Assessing Parameter Uncertainty of a Semi‐Distributed Hydrology Model for a Shallow Aquifer Dominated Environmental System

This paper examines the performance of a semi‐distributed hydrology model (i.e., Soil and Water Assessment Tool [SWAT]) using Sequential Uncertainty FItting (SUFI‐2), generalized likelihood uncertainty estimation (GLUE), parameter solution (ParaSol), and particle swarm optimization (PSO). We applied SWAT to the Waccamaw watershed, a shallow aquifer dominated Coastal Plain watershed in the Southeastern United States (U.S.). The model was calibrated (2003‐2005) and validated (2006‐2007) at two U.S. Geological Survey gaging stations, using significant parameters related to surface hydrology, hydrogeology, hydraulics, and physical properties. SWAT performed best during intervals with wet and normal antecedent conditions with varying sensitivity to effluent channel shape and characteristics. In addition, the calibration of all algorithms depended mostly on Manning's n‐value for the tributary channels as the surface friction resistance factor to generate runoff. SUFI‐2 and PSO simulated the same relative probability distribution tails to those observed at an upstream outlet, while all methods (except ParaSol) exhibited longer tails at a downstream outlet. The ParaSol model exhibited large skewness suggesting a global search algorithm was less capable of characterizing parameter uncertainty. Our findings provide insights regarding parameter sensitivity and uncertainty as well as modeling diagnostic analysis that can improve hydrologic theory and prediction in complex watersheds. Editor's note : This paper is part of the featured series on SWAT Applications for Emerging Hydrologic and Water Quality Challenges. See the February 2017 issue for the introduction and background to the series.     

Application of SWAT with and without Variable Source Area Hydrology to a Large Watershed

In this study, two different versions of the Soil and Water Assessment Tool (SWAT) model were used to simulate the hydrology and biogeochemical response of the Cannonsville Reservoir watershed, in New York. The first version distributes overland flow in ways that are consistent with variable source area (VSA) hydrology driven by saturation excess runoff, whereas the second version is the standard version of SWAT. These two models were each calibrated for streamflow (Flow), particulate phosphorus (PP), total dissolved phosphorus (TDP), and sediment (Sed) against measured data from the 1,200 km² Cannonsville watershed. The standard version of the model yielded an r² between the measured and simulated data of 0.85, 0.73, 0.70, and 0.72 for Flow, Sed, TDP, and PP, respectively. The VSA version yielded an r² of 0.84, 0.69, 0.72, and 0.53 for Flow, Sed, TDP, and PP, respectively. The two models were then used to determine the maximum upper bound on the reduction in phosphorus loading by removing all of the corn in the watershed. The average reductions between the two models were 65 and 37% for PP and TDP, respectively. The VSA version was also used to estimate the effect of moving corn land in the watershed from the wettest, most runoff prone areas to the driest, least runoff prone areas, which cannot be done directly with the standard SWAT model.     

Augmenting Watershed Model Calibration with Incorporation of Ancillary Data Sources and Qualitative Soft Data Sources

Watershed simulation models such as the Soil & Water Assessment Tool (SWAT) can be calibrated using “hard data” such as temporal streamflow observations; however, users may find upon examination of model outputs, that the calibrated models may not reflect actual watershed behavior. Thus, it is often advantageous to use “soft data” (i.e., qualitative knowledge such as expected denitrification rates that observed time series do not typically exist) to ensure that the calibrated model is representative of the real world. The primary objective of this study is to evaluate the efficacy of coupling SWAT‐Check (a post‐evaluation framework for SWAT outputs) and IPEAT‐SD (Integrated Parameter Estimation and Uncertainty Analysis Tool‐Soft & hard Data evaluation) to constrain the bounds of soft data during SWAT auto‐calibration. IPEAT‐SD integrates 59 soft data variables to ensure SWAT does not violate physical processes known to occur in watersheds. IPEAT‐SD was evaluated for two case studies where soft data such as denitrification rate, nitrate attributed from subsurface flow to total discharge ratio, and total sediment loading were used to conduct model calibration. Results indicated that SWAT model outputs may not satisfy reasonable soft data responses without providing pre‐defined bounds. IPEAT‐SD provides an efficient and rigorous framework for users to conduct future studies while considering both soft data and traditional hard information measures in watershed modeling.     

A New Open‐Access HUC‐8 Based Downscaled CMIP‐5 Climate Model Forecast Dataset for the Conterminous United States

Watershed‐scale hydrologic simulation models generally require climate data inputs including precipitation and temperature. These climate inputs can be derived from downscaled global climate simulations which have the potential to drive runoff forecasts at the scale of local watersheds. While a simulation designed to drive a local watershed model would ideally be constructed at an appropriate scale, global climate simulations are, by definition, arbitrarily determined large rectangular spatial grids. This paper addresses the technical challenge of making climate simulation model results readily available in the form of downscaled datasets that can be used for watershed scale models. Specifically, we present the development and deployment of a new Coupled Model Intercomparison Project phase 5 (CMIP5) based database which has been prepared through a scaling and weighted averaging process for use at the level of U.S. Geological Survey (USGS) Hydrologic Unit Code (HUC)‐8 watersheds. The resulting dataset includes 2,106 virtual observation sites (watershed centroids) each with 698 associated time series datasets representing average monthly temperature and precipitation between 1950 and 2099 based on 234 unique climate model simulations. The new dataset is deployed on a HydroServer and distributed using WaterOneFlow web services in the WaterML format. These methods can be adapted for downscaled General Circulation Model (GCM) results for specific drainage areas smaller than HUC‐8. Two example use cases for the dataset also are presented.     

Testing of the Modified Streambank Erosion and Instream Phosphorus Routines for the SWAT Model

In some watersheds, streambanks are a source of two major pollutants, phosphorus (P) and sediment. P originating from both uplands and streambanks can be transported and stored indefinitely on floodplains, streambanks, and in closed depressions near the stream. The objectives of this study were to (1) test the modified streambank erosion and instream P routines for the Soil and Water Assessment Tool (SWAT) model in the Barren Fork Creek watershed in northeast Oklahoma, (2) predict P in the watershed with and without streambank‐derived P, and (3) determine the significance of streambank erosion P relative to overland P sources. Measured streambank and channel parameters were incorporated into a flow‐calibrated SWAT model and used to estimate streambank erosion and P for the Barren Fork Creek using modified streambank erosion and instream P routines. The predicted reach‐weighted streambank erosion was 40 kg/m vs. the measured 42 kg/m. Streambank erosion contributed 47% of the total P to the Barren Fork Creek and improved P predictions compared to observed data, especially during the high‐flow events. Of the total P entering the stream system, approximately 65% was removed via the watershed outlet and 35% was stored in the floodplain and stream system. This study successfully applied the SWAT model's modified streambank erosion and instream P routines and demonstrated that streambank‐derived P can improve P modeling at the watershed scale. Editor's note: This paper is part of the featured series on SWAT Applications for Emerging Hydrologic and Water Quality Challenges. See the February 2017 issue for the introduction and background to the series.     

Simulation of Daily Flow Pathways,Tile‐Drain Nitrate Concentrations,and Soil‐Nitrogen Dynamics Using SWAT

Tile drainage significantly alters flow and nutrient pathways and reliable simulation at this scale is needed for effective planning of nutrient reduction strategies. The Soil and Water Assessment Tool (SWAT) has been widely utilized for prediction of flow and nutrient loads, but few applications have evaluated the model's ability to simulate pathway‐specific flow components or nitrate‐nitrogen (NO₃‐N) concentrations in tile‐drained watersheds at the daily time step. The objectives of this study were to develop and calibrate SWAT models for small, tile‐drained watersheds, evaluate model performance for simulation of flow components and NO₃‐N concentration at daily intervals, and evaluate simulated soil‐nitrogen dynamics. Model evaluation revealed that it is possible to meet accepted performance criteria for simulation of monthly total flow, subsurface flow (SSF), and NO₃‐N loads while obtaining daily surface runoff (SURQ), SSF, and NO₃‐N concentrations that are not satisfactory. This limits model utility for simulating best management practices (BMPs) and compliance with water quality standards. Although SWAT simulates the soil N‐cycle and most predicted fluxes were within ranges reported in agronomic studies, improvements to algorithms for soil‐N processes are needed. Variability in N fluxes is extreme and better parameterization and constraint, through use of more detailed agronomic data, would also improve NO₃‐N simulation in SWAT. Editor's note : This paper is part of the featured series on SWAT Applications for Emerging Hydrologic and Water Quality Challenges. See the February 2017 issue for the introduction and background to the series.     

Evaluation of Existing and Modified Wetland Equations in the SWAT Model

The ability to accurately simulate flow and nutrient removal in treatment wetlands within an agricultural, watershed‐scale model is needed to develop effective plans for meeting nutrient reduction goals associated with protection of drinking water supplies and reduction of the Gulf of Mexico hypoxic zone. The objectives of this study were to incorporate new equations for wetland hydrology and nutrient removal in Soil and Water Assessment Tool (SWAT), compare model performance using original and improved equations, and evaluate the ramifications of errors in watershed and tile drain simulation on prediction of NO₃‐N dynamics in wetlands. The modified equations produced Nash‐Sutcliffe Efficiency values of 0.88 to 0.99 for daily NO₃‐N load predictions, and percent bias values generally less than 6%. However, statistical improvement over the original equations was marginal and both old and new equations provided accurate simulations. The new equations reduce the model's dependence on detailed monitoring data and hydrologic calibration. Additionally, the modified equations increase SWAT's versatility by incorporating a weir equation and an irreducible nutrient concentration and temperature coefficient. Model improvements enhance the utility of SWAT for simulating flow and nutrients in wetlands and other impoundments, although performance is limited by the accuracy of inflow and NO₃‐N predictions from the contributing watershed. Editor's note : This paper is part of the featured series on SWAT Applications for Emerging Hydrologic and Water Quality Challenges. See the February 2017 issue for the introduction and background to the series.     

Use of SWAT to Estimate Spatial Scaling of Phosphorus Export Coefficients and Load Reductions Due to Agricultural BMPS

Phosphorus export coefficients (kg/ha/yr) from selected land covers, also called phosphorus yields, tend to get smaller as contributing areas get larger because some of the phosphorus mobilized on local fields gets trapped during transport to regional watershed outlets. Phosphorus traps include floodplains, wetlands, and lakes, which can then become impaired by eutrophication. The Sunrise River watershed in east central Minnesota, United States, has numerous lakes impaired by excess phosphorus. The Sunrise is tributary to the St. Croix River, whose much larger watershed is terminated by Lake St. Croix, also impaired by excess phosphorus. To support management of these impairments at both local and regional scales, a Soil and Water Assessment Tool (SWAT) model of the Sunrise watershed was constructed to estimate load reductions due to selected best management practices (BMPs) and to determine how phosphorus export coefficients scaled with contributing area. In this study, agricultural BMPs, including vegetated filter strips, grassed waterways, and reduction of soil‐phosphorus concentrations reduced phosphorus loads by 4‐20%, with similar percentage reductions at field and watershed spatial scales. Phosphorus export coefficients from cropland in rotation with corn, soybeans, and alfalfa decreased as a negative power function of contributing area, from an average of 2.12 kg/ha/yr at the upland field scale (~0.6 km²) to 0.63 kg/ha/yr at the major river basin scale (20,000 km²). Editor's note : This paper is part of the featured series on SWAT Applications for Emerging Hydrologic and Water Quality Challenges. See the February 2017 issue for the introduction and background to the series.     

SENSITIVITY ANALYSIS,CALIBRATION, AND VALIDATIONS FOR A MULTISITE AND MULTIVARIABLE SWAT MODEL1

The ability of a watershed model to mimic specified watershed processes is assessed through the calibration and validation process. The Soil and Water Assessment Tool (SWAT) watershed model was implemented in the Beaver Reservoir Watershed of Northwest Arkansas. The objectives were to: (1) provide detailed information on calibrating and applying a multisite and multivariable SWAT model; (2) conduct sensitivity analysis; and (3) perform calibration and validation at three different sites for flow, sediment, total phosphorus (TP), and nitrate‐nitrogen (NO₃‐N) plus nitrite‐nitrogen (NO₂‐N). Relative sensitivity analysis was conducted to identify parameters that most influenced predicted flow, sediment, and nutrient model outputs. A multi objective function was defined that consisted of optimizing three statistics: percent relative error (RE), Nash‐Sutcliffe Coefficient (R_NS²), and coefficient of determination (R²). This function was used to successfully calibrate and validate a SWAT model of Beaver Reservoir Watershed at multi‐sites while considering multivariables. Calibration and validation of the model is a key factor in reducing uncertainty and increasing user confidence in its predictive abilities, which makes the application of the model effective. Information on calibration and validation of multisite, multivariable SWAT models has been provided to assist watershed modelers in developing their models to achieve watershed management goals.     

Implications of Conceptual Channel Representation on SWAT Streamflow and Sediment Modeling

Hydrologic modeling outputs are influenced by how a watershed system is represented. Channel routing is a typical example of the mathematical conceptualization of watershed landscape and processes in hydrologic modeling. We investigated the sensitivity of accuracy, equifinality, and uncertainty of Soil and Water Assessment Tool (SWAT) modeling to channel dimensions to demonstrate how a conceptual representation of a watershed system affects streamflow and sediment modeling. Results showed the amount of uncertainty and equifinality strongly responded to channel dimensions. On the other hand, the model performance did not significantly vary with the changes in the channel representation due to the degree of freedom allowed by the conceptual nature of hydrologic modeling in the parameter calibration. Such findings demonstrated good modeling performance statistics do not necessarily mean small output uncertainty, and partial improvements in the watershed representation may neither increase modeling accuracy nor reduce uncertainty. We also showed the equifinality and uncertainty of hydrologic modeling are case‐dependent rather than specific to models or regions, suggesting great caution should be used when attempting to transfer uncertainty analysis results to other modeling studies, especially for ungauged watersheds. Editor's note: This paper is part of the featured series on SWAT Applications for Emerging Hydrologic and Water Quality Challenges. See the February 2017 issue for the introduction and background to the series.     

A Simple Process‐Based Snowmelt Routine to Model Spatially Distributed Snow Depth and Snowmelt in the SWAT Model1

Abstract: We present a method to integrate a process‐based (PB) snowmelt model that requires only daily temperature and elevation information into the Soil and Water Assessment Tool (SWAT) model. The model predicts the spatiotemporal snowpack distribution without adding additional complexity, and in fact reduces the number of calibrated parameters. To demonstrate the utility of the PB model, we calibrate the PB and temperature‐index (TI) SWAT models to optimize agreement with stream discharge on a 46‐km² watershed in northwestern Idaho, United States, for 10 individual years and use the calibrated parameters for the year with the best agreement to run the model for 15 remaining years. Stream discharge predictions by the PB and TI model were similar, although the PB model simulated snowmelt more accurately than the TI model for the remaining 15‐year period. Spatial snow distributions predicted by the PB model better matched observations from LandSat imagery and a SNOTEL station. Results for this watershed show that including PB snowmelt in watershed models is feasible, and calibration of TI‐based watershed models against discharge can incorrectly predict snow cover.     

COMPARISON OF PROCESS‐BASED AND ARTIFICIAL NEURAL NETWORK APPROACHES FOR STREAMFLOW MODELING IN AN AGRICULTURAL WATERSHED1

ABSTRACT: The performance of the Soil and Water Assessment Tool (SWAT) and artificial neural network (ANN) models in simulating hydrologic response was assessed in an agricultural watershed in southeastern Pennsylvania. All of the performance evaluation measures including Nash‐Sutcliffe coefficient of efficiency (E) and coefficient of determination (R²) suggest that the ANN monthly predictions were closer to the observed flows than the monthly predictions from the SWAT model. More specifically, monthly streamflow E and R² were 0.54 and 0.57, respectively, for the SWAT model calibration period, and 0.71 and 0.75, respectively, for the ANN model training period. For the validation period, these values were ?0.17 and 0.34 for the SWAT and 0.43 and 0.45 for the ANN model. SWAT model performance was affected by snowmelt events during winter months and by the model's inability to adequately simulate base flows. Even though this and other studies using ANN models suggest that these models provide a viable alternative approach for hydrologic and water quality modeling, ANN models in their current form are not spatially distributed watershed modeling systems. However, considering the promising performance of the simple ANN model, this study suggests that the ANN approach warrants further development to explicitly address the spatial distribution of hydrologic/water quality processes within watersheds.     

HYSTAR Sediment Model: Distributed Two‐Dimensional Simulation of Watershed Erosion and Sediment Transport Using Time‐Area Routing

An erosion and sediment transport component incorporated in the HYdrology Simulation using Time‐ARea method (HYSTAR) upland watershed model provides grid‐based prediction of erosion, transport and deposition of sediment in a dynamic, continuous, and fully distributed framework. The model represents the spatiotemporally varied flow in sediment transport simulation by coupling the time‐area routing method and sediment transport capacity approach within a grid‐based spatial data model. This avoids the common, and simplistic, approach of using the Universal Soil Loss Equation (USLE) to estimate erosion rates with a delivery ratio to relate gross soil erosion to sediment yield of a watershed, while enabling us to simulate two‐dimensional sediment transport processes without the complexity of numerical solution of the partial differential governing equations. In using the time‐area method for routing sediment, the model offers a novel alternative to watershed‐scale sediment transport simulation that provides detailed spatial representation. In predicting four‐year sediment hydrographs of a watershed in Virginia, the model provided good performance with R² of 0.82 and 0.78 and relative error of ?35% and 11% using the Yalin and Yang's sediment transport capacity equations, respectively. Prediction of spatiotemporal variation in sediment transport processes was evaluated using maps of sediment transport rates, concentrations, and erosion and deposition mass, which compare well with expected behavior of flow hydraulics and sediment transport processes.     

Automatic Calibration of Hydrologic Models With Multi‐Objective Evolutionary Algorithm and Pareto Optimization1

Abstract: In optimization problems with at least two conflicting objectives, a set of solutions rather than a unique one exists because of the trade‐offs between these objectives. A Pareto optimal solution set is achieved when a solution cannot be improved upon without degrading at least one of its objective criteria. This study investigated the application of multi‐objective evolutionary algorithm (MOEA) and Pareto ordering optimization in the automatic calibration of the Soil and Water Assessment Tool (SWAT), a process‐based, semi‐distributed, and continuous hydrologic model. The nondominated sorting genetic algorithm II (NSGA‐II), a fast and recent MOEA, and SWAT were called in FORTRAN from a parallel genetic algorithm library (PGAPACK) to determine the Pareto optimal set. A total of 139 parameter values were simultaneously and explicitly optimized in the calibration. The calibrated SWAT model simulated well the daily streamflow of the Calapooia watershed for a 3‐year period. The daily Nash‐Sutcliffe coefficients were 0.86 at calibration and 0.81 at validation. Automatic multi‐objective calibration of a complex watershed model was successfully implemented using Pareto ordering and MOEA. Future studies include simultaneous automatic calibration of water quality and quantity parameters and the application of Pareto optimization in decision and policy‐making problems related to conflicting objectives of economics and environmental quality.     

The Impact of Projected Climate Change Scenarios on Nitrogen Yield at a Regional Scale for the Contiguous United States

Improved understanding of the potential regional impacts of projected climatic changes on nitrogen yield is needed to inform water resources management throughout the United States (U.S.). The objective of this research is to look broadly at watersheds in the contiguous U.S. to assess the potential regional impact of changes in precipitation (P) and air temperature (T) on nitrogen yield. The SPAtially Referenced Regression On Watershed attributes model and downscaled P and T outputs from 14 general circulation models were used to explore impacts on nitrogen yield. Results of the analysis suggest that projected changes in P and T will decrease nitrogen yield for the majority of the contiguous U.S., including the watersheds of the Chesapeake Bay and Gulf of Mexico. Some regions, however, such as the Pacific Northwest and Northern California, are projected to face climatic conditions that, according to the model results, may increase nitrogen yield. Combining the projections of climate‐driven changes in nitrogen yield with projected changes in watershed nitrogen inputs could help water resource managers develop regionally specific, long‐term strategies to mitigate nitrogen pollution.     

Modeling Water Quantity and Sulfate Concentrations in the Devils Lake Watershed Using Coupled SWAT and CE‐QUAL‐W2

Devils Lake is an endorheic lake in the Red River of the North basin in northeastern North Dakota. During the last two decades, the lake water level has risen by nearly 10 m, causing floods that have cost more than 1 billion USD in mitigation measures. Another increase of approximately 1.5 m in the lake water level would cause spillage into the Sheyenne River. To alleviate this potentially catastrophic spillage, two artificial outlets were constructed. However, the artificial drainage of water into the Sheyenne River raises water quality concerns because the Devils Lake water contains significantly higher concentrations of dissolved solids, particularly sulfate. In this study, the Soil and Water Assessment Tool (SWAT) was coupled with the CE‐QUAL‐W2 model to simulate both water balance and sulfate concentrations in the lake. The SWAT model performed well in simulating daily flow in tributaries with E_NS > 0.5 and |PBIAS| < 25%, and reproduced the lake water level with a root mean square error of 0.35 m for the study period from 1995 to 2014. The water temperature and sulfate concentrations simulated by CE‐QUAL‐W2 for the lake are in general agreement with the field observations. The model results show that the operation of the two outlets since August 2005 has lowered the lake level by 0.70 m. Furthermore, the models show pumping water from the two outlets raises sulfate concentrations in the Sheyenne River from ~100 to >500 mg/L. Editor's note : This paper is part of the featured series on SWAT Applications for Emerging Hydrologic and Water Quality Challenges. See the February 2017 issue for the introduction and background to the series.     

Evaluation of Three Watershed‐Scale Pesticide Environmental Transport and Fate Models1

Abstract: The U.S. Environmental Protection Agency (USEPA) Office of Pesticide Programs (OPP) has completed an evaluation of three watershed‐scale simulation models for potential use in Food Quality Protection Act pesticide drinking water exposure assessments. The evaluation may also guide OPP in identifying computer simulation tools that can be used in performing aquatic ecological exposure assessments. Models selected for evaluation were the Soil Water Assessment Tool (SWAT), the Nonpoint Source Model (NPSM), a modified version of the Hydrologic Simulation Program‐Fortran (HSPF), and the Pesticide Root Zone Model‐Riverine Water Quality (PRZM‐RIVWQ) model. Simulated concentrations of the pesticides atrazine, metolachlor, and trifluralin in surface water were compared with field data monitored in the Sugar Creek watershed of Indiana’s White River basin by the National Water Quality Assessment (NAWQA) program. The evaluation not only provided USEPA with experience in using watershed models for estimating pesticide concentration in flowing water but also led to the development of improved statistical techniques for assessing model accuracy. Further, it demonstrated the difficulty of representing spatially and temporally variable soil, weather, and pesticide applications with relatively infrequent, spatially fixed, point estimates. It also demonstrated the value of using monitoring and modeling as mutually supporting tools and pointed to the need to design monitoring programs that support modeling.     

Development and Testing of a Physically Based Model of Streambank Erosion for Coupling with a Basin‐Scale Hydrologic Model SWAT

A comprehensive streambank erosion model based on excess shear stress has been developed and incorporated in the hydrological model Soil and Water Assessment Tool (SWAT). It takes into account processes such as weathering, vegetative cover, and channel meanders to adjust critical and effective stresses while estimating bank erosion. The streambank erosion model was tested for performance in the Cedar Creek watershed in north‐central Texas where streambank erosion rates are high. A Rapid Geomorphic field assessment (RAP‐M) of the Cedar Creek watershed was done adopting techniques developed by the Natural Resources Conservation Service (NRCS), and the stream segments were categorized into various severity classes. Based on the RAP‐M field assessment, erosion pin sites were established at seven locations within the severely eroding streambanks of the watershed. A Monte Carlo simulation was carried out to assess the sensitivity of different parameters that control streambank erosion such as critical shear stress, erodibility, weathering depth, and weathering duration. The sensitive parameters were adjusted and the model was calibrated based on the bank erosion severity category identified by the RAP‐M field assessment. The average observed erosion rates were in the range 25‐367 mm year^?1. The SWAT model was able to reasonably predict the bank erosion rates within the range of variability observed in the field (R² = 0.90; E = 0.78). Editor's note : This paper is part of the featured series on SWAT Applications for Emerging Hydrologic and Water Quality Challenges. See the February 2017 issue for the introduction and background to the series.