Social Dimensions of Urban Flood Experience,Exposure, and Concern

With growing urban populations and climate change, urban flooding is an important global issue, even in dryland regions. Flood risk assessments are usually used to identify vulnerable locations and populations, flooding experience patterns, or levels of concern about flooding, but rarely are all of these approaches combined. Furthermore, the social dynamics of flood concerns, exposure, and experience are underexplored. We combined geographic and survey data on household‐level measures of flood experience, concern, and exposure in Utah's urbanizing Wasatch Front. We asked: (1) Are socially vulnerable groups more likely to be exposed to flood risk? (2) How common are flooding experiences among urban residents, and how are these experiences related to sociodemographic characteristics and exposure? and (3) How concerned are urban residents about flooding, and does concern vary by exposure, flood experience, and sociodemographic characteristics? Although floodplain residents were more likely to be White and have higher incomes, respondents who were of a racial/ethnic minority, were older, had less education, and were living in floodplains were more likely to report flood experiences and concern about flooding. Flood risk management approaches need to address social as well as physical sources of vulnerability to floods and recognize social sources of variation in flood experiences and concern.     

Calibration Catchment Selection for Flood Regionalization Modeling1

Wan Jaafar, Wan Zurina, and Dawei Han, 2012. Calibration Catchment Selection for Flood Regionalization Modeling. Journal of the American Water Resources Association (JAWRA) 48(4): 698‐706. DOI: 10.1111/j.1752‐1688.2012.00648.x Abstract: There are two unsolved problems in flood regionalization model development related to the quantity and quality of calibration catchments: (1) how many calibration catchments should be used? and (2) how to select the calibration catchments? This study explores these two questions through a case study on the median annual maximum flood (QMED) model in the United Kingdom. It has been found that the chance of developing a good QMED model decreases significantly when the number of calibration catchments drops below a critical number (e.g., 60 in the case study). However, no significant improvement is achieved if the number of calibration catchments is above it. This number could be used as a benchmark for choosing randomly selected calibration catchments. Across a broad range of calibration catchment numbers, there are good and poor calibrated models regardless of calibration catchment numbers. High quality models could be developed from a small number of calibration catchments and also poor models from a large number of calibration catchments. This indicates that the number of calibration catchments may not be the dominating factor for developing a high quality regionalization model. Instead, the information content could be more important. The study has demonstrated that the standard deviation values between the best and poorest groups are distinctive and could be used in choosing appropriate calibration catchments.     

Nonstationarity: Flood Magnification and Recurrence Reduction Factors in the United States1

Vogel, Richard M., Chad Yaindl, and Meghan Walter, 2011. Nonstationarity: Flood Magnification and Recurrence Reduction Factors in the United States. Journal of the American Water Resources Association (JAWRA) 47(3):464‐474. DOI: 10.1111/j.1752‐1688.2011.00541.x Abstract: It may no longer be reasonable to model streamflow as a stationary process, yet nearly all existing water resource planning methods assume that historical streamflows will remain unchanged in the future. In the few instances when trends in extreme events have been considered, most recent work has focused on the influence of climate change, alone. This study takes a different approach by exploring trends in floods in watersheds which are subject to a very broad range of anthropogenic influences, not limited to climate change. A simple statistical model is developed which can both mimic observed flood trends as well as the frequency of floods in a nonstationary world. This model is used to explore a range of flood planning issues in a nonstationary world. A decadal flood magnification factor is defined as the ratio of the T‐year flood in a decade to the T‐year flood today. Using historical flood data across the United States we obtain flood magnification factors in excess of 2‐5 for many regions of the United States, particularly those regions with higher population densities. Similarly, we compute recurrence reduction factors which indicate that what is now considered the 100‐year flood, may become much more common in many watersheds. Nonstationarity in floods can result from a variety of anthropogenic processes including changes in land use, climate, and water use, with likely interactions among those processes making it very difficult to attribute trends to a particular cause.     

The U.S. Flood Control Program at 75: Environmental Issues1

Black, Peter E., 2012. The U.S. Flood Control Program at 75: Environmental Issues. Journal of the American Water Resources Association (JAWRA) 48(2): 244‐255. DOI: 10.1111/j.1752‐1688.2011.00609.x Abstract: Recent, recurring, and increased magnitude floods adversely challenge long‐held and erroneous concepts of flood control. This article focuses on the environmental issues with comprehensively reviewed essentials of the United States (U.S.) riverine Flood Control Program, including news reports, scientific articles, books, and landmark treatises. For the past three‐quarters of a century, U.S. floods have continued (and will continue) to occur, causing increasing property damage with growing fiscal loss. Reasons include inattention to fundamental principles of physics, hydrology, and ecology. There are also important challenges involving environmental policy, economics, and common sense. Measures afforded by the existing program encourage and enable investment in floodplains while violating a variety of natural principles that make the situation worse. This detailed review includes the questionable (actually untrue) justification in the document‐setting policy for the 1936 Omnibus Flood Control Act. The well‐documented evidence is overwhelming. An alternative approach is presented that would enable and celebrate natural floods, managing their ecological and hydrological values, and not attempting to control them.     

AutoRAPID: A Model for Prompt Streamflow Estimation and Flood Inundation Mapping over Regional to Continental Extents

This article couples two existing models to quickly generate flow and flood‐inundation estimates at high resolutions over large spatial extents for use in emergency response situations. Input data are gridded runoff values from a climate model, which are used by the Routing Application for Parallel computatIon of Discharge (RAPID) model to simulate flow rates within a vector river network. Peak flows in each river reach are then supplied to the AutoRoute model, which produces raster flood inundation maps. The coupled tool (AutoRAPID) is tested for the June 2008 floods in the Midwest and the April‐June 2011 floods in the Mississippi Delta. RAPID was implemented from 2005 to 2014 for the entire Mississippi River Basin (1.2 million river reaches) in approximately 45 min. Discretizing a 230,000‐km² area in the Midwest and a 109,500‐km² area in the Mississippi Delta into thirty‐nine 1° by 1° tiles, AutoRoute simulated a high‐resolution (~10 m) flood inundation map in 20 min for each tile. The hydrographs simulated by RAPID are found to perform better in reaches without influences from unrepresented dams and without backwater effects. Flood inundation maps using the RAPID peak flows vary in accuracy with F‐statistic values between 38.1 and 90.9%. Better performance is observed in regions with more accurate peak flows from RAPID and moderate to high topographic relief.     

An Analysis of the Effects of Land Use and Land Cover on Flood Losses along the Gulf of Mexico Coast from 1999 to 2009

Major coastal flooding events over the last decade have led decision makers in the United States to favor structural engineering solutions as a means to protect vulnerable coastal communities from the adverse impacts of future storms. While a resistance‐based approach to flood mitigation involving large‐scale construction works may be a central component of a regional flood risk reduction strategy, it is equally important to consider the role of land use and land cover (LULC) patterns in protecting communities from floods. To date, little observational research has been conducted to quantify the effects of various LULC configurations on the amount of property damage occurring across coastal regions over time. In response, we statistically examine the impacts of LULC on observed flood damage across 2,692 watersheds bordering the Gulf of Mexico. Specifically, we analyze statistical linear regression models to isolate the influence of multiple LULC categories on over 372,000 insured flood losses claimed under the National Flood Insurance Program per year from 2001 to 2008. Results indicate that percent increase in palustrine wetlands is the equivalent to, on average, a $13,975 reduction in insured flood losses per year, per watershed. These and other results provide important insights to policy makers on how protecting specific types of LULC can help reduce adverse impacts to local communities.     

Examining Flood Frequency Distributions in the Midwest U.S.1

Villarini, Gabriele, James A. Smith, Mary Lynn Baeck, and Witold F. Krajewski, 2011. Examining Flood Frequency Distributions in the Midwest U.S. Journal of the American Water Resources Association (JAWRA) 47(3):447‐463. DOI: 10.1111/j.1752‐1688.2011.00540.x Abstract: Annual maximum peak discharge time series from 196 stream gage stations with a record of at least 75 years from the Midwest United States is examined to study flood peak distributions from a regional point of view. The focus of this study is to evaluate: (1) “mixtures” of flood peak distributions, (2) upper tail and scaling properties of the flood peak distributions, and (3) presence of temporal nonstationarities in the flood peak records. Warm season convective systems are responsible for some of the largest floods in the area, in particular in Nebraska, Kansas, and Iowa. Spring events associated with snowmelt and rain‐on‐snow are common in the northern part of the study domain. Nonparametric tests are used to investigate the presence of abrupt and slowly varying changes. Change‐points rather than monotonic trends are responsible for most violations of the stationarity assumption. The abrupt changes in flood peaks can be associated with anthropogenic changes, such as changes in land use/land cover, agricultural practice, and construction of dams. The trend analyses do not suggest an increase in the flood peak distribution due to anthropogenic climate change. Examination of the upper tail and scaling properties of the flood peak distributions are examined by means of the location, scale, and shape parameters of the Generalized Extreme Value distribution.     

Nonparametric Monte Carlo Simulation for Flood Frequency Curve Derivation: An Application to a Korean Watershed1

Abstract: A mix of causative mechanisms may be responsible for flood at a site. Floods may be caused because of extreme rainfall or rain on other rainfall events. The statistical attributes of these events differ according to the watershed characteristics and the causes. Traditional methods of flood frequency analysis are only adequate for specific situations. Also, to address the uncertainty of flood frequency estimates for hydraulic structures, a series of probabilistic analyses of rainfall‐runoff and flow routing models, and their associated inputs, are used. This is a complex problem in that the probability distributions of multiple independent and derived random variables need to be estimated to evaluate the probability of floods. Therefore, the objectives of this study were to develop a flood frequency curve derivation method driven by multiple random variables and to develop a tool that can consider the uncertainties of design floods. This study focuses on developing a flood frequency curve based on nonparametric statistical methods for the estimation of probabilities of rare floods that are more appropriate in Korea. To derive the frequency curve, rainfall generation using the nonparametric kernel density estimation approach is proposed. Many flood events are simulated by nonparametric Monte Carlo simulations coupled with the center Latin hypercube sampling method to estimate the associated uncertainty. This study applies the methods described to a Korean watershed. The results provide higher physical appropriateness and reasonable estimates of design flood.     

Rapid Flood Damage Prediction and Forecasting Using Public Domain Cadastral and Address Point Data with Fuzzy Logic Algorithms

National Flood Interoperability Experiment (NFIE) derived technologies and workflows will offer the ability to rapidly forecast flood damages. Address Points used by emergency management personnel approximate the locations of buildings, and they are a common operating picture for emergency responders. Most United States (U.S.) county tax assessment offices throughout the contiguous U.S. (CONUS) produce georeferenced cadastral data. To varying degrees, these parcel data describe building characteristics of structures within the parcel. Address Point data with cadastral data offers the ability to rapidly develop building inventories for flood damage estimation. Flood damage forecasts can expedite recovery and improve short‐term flood resilience. In this work the authors evaluate Flood Damage Wizard, a proposed open source platform independent methodology. Flood Damage Wizard uses point shapefile building information to estimate flood damage to buildings by finding the appropriate depth‐damage function using fuzzy‐text matching. The authors apply Flood Damage Wizard using Address Point and parcel datasets to demonstrate a method of estimating flood damage to buildings nearly anywhere within the CONUS. Results indicate using Address Point and cadastral datasets can generate total flood damage estimates approximate to those estimated using existing software solutions Hazus‐MH and HEC‐FIA with minimal manual processing of input data.     

Getting From Here to Where? Flood Frequency Analysis and Climate1

Stedinger, Jery R. and Veronica W. Griffis, 2011. Getting From Here to Where? Flood Frequency Analysis and Climate. Journal of the American Water Resources Association (JAWRA) 47(3):506‐513. DOI: 10.1111/j.1752‐1688.2011.00545.x Abstract: Modeling variations in flood risk due to climate change and climate variability are a challenge to our profession. Flood‐risk computations by United States (U.S.) federal agencies follow guidelines in Bulletin 17 for which the latest update 17B was published in 1982. Efforts are underway to update that remarkable document. Additional guidance in the Bulletin as to how to address variation in flood risk over time would be welcome. Extensions of the log‐Pearson type 3 model to include changes in flood risk over time would be relatively easy mathematically. Here an example of the use of a sea surface temperature anomaly to anticipate changes in flood risk from year to year in the U.S. illustrates this opportunity. Efforts to project the trend in the Mississippi River flood series beg the question as to whether an observed trend will continue unabated, has reached its maximum, or is really nothing other than climate variability. We are challenged with the question raised by Milly and others: Is stationarity dead? Overall, we do not know the present flood risk at a site because of limited flood records. If we allow for historical climate variability and climate change, we know even less. But the issue is not whether stationarity is dead – the issue is how to use all the information available to reliably forecast flood risk in the future: “Where do we go from here?”     

Probabilistic Flood Inundation Forecasting Using Rating Curve Libraries

One approach for performing uncertainty assessment in flood inundation modeling is to use an ensemble of models with different conceptualizations, parameters, and initial and boundary conditions that capture the factors contributing to uncertainty. However, the high computational expense of many hydraulic models renders their use impractical for ensemble forecasting. To address this challenge, we developed a rating curve library method for flood inundation forecasting. This method involves pre‐running a hydraulic model using multiple inflows and extracting rating curves, which prescribe a relation between streamflow and stage at various cross sections along a river reach. For a given streamflow, flood stage at each cross section is interpolated from the pre‐computed rating curve library to delineate flood inundation depths and extents at a lower computational cost. In this article, we describe the workflow for our rating curve library method and the Rating Curve based Automatic Flood Forecasting (RCAFF) software that automates this workflow. We also investigate the feasibility of using this method to transform ensemble streamflow forecasts into local, probabilistic flood inundation delineations for the Onion and Shoal Creeks in Austin, Texas. While our results show water surface elevations from RCAFF are comparable to those from the hydraulic models, the ensemble streamflow forecasts used as inputs to RCAFF are the largest source of uncertainty in predicting observed floods.     

Public Perception of Flood Hazard in the Niger Delta,Nigeria

Summary Our study had the aim of understanding how floodplain dwellers regard the risk of flooding. About 500 questionnaires were administered to landowners in the selected settlements in the study area using systematic random sampling. The results of analysis show, among other things, that the population regards most important the causes of floods as heavy, prolonged rainfall and river overflow. Nevertheless, they have little knowledge of the frequency of severe floods, and flood alleviation schemes. Most flood victims do not get compensation or relief during flood disaster, and the reason why they remain in the study area is influenced by their occupations, especially fishing, subsistence agriculture, and the presence of crude oil in the region which has attracted many migrants who cannot afford the high cost of accommodation and are therefore forced to live in vulnerable areas of the floodplain. Finally, the study concludes that flood control in the region needs the cooperation of government, community efforts and an enlightenment programmes through environmental education and mass media.     

Flood Forecasting Using Neural Computing Techniques and Conceptual Class Segregation

Various neural networks models are developed and applied for flood forecasting at Sangye station (no. 1) of the Bocheong Stream catchment, which is one of the International Hydrological Program's representative catchments, Republic of Korea. The neural networks models (NNMs) are multilayer perceptron‐neural networks model (MLP‐NNM), generalized regression neural networks model (GRNNM), and Kohonen self‐organizing feature maps neural networks model (KSOFM‐NNM). Data used for model training and testing are divided into two groups: such as floods and typhoon events. Single conventional application and class segregation implementation are applied to evaluate the neural networks models. KSOFM‐NNM forecasts flood discharge more accurately than do MLP‐NNM and GRNNM for the testing data of Methods I and II for single conventional application and class segregation implementation. This study shows that class segregation can capture the dynamics of different physical processes and overcome the difficulties using single conventional application of neural networks models.     

Risk-sharing policies in the context of the French Flood Prevention Action Programmes

This article analyzes the consequences for risk distribution of the French Flood Prevention Action Programme (PAPI). By redirecting floods from the most vulnerable to the least vulnerable areas, PAPIs expose farmers to greater flood risks. This has led local water management institutions to introduce compensation payments. The article outlines the results of an exhaustive survey of all PAPIs in France, which examined the way the compensation policies are set up locally. Results of the survey showed that the proposed policies may be financially non-viable. Several more viable risk-sharing solutions are then discussed, involving insurance schemes, state intervention and local institutions.     

Flood Risk Perceptions and Overdevelopment in the Floodplain1

ABSTRACT: There is a long standing hypothesis that overdevelopment has occurred in the nation's floodplains due to imperfect information about the potential flood hazard, an expectation of disaster relief and anticipation of future structural protection. This hypothesis is investigated with multiple regression analysis of data for a case study area. In particular the question of whether floodplain residential property values are fully discounted for expected flood damages is addressed by considering the impact of the National Flood Insurance Program on property values. The extent to which flooding risk perceptions are based on low cost information such as distance from and elevation above the river is also considered. Finally, implications for floodplain management policy are discussed.     

Multi‐Criteria Decision Support Systems for Flood Hazard Mitigation and Emergency Response in Urban Watersheds1

Abstract: Flood management problems are inherently complex, time‐bound and multi‐faceted, involving many decision makers (with conflicting priorities and dynamic preferences), high decision stakes, limited technical information (both in terms of quality and quantity), and difficult tradeoffs. Multi‐Criteria Decision Support Systems (MCDSS) can help to manage this complexity and decision load by combining value judgments and technical information in a structured decision framework. A brief overview of MCDSS is presented, an original MCDSS architecture is put forth, and future research directions are discussed, including extensions to Multi‐Criteria Spatial Decision Support Systems and group MCDSS (as flood management involves shared resources and broad constituencies). With application to the September 11‐12, 2000 Tokai floods in Japan, the proposed multi‐criteria decision support instruments enhance communication among stakeholders and improve emergency management resource allocation. In summary, by making the links among flood knowledge, assumptions and choices more explicit, MCDSS increases stakeholder satisfaction, saves lives, and reduces flood management costs, thereby increasing decision‐making effectiveness, efficiency and transparency.     

Conceptual Framework for the National Flood Interoperability Experiment

The National Flood Interoperability Experiment is a research collaboration among academia, National Oceanic and Atmospheric Administration National Weather Service, and government and commercial partners to advance the application of the National Water Model for flood forecasting. In preparation for a Summer Institute at the National Water Center in June‐July 2015, a demonstration version of a near real‐time, high spatial resolution flood forecasting model was developed for the continental United States. The river and stream network was divided into 2.7 million reaches using the National Hydrography Dataset Plus geospatial dataset and it was demonstrated that the runoff into these stream reaches and the discharge within them could be computed in 10 min at the Texas Advanced Computing Center. This study presents a conceptual framework to connect information from high‐resolution flood forecasting with real‐time observations and flood inundation mapping and planning for local flood emergency response.     

Flash Flood Occurrences Since the 17th Century in Steep Drainage Basins in Southern Italy

The historical floods that have occurred since the seventeenth century were collected for a study area in southern Italy. Damages caused by floods, rainfall and the main anthropogenic modifications are discussed all together. The aim was to assess whether the frequency of floods is changing and, if so, whether these changes can be attributed to either rainfall and/or anthropogenic modifications. In 4?% of cases, mainly occurred in past centuries, floods damaged people. Hydraulic works, roads and private buildings were the more frequently damaged elements (25, 18 and 14?% of the cases, respectively). The annual variability of rainfall was discussed using an annual index. Short duration-high intensity rainfalls were characterized considering time series of annual maxima of 1, 3, 6, 12, and 24?h and daily rainfall. The rainfall shows a decreasing trend, in terms of both the annual maximum of short duration and the annual amount. The population has been progressively increasing since the sixteenth century, except during the years following the catastrophic 1908 earthquake. The rate of population growth has been very high since the second half of the twentieth century; the urbanized areas greatly increased, especially following the second half of the twentieth century. At the same time, the trend of damaging floods has been increasing, especially since the seventies. The analysis indicates that, despite a rainfall trend favourable towards a reduction in flood occurrence, floods damage has not decreased. This seems to be mainly the effect of mismanagement of land use modifications.     

Increased Frequency of Low‐Magnitude Floods in New England1

Armstrong, William H., Mathias J. Collins, and Noah P. Snyder, 2012. Increased Frequency of Low‐Magnitude Floods in New England. Journal of the American Water Resources Association (JAWRA) 48(2): 306‐320. DOI: 10.1111/j.1752‐1688.2011.00613.x Abstract: Recent studies document increasing precipitation and streamflow in the northeastern United States throughout the 20th and early 21st Centuries. Annual peak discharges have increased over this period on many New England rivers with dominantly natural streamflow – especially for smaller, more frequent floods. To better investigate high‐frequency floods (<5‐year recurrence interval), we analyze the partial duration flood series for 23 New England rivers selected for minimal human impact. The study rivers have continuous records through 2006 and an average period of record of 71 years. Twenty‐two of the 23 rivers show increasing trends in peaks over threshold per water year (POT/WY) – a direct measure of flood frequency – using the Mann‐Kendall trend test. Ten of these trends had p < 0.1. Seventeen rivers show positive trends in flood magnitude, six of which had p < 0.1. We also investigate a potential hydroclimatic shift in the region around 1970. Twenty‐two of the 23 rivers show increased POT/WY in the post‐1970 period when comparing pre‐ and post‐1970 records using the Wilcoxon rank‐sum test. More than half of these increases have p < 0.1, indicating a shift in flow regime toward more frequent flooding. Region wide, we found a median increase of one flood per year for the post‐1970 period. Because frequent floods are important channel‐forming flows, these results have implications for channel and floodplain morphology, aquatic habitat, and restoration.     

Flood Effects on an Alaskan Stream Restoration Project: The Value of Long‐Term Monitoring1

Densmore, Roseann V. and Kenneth F. Karle, 2009. Flood Effects on an Alaskan Stream Restoration Project: The Value of Long‐Term Monitoring. Journal of the American Water Resources Association (JAWRA) 45(6):1424‐1433. Abstract: On a nationwide basis, few stream restoration projects have long‐term programs in place to monitor the effects of floods on channel and floodplain configuration and floodplain vegetation, but long‐term and event‐based monitoring is required to measure the effects of these stochastic events and to use the knowledge for adaptive management and the design of future projects. This paper describes a long‐term monitoring effort (15 years) on a stream restoration project in Glen Creek in Denali National Park and Preserve in Alaska. The stream channel and floodplain of Glen Creek had been severely degraded over a period of 80 years by placer mining for gold, which left many reaches with unstable and incised streambeds without functioning vegetated floodplains. The objectives of the original project, initiated in 1991, were to develop and test methods for the hydraulic design of channel and floodplain morphology and for floodplain stabilization and riparian habitat recovery, and to conduct research and monitoring to provide information for future projects in similar degraded watersheds. Monitoring methods included surveyed stream cross‐sections, vegetation plots, and aerial, ground, and satellite photos. In this paper we address the immediate and outlying effects of a 25‐year flood on the stream and floodplain geometry and riparian vegetation. The long‐term monitoring revealed that significant channel widening occurred following the flood, likely caused by excessive upstream sediment loading and the fairly slow development of floodplain vegetation in this climate. Our results illustrated design flaws, particularly in regard to identification and analysis of sediment sources and the dominant processes of channel adjustment.