulting in a loss for the national income of 3.6–4.3 %. A series of technical, financial, and institutional measures, implementable at all levels starting from the farm to the basin scale, are discussed for reducing the expected water risks. The prospects of improving the basin-wide water management governance, increasing water and energy use efficiency, and establishing the necessary legal and institutional frameworks for enhancing the introduction of needed technological and socioeconomic change are argued as options for gaining more regional water security and equity.     

Istanbul: the challenges of integrated water resources management in Europa’s megacity

Effective integrated water resources management (IWRM) and developments impacting on water resources are recognized as key components of environmentally sustainable development. Istanbul (Turkey) is a very large metropolitan city with a population of approximately 14 million. Istanbul is one of the 23 megacities (metropolitan areas with a population of more than 10 million) in the world and one of the most rapidly growing cities in Europe. The annual population growth is 2.8 %. The population growth in the city is almost twice the overall rate of the whole of Turkey, because of a large in-migration. The present study is a baseline assessment of IWRM of Istanbul and also provides a critical review of Istanbul’s future challenges. The assessment is part of an action on water governance (City Blueprints) in the context of the European Innovation Partnership on Water of the European Commission. The City Blueprint indicator approach and process have been applied as first step of gaining a better understanding of IWRM and the challenges ahead. This is done by using well-established and high-quality data sets, a relatively cost-effective online survey and a relatively simple questionnaire. Istanbul has set a good example to the challenges faced in water supply in megacities, where illegal settlements on watershed zones posed a threat to scarce water resources. Despite these enormous efforts, the projected future population growth and climate change in Istanbul will necessitate further major transitions towards sustainable IWRM. This holds for all aspects of the water cycle: water quality, water quantity, water supply and sanitation, coping with extreme weather events (floods and droughts), as well as for the protection of the sources of water, i.e. ecosystem conservation. Istanbul is a place where problems emerge and solutions need to be found. The time window available to do this is rapidly closing. As such, this review of IWRM of Istanbul confirms the conclusions of the World Economic Forum that water supply is one of the top three global risks for both the impact and likelihood. Our framework has been applied for nearly 40 cities, and the results for Istanbul are discussed in the broader context of recent initiatives on water governance and smart cities by the European Commission.     

Institutional challenges of adopting ecosystem-based adaptation to climate change

In view of past environmental degradation and anticipated climate change impacts, we assessed the potential for ecosystem-based adaptation in the Murray-Darling Basin, Australia. In a workshop with staff from three Catchment Management Authorities (CMAs) who had jurisdiction over three sub-basins, as well as technical experts, nine adaptation options were identified that ranged from environmental flows, restoring river channel habitat, reoperating infrastructure and controlling invasive species. A Catchment Adaptation Framework was developed and used to assess and compare these adaptation options with each of the CMAs, drawing on interviews with their key stakeholders, to identify the risks, benefits and costs. We found that ecosystem-based adaptation can augment catchment management programs and requires investment in a suite of different but complementary measures to lower risk. Our research found institutional challenges in implementing this approach, including the complexities of multi-agency management, constricting legal requirements, narrow funding arrangements, under-developed institutional capacity, difficulties of implementing catchment-scale programs on private property and the need to adhere to community expectations. These institutional issues are ubiquitous internationally and point to the wider issues of providing sufficient management capacity to support adaptation. The Catchment Adaptation Framework presented here enables river basin managers to systematically assess the adaptation options to better inform their decision-making.     

Institutions and water governance in the Okavango Delta,Botswana

The goals of Integrated Water Resources Management (IWRM) can be achieved by embracing the principles of distributive governance, which places both customary and statutory water institutions on the same pedestal in the governance of water resources. As culture and traditions constitute intangible aspects of water resources management in rural Africa, the recognition of water governance systems grounded in local norms, which correspond better with the aspirations of local water users as against the expert-knowledge systems is desirable. Following the introduction of the statutory institutions in postcolonial Africa, customary institutions, which were once effective in regulating water resources became relegated to the background in those countries, including Botswana . Adopting a critical literature review approach, this article employs the concept of legal pluralism to analyze the institutional factors that create the disharmony between cultural and statutory water governance and management institutions. Findings indicate that water has been abstracted from its social nature and transformed into a tradable economic good. Ultimately, the local meanings and images encoded in water as a nature-given resource are overlooked, thus generating conflicts in water governance. The paper recommends the adoptions of legal pluralism under which water institutions need to embrace both customary and statutory institutions.     

长江上游洪涝灾害分析及防灾减灾措施

分析了长江上游洪水和渍涝灾害的发生频率、危害程度和演变趋势。在季风环流和山区地形抬升作用下，形成长江上游４个年雨量大于２０００ｍｍ的暴雨中心，使盆周和乌江上游成为雨洪多发区，各大江河汇合口普遍存在洪泛之害。夏季山洪、秋季雨涝、沿江洪水淹没和山区泥石流等水害频繁，且灾害的发生频率和造成的损失有继续增大的趋势，通过对历史灾情的分析，提出了洪涝频率和面积分布。洪涝灾害的危害程度既受天气异常的影响，又与人类活动密切相关。长江上游的防洪抗灾应采取因地制宜、综合治理的方针，即结合大型水库控制、水土保持、农田水利、灾害预警和社会保险等措施消减灾害，其中尤以长江上游防护林和大江河干流水库枢纽作用巨大，可起到削蓄洪水、涵养水源、减少侵蚀和改善生态环境条件的综合功效，是带根本性的流域治理措施。     

Power asymmetries and institutions: landscape conservation in central India

Understanding the importance of cross-sectoral implications of climate and socio-economic change in Scotland is essential for adaptation policy. This study explored the direct and indirect sectoral impacts of future change using the CLIMSAVE Integrated Assessment Platform. There is great spatial diversity in projected impacts across Scotland, and increasing uncertainty in the direction of change of impacts from the national to regional scale associated with climate uncertainty. Further uncertainty associated with socio-economic change results in 6 out of 13 indicators (artificial surfaces, biodiversity vulnerability, forest area, land-use intensity, irrigation usage and land-use diversity) with robust directions of change at the national scale and only three (artificial surfaces, forest area and irrigation usage) that are robust across all regions of Scotland. Complex interactions between socio-economic scenario assumptions (e.g. food imports, population and GDP), climatic suitability and agricultural productivity and profitability lead to significant national and regional changes in the distribution and extent of land cover types, with resultant cross-sectoral interactions with water, forestry and biodiversity. Consequently, stakeholders characterised robust adaptation policy options, within the CLIMSAVE participatory process, as those beneficial to society (and the country) in all scenarios, irrespective of the direction of change of the impacts. The integration in CLIMSAVE of a participatory scenario development process and an integrated participatory modelling framework has allowed the exploration of future uncertainty in a structured approach and better represented the importance of qualitative information and the social and institutional contexts within adaptation research.     

A guide towards climate change adaptation in the livestock sector: adaptation options and the role of robust decision-making tools for their economic appraisal

Economic appraisal and technical effectiveness of adaptation options are key criteria for judging climate change adaptation investment decisions in all sectors. Yet relatively little methodological guidance exists for determining the most appropriate appraisal techniques for different adaptation options. This paper provides adaptation options and scopes relevant appraisal methods in agriculture focussing on livestock production specifically. We find that for many adaptation options for livestock agriculture, standard (expected) cost-benefit analysis is an appropriate tool. For adaptation options requiring long lead times or those with long lifetimes, techniques incorporating uncertainty (‘robust’ methods) are more suitable, including real options analysis, portfolio analysis and robust decision-making. From a comprehensive list of adaptation options in the livestock sector, we identify the most appropriate appraisal technique for each option and describe how the robust appraisal tools could be applied to heat stress, flood risk and water management.

     

Evaluating the effect of flood damage-reducing measures: a case study of the unembanked area of Rotterdam,the Netherlands

Empirical evidence of increasing flood damages and the prospect of climatic change has initiated discussions in the flood management community on how to effectively manage flood risks. In the Netherlands, the framework of multi-layer safety (MLS) has been introduced to support this risk-based approach. The MLS framework consists of three layers: (i) prevention, (ii) spatial planning and (iii) evacuation. This paper presents a methodology to evaluate measures in the second layer, such as wet proofing, dry proofing or elevating buildings. The methodology uses detailed land-use data for the area around the city of Rotterdam (up to building level) that has recently become available. The vulnerability of these detailed land-use classes to flooding is assessed using the stage–damage curves from different international models. The methodology is demonstrated using a case study in the unembanked area of Rotterdam in the Netherlands, as measures from the second layer may be particularly effective there. The results show that the flood risk in the region is considerable: EUR 36 million p.a. A large part (almost 60 %) of this risk results from industrial land use, emphasising the need to give this category more attention in flood risk assessments. It was found that building level measures could substantially reduce flood risks in the region because of the relatively low inundation levels of buildings. Risk to residential buildings would be reduced by 40 % if all buildings would be wet-proofed, by 89 % if all buildings would be dry-proofed and elevating buildings over 100 cm would render the risk almost zero. While climate change could double the risk in 2100, such building level measures could easily nullify this effect. Despite the high potential of such measures, actual implementation is still limited. This is partly caused by the lack of knowledge regarding these measures by most Dutch companies and the legal impossibility for municipalities to enforce most of these measures as they would go beyond the building codes established at the national level.