Transboundary River Floods and Institutional Capacity1

Abstract: While transboundary flood events have become more frequent on a global scale the past two decades, they appear to be overlooked in the international river basin (IRB) cooperation and management arena. The present study therefore combined geopolitical measures with biophysical and socioeconomic variables in an attempt to identify the IRBs with adequate institutional capacity for management of transboundary floods. It also classified basins that would possibly benefit from enlarging the institutional capacity related to transboundary floods. Of the 279 known IRBs, only 78 were represented by a transboundary rivers institution. A mere eight of the 153 identified institutions had transboundary flooding listed as an issue in their mandate. Overall, 43 basins, where transboundary floods were frequent during the period 1985‐2005, had no institutional capacity for IRBs. The average death and displacement tolls were found to be lower in the 37 basins with institutional capacity, even though these basins experienced twice as much transboundary floods with significant higher magnitudes than those in basins without institutional capacity. Overall, the results suggested that institutional capacity plays a role in the reduction of flood‐related casualties and affected individuals. River basins such as the Juba‐Shibeli, Han, Kura‐Araks, Ma, Maritsa, Po, Coco/Segovia, Grijalva, Artibonite, Changuinola, Coatan Achute, and Orinoco experienced more than one transboundary river flood, but have not yet set up any institutions for such events, or signed any appropriate treaties focused on floods. These basins were therefore recommended to consider focusing attention on this apparent lack of institutional capacity when it comes to managing transboundary flood events.     

Climate Trends but Little Net Water Supply Shift in One of Canada's Most Water‐Stressed Regions over the Last Century

The southern interior ecoprovince (SIE) of British Columbia, Canada represents the northernmost extent of the great western North American deserts, it is experiencing some of the nation's fastest economic and population growth making it one of Canada's most water‐stressed regions, and it includes two headwater basins of the transboundary (Canada‐US) Columbia River. Statistical trend analyses were performed on 90‐year regional indicator time series for annual conditions in observed temperature, precipitation, and streamflow reflecting the three major SIE river basins: the Thompson, and transboundary Okanagan and Similkameen. Results suggest that regional climate has grown warmer and wetter, but with little net impact on total water supply availability. The outcome might reflect mutual cancellation of increases in precipitation inputs vs. evapotranspiration losses. Conclusions appeared largely insensitive to low‐pass data filtering, Pacific Decadal Oscillation effects, or solar output variability. Ensemble historical global climate model runs over the same time interval support this absence of appreciable trend in regionally integrated annual runoff volume, but a possible mismatch in precipitation results suggests a direction for further study. Overall, while important changes in hydrologic timing and extremes are likely occurring here, there is limited evidence for a net change in overall water supply availability over the last century.     

Use of Streamflow Data to Estimate Base Flow/Ground‐Water Recharge For Wisconsin1

Abstract: The average annual base flow/recharge was determined for streamflow‐gaging stations throughout Wisconsin by base‐flow separation. A map of the State was prepared that shows the average annual base flow for the period 1970‐99 for watersheds at 118 gaging stations. Trend analysis was performed on 22 of the 118 streamflow‐gaging stations that had long‐term records, unregulated flow, and provided aerial coverage of the State. The analysis found that a statistically significant increasing trend was occurring for watersheds where the primary land use was agriculture. Most gaging stations where the land cover was forest had no significant trend. A method to estimate the average annual base flow at ungaged sites was developed by multiple‐regression analysis using basin characteristics. The equation with the lowest standard error of estimate, 9.5%, has drainage area, soil infiltration and base flow factor as independent variables. To determine the average annual base flow for smaller watersheds, estimates were made at low‐flow partial‐record stations in 3 of the 12 major river basins in Wisconsin. Regression equations were developed for each of the three major river basins using basin characteristics. Drainage area, soil infiltration, basin storage and base‐flow factor were the independent variables in the regression equations with the lowest standard error of estimate. The standard error of estimate ranged from 17% to 52% for the three river basins.     

Getting to the First Handshake: Enhancing Security by Initiating Cooperation in Transboundary River Basins

How does transboundary water cooperation begin at the initial stages, and how can third parties help to foster said cooperation? Many nations with transboundary waters do not cooperate or have ceased cooperation. Yet cooperation often prevails, resulting in 688 water‐related treaties signed from 1820 to 2007. We address the following: by which practices can development partners best design and implement cooperative projects at the state level to enhance basin water security in the earliest stages? This article identifies strategies for initiating cooperation and lessons drawn from reviewing select cases. We compiled from the Oregon State University Transboundary Freshwater Dispute Database all transboundary water resources projects over the last decade with multinational participation. We selected 10 case studies that enhance water security that fit the following filtering criteria: (1) Funding exclusively/primarily from outside sources, (2) Including nonofficial stakeholders in project design/implementation, (3) Absence of formal relations around water resources between or among the riparian nations before the project was discussed, (4) Project design possibly enhancing hydropolitical relations. Findings suggest that to enhance water security, project designs should respect participating riparians' autonomies, create basin‐wide networks of scientists, allow for each partner to garner responsibility for project activities, and consult a diverse group of stakeholders.     

Effects of Land‐Use and Land‐Cover Change on Evapotranspiration and Water Yield in China During 1900‐20001

Abstract: China has experienced a rapid land‐use/cover change (LUCC) during the 20th Century, and this process is expected to continue in the future. How LUCC has affected water resources across China, however, remains uncertain due to the complexity of LUCC‐water interactions. In this study, we used an integrated Dynamic Land Ecosystem Model (DLEM) in conjunction with spatial data of LUCC to estimate the LUCC effects on the magnitude, spatial and temporal variations of evapotranspiration (ET), runoff, and water yield across China. Through comparisons of DLEM results with other model simulations, field observations, and river discharge data, we found that DLEM model can adequately catch the spatial and seasonal patterns of hydrological processes. Our simulation results demonstrate that LUCC led to substantial changes in ET, runoff, and water yield in most of the China’s river basins during the 20th Century. The temporal and spatial patterns varied significantly across China. The largest change occurred during the second half century when almost all of the river basins had a decreasing trend in ET and an increasing trend in water yield and runoff, in contrast to the inclinations of ET and declinations of water yield in major river basins, such as Pearl river basin, Yangtze river basin, and Yellow river basin during the first half century. The increased water yield and runoff indicated alleviated water deficiency in China in the late 20th Century, but the increased peak flow might make the runoff difficult to be held by reservoirs. The continuously increasing ET and decreasing water yield in Continental river basin, Southwest river basin, and Songhua and Liaohe river basin implied regional water deficiency. Our study in China indicates that deforestation averagely increased ET by 138 mm/year but decreased water yield by the same amount and that reforestation averagely decreased ET by 422 mm/year since most of deforested land was converted to paddy land or irrigated cropland. In China, cropland‐related land transformation is the dominant anthropogenic force affecting water resources during the 20th Century. On national average, cropland expansion was estimated to increase ET by 182 mm/year while cropland abandonment decreased ET by 379 mm/year. Our simulation results indicate that urban sprawl generally decreased ET and increased water yield. Cropland managements (fertilization and irrigation) significantly increased ET by 98 mm/year. To better understand LUCC effects on China’s water resources, it is needed to take into account the interactions of LUCC with other environmental changes such as climate and atmospheric composition.     

Flood problems in Bangladesh: Is there an indigenous solution?

Bangladesh, situated on the delta of the Ganges, the Brahmaputra, and the Meghna rivers, experiences two distinct types of inundations: (a) river floods resulting from excessive runoff contributed by monsoon precipitation and (b) coastal floods induced by storm surges of tropical cyclones. The river floods are normal annual events and human settlements and agricultural practices have adapted admirably well to their regimes. Abnormal floods that occur once in every few years cause serious damage to crops and properties. To minimize flood losses, a number of modern engineering projects have been constructed within Bangladesh. However, the successful solution of the problem would probably require some international collaboration for basinwide unified systems planning, since large parts of the drainage basins of Bangladesh lie beyond its borders. In the absence of such collaboration, internal resources should be utilized for the construction of smaller public projects, such aspolders, and for encouraging and reinforcing various types of indigenous adjustments to floods. There are very few successful indigenous adjustments to coastal floods. Most of the structural solutions, such as community shelters and higher embankments, are expensive public projects that are probably beyond the means of the internal resources of the country.     

BASIN SCALE WATER MANAGEMENT AND FORECASTING USING ARTIFICIAL NEURAL NETWORKS1

ABSTRACT: Water scarcity in the Sevier River Basin in south‐central Utah has led water managers to seek advanced techniques for identifying optimal forecasting and management measures. To more efficiently use the limited quantity of water in the basin, better methods for control and forecasting are imperative. Basin scale management requires advanced forecasts of the availability of water. Information about long term water availability is important for decision making in terms of how much land to plant and what crops to grow; advanced daily predictions of streamflows and hydraulic characteristics of irrigation canals are of importance for managing water delivery and reservoir releases; and hourly forecasts of flows in tributary streams to account for diurnal fluctuations are vital to more precisely meet the day‐to‐day expectations of downstream farmers. A priori streamflow information and exogenous climate data have been used to predict future streamflows and required reservoir releases at different timescales. Data on snow water equivalent, sea surface temperatures, temperature, total solar radiation, and precipitation are fused by applying artificial neural networks to enhance long term and real time basin scale water management information. This approach has not previously been used in water resources management at the basin‐scale and could be valuable to water users in semi‐arid areas to more efficiently utilize and manage scarce water resources.     

Mid‐Range Streamflow Forecasts Based on Climate Modeling – Statistical Correction and Evaluation1

Abstract: Mid‐range streamflow predictions are extremely important for managing water resources. The ability to provide mid‐range (three to six months) streamflow forecasts enables considerable improvements in water resources system operations. The skill and economic value of such forecasts are of great interest. In this research, output from a general circulation model (GCM) is used to generate hydrologic input for mid‐range streamflow forecasts. Statistical procedures including: (1) transformation, (2) correction, (3) observation of ensemble average, (4) improvement of forecast, and (5) forecast skill test are conducted to minimize the error associated with different spatial resolution between the large‐scale GCM and the finer‐scale hydrologic model and to improve forecast skills. The accuracy of a streamflow forecast generated using a hydrologic model forced with GCM output for the basin was evaluated by forecast skill scores associated with the set of streamflow forecast values in a categorical forecast. Despite the generally low forecast skill score exhibited by the climate forecasting approach, precipitation forecast skill clearly improves when a conditional forecast is performed during the East Asia summer monsoon, June through August.     

Integrated water management of the Brahmaputra basin: Perspectives and hope for regional development

Water is strongly linked with the overall development framework of the Brahmaputra basin. However, the absence of integrated management of Brahmaputra water resources and lack of coordination among the riparian states constitutes an ongoing threat to future development plans within the basin. Brahmaputra's abundant hydropower potential can help give riparian countries a safer energy future that is the key driving force behind the prospect of potential cooperation. This paper analyses the current status of Brahmaputra water resources and identifies the perspectives of riparian countries regarding the development of the Brahmaputra basin. It also identifies the opportunities for cooperation and regional development through integrated water development and management of the Brahmaputra basin. It is essential to develop an integrated water resources management approach involving all riparians to foster regional development and overcome the prospect of severe water conflict along the Brahmaputra basin.     

Spatial Calibration and Temporal Validation of Flow for Regional Scale Hydrologic Modeling1

Abstract: Physically based regional scale hydrologic modeling is gaining importance for planning and management of water resources. Calibration and validation of such regional scale model is necessary before applying it for scenario assessment. However, in most regional scale hydrologic modeling, flow validation is performed at the river basin outlet without accounting for spatial variations in hydrological parameters within the subunits. In this study, we calibrated the model to capture the spatial variations in runoff at subwatershed level to assure local water balance, and validated the streamflow at key gaging stations along the river to assure temporal variability. Ohio and Arkansas‐White‐Red River Basins of the United States were modeled using Soil and Water Assessment Tool (SWAT) for the period from 1961 to 1990. R² values of average annual runoff at subwatersheds were 0.78 and 0.99 for the Ohio and Arkansas Basins. Observed and simulated annual and monthly streamflow from 1961 to 1990 is used for temporal validation at the gages. R² values estimated were greater than 0.6. In summary, spatially distributed calibration at subwatersheds and temporal validation at the stream gages accounted for the spatial and temporal hydrological patterns reasonably well in the two river basins. This study highlights the importance of spatially distributed calibration and validation in large river basins.     

Effects of Rainfall and Ground‐Water Pumping on Streamflow in Mākaha,O’ahu,Hawai’i1

Abstract: Land‐use/land‐cover changes in Mākaha valley have included the development of agriculture, residential dwellings, golf courses, potable water supply facilities, and the introduction of alien species. The impact of these changes on surface water and ground water resources in the valley is of concern. In this study, streamflow, rainfall, and ground‐water pumping data for the upper part of the Mākaha valley watershed were evaluated to identify corresponding trends and relationships. The results of this study indicate that streamflow declined during the ground‐water pumping period. Mean and median annual streamflow have declined by 42% (135 mm) and 56% (175 mm), respectively, and the mean number of dry stream days per year has increased from 8 to 125. Rainfall across the study area appears to have also declined though it is not clear whether the reduction in rainfall is responsible for all or part of the observed streamflow decline. Mean annual rainfall at one location in the study area declined by 14% (179 mm) and increased by 2% (48 mm) at a second location. Further study is needed to assess the effect of ground‐water pumping and to characterize the hydrologic cycle with respect to rainfall, infiltration, ground‐water recharge and flow in the study area, and stream base flow and storm flow.     

Evaluation of CFSR climate data for hydrologic prediction in data‐scarce watersheds: an application in the Blue Nile River Basin

Data scarcity has been a huge problem in modeling the water resources of the Upper Blue Nile basin, Ethiopia. Satellite data and different statistical methods have been used to improve the quality of conventional meteorological data. This study assesses the applicability of the National Centers for Environmental Prediction's Climate Forecast System Reanalysis (CFSR) climate data in modeling the hydrology of the region. The Soil and Water Assessment Tool was set up to compare the performance of CFSR weather with that of conventional weather in simulating observed streamflow at four river gauging stations in the Lake Tana basin — the upper part of the Upper Blue Nile basin. The conventional weather simulation performed satisfactorily (e.g., NSE ≥ 0.5) for three gauging stations, while the CFSR weather simulation performed satisfactorily for two. The simulations with CFSR and conventional weather yielded minor differences in the water balance components in all but one watershed, where the CFSR weather simulation gave much higher average annual rainfall, resulting in higher water balance components. Both weather simulations gave similar annual crop yields in the four administrative zones. Overall the simulation with the conventional weather performed better than the CFSR weather. However, in data‐scarce regions such as remote parts of the Upper Blue Nile basin, CFSR weather could be a valuable option for hydrological predictions where conventional gauges are not available.     

Evaluation of Ground‐Water and Surface‐Water Exchanges Using Streamflow Difference Analyses1

Abstract: In the karstic lower Flint River Basin, limestone fracturing, jointing, and subsequent dissolution have resulted in the development of extensive secondary permeability and created a system of major conduits that facilitate the exchange of water between the Upper Floridan aquifer and Flint River. Historical streamflow data from U.S. Geological Survey gaging stations located in Albany and Newton, Georgia, were used to quantify ground‐water and surface‐water exchanges within a 55.3 km section of the Flint River. Using data from 2001, we compared estimates of ground‐water flux using a time adjustment method to a water balance equation and found that these independent approaches yielded similar results. The associated error was relatively large during high streamflow when unsteady conditions prevail, but much lower during droughts. Flow reversals were identified by negative streamflow differences and verified with in situ data from temperature sensors placed inside large spring conduits. Long‐term (13 years) analysis showed negative streamflow differentials (i.e., a losing stream condition) coincided with high river stages and indicated that streamflow intrusion into the aquifer could potentially exceed 150 m³/s. Although frequent negative flow differentials were evident, the Flint River was typically a gaining stream and showed a large net increase in flow between the two gages when examined over the period 1989‐2003. Ground‐water contributions to this stream section averaged 2‐42 m³/s with a mean of 13 m³/s. The highest rate of ground‐water discharge to the Flint River occurred during the spring when regional ground‐water levels peaked following heavy winter and spring rains and corresponding rates of evapotranspiration were low. During periods of extreme drought, ground‐water contributions to the Flint River declined.     

A Streamflow Forecasting Framework using Multiple Climate and Hydrological Models1

Abstract: Water resources planning and management efficacy is subject to capturing inherent uncertainties stemming from climatic and hydrological inputs and models. Streamflow forecasts, critical in reservoir operation and water allocation decision making, fundamentally contain uncertainties arising from assumed initial conditions, model structure, and modeled processes. Accounting for these propagating uncertainties remains a formidable challenge. Recent enhancements in climate forecasting skill and hydrological modeling serve as an impetus for further pursuing models and model combinations capable of delivering improved streamflow forecasts. However, little consideration has been given to methodologies that include coupling both multiple climate and multiple hydrological models, increasing the pool of streamflow forecast ensemble members and accounting for cumulative sources of uncertainty. The framework presented here proposes integration and offline coupling of global climate models (GCMs), multiple regional climate models, and numerous water balance models to improve streamflow forecasting through generation of ensemble forecasts. For demonstration purposes, the framework is imposed on the Jaguaribe basin in northeastern Brazil for a hindcast of 1974‐1996 monthly streamflow. The ECHAM 4.5 and the NCEP/MRF9 GCMs and regional models, including dynamical and statistical models, are integrated with the ABCD and Soil Moisture Accounting Procedure water balance models. Precipitation hindcasts from the GCMs are downscaled via the regional models and fed into the water balance models, producing streamflow hindcasts. Multi‐model ensemble combination techniques include pooling, linear regression weighting, and a kernel density estimator to evaluate streamflow hindcasts; the latter technique exhibits superior skill compared with any single coupled model ensemble hindcast.     

Joint institutional arrangements for addressing transboundary water resources issues—lessons for the GEF

The lofty goals of the 1992 Earth Summit regarding sustainable development will not be achieved without major improvements in the management of transboundary water resources. This paper describes the serious nature of water-related conflicts and environmental damage associated with degradation of marine ecosystems, coastal zones, and shared surface/groundwater systems. Traditional approaches such as international conventions, watercourse agreements with basin organizations, and arbitration have generally fallen short of their objectives. This article suggests that a middle ground centered on multicountry institutional arrangements for joint fact finding, evaluation, and problem resolution may be a more productive approach over the short term to achieve sustainable development. The experience of the International Joint Commission (Canada and U.S.) is described as a way of providing a neutral ground for building trust among nations, for 'leveling the playing field' among small and large countries, and for providing mechanisms for countries to work jointly toward sustainable development of their shared resources without relinquishing their sovereignty. The Global Environment Facility (GEF) is playing a catalytic role in assisting countries to address transboundary water resources issues. The paper describes GEF's Operational Strategy and discusses the implications of joint institutional arrangements for the international waters focal area. Given that the environmental security of many nations rests on improved transboundary cooperation, the GEF provides a pragmatic opportunity for countries to cooperatively address these pressing problems.     

Streamflow Response to Climate as Influenced by Geology and Elevation1

Mayer, Timothy D. and Seth W. Naman, 2011. Streamflow Response to Climate as Influenced by Geology and Elevation. Journal of the American Water Resources Association (JAWRA) 47(4):724‐738. DOI: 10.1111/j.1752‐1688.2011.00537.x Abstract: This study examines the regional streamflow response in 25 predominately unregulated basins to warmer winter temperatures and snowpack reductions over the last half century in the Klamath Basin of California and Oregon. Geologic controls of streamflow in the region result in two general stream types: surface‐dominated and groundwater‐dominated basins. Surface‐dominated basins were further differentiated into rain basins and snowmelt basins on the basis of elevation and timing of winter runoff. Streamflow characteristics and response to climate vary with stream type, as discussed in the study. Warmer winter temperatures and snowpack reductions have caused significantly earlier runoff peaks in both snowmelt and groundwater basins in the region. In the groundwater basins, the streamflow response to changes in snowpack is smoothed and delayed and the effects are extended longer in the summer. Our results indicate that absolute decreases in July‐September base flows are significantly greater, by an order of magnitude, in groundwater basins compared to surface‐dominated basins. The declines are important because groundwater basins sustain Upper Klamath Lake inflows and mainstem river flows during the typically dry summers of the area. Upper Klamath Lake April‐September net inflows have decreased an estimated 16% or 84 thousand acre‐feet (103.6 Mm³) since 1961, with the summer months showing proportionately more decline. These changes will exacerbate water supply problems for agriculture and natural resources in the region.     

ESTIMATED IMPACTS OF CLIMATE WARMING ON CALIFORNIA WATER AVAILABILITY UNDER TWELVE FUTURE CLIMATE SCENARIOS1

Spatially disaggregated estimates of over 131 stream‐flow, ground water, and reservoir evaporation monthly time series in California have been created for 12 different climate warming scenarios for a 72‐year period. Such disaggregated hydrologic estimates of multiple hydrologic cycle components are important for impact and adaptation studies of California's water system. A statewide trend of increased winter and spring runoff and decreased summer runoff is identified. Without operations modeling, approximate changes in water availability are estimated for each scenario. Even most scenarios with increased precipitation result in less available water because of the current storage systems' inability to catch increased winter streamflow in compensation for reduced summer runoff. The water availability changes are then compared with estimated changes in urban and agricultural water uses in California between now and 2100. The methods used in this study are relatively simple, but the results are qualitatively consistent with other studies focusing on the hydrologies of single basins or surface water alone.     

Characterizing Uncertainty in Daily Streamflow Estimates at Ungauged Locations for the Massachusetts Sustainable Yield Estimator

Hydrologic characterization at ungauged locations is one of the quintessential challenges of hydrology. Beyond simulation of historical streamflows, it is similarly important to characterize the level of uncertainty in hydrologic estimates. In tandem with updates to Massachusetts Sustainable Yield Estimator, this work explores the application of global uncertainty estimates to daily streamflow simulations. Expanding on a method developed for deterministic modeling, this approach produces confidence intervals on daily streamflow developed through nonlinear spatial interpolation of daily streamflow using flow duration curves; the 95% confidence is examined. Archived cross‐validations of daily streamflows from 66 watersheds in and around Massachusetts are used to evaluate an approach to uncertainty characterization. Neighboring sites are treated as ungauged, producing relative errors that can be resampled and applied to target sites. The method, with some modification, is found to provide appropriately narrow confidence intervals that contain 95% of the observed streamflows in cross‐validation. Further characterizing uncertainty, multiday means of daily streamflow are evaluated. Working through cross‐validation in Massachusetts, two‐ to three‐month averages of daily streamflow show the best performance. These two approaches to uncertainty characterization inform how streamflow simulation produced for prediction in ungauged basins can be used for water resources management.     

Predicting streamflow response to fire-induced landcover change: implications of parameter uncertainty in the MIKE SHE model

Fire is a primary agent of landcover transformation in California semi-arid shrubland watersheds, however few studies have examined the impacts of fire and post-fire succession on streamflow dynamics in these basins. While it may seem intuitive that larger fires will have a greater impact on streamflow response than smaller fires in these watersheds, the nature of these relationships has not been determined. The effects of fire size on seasonal and annual streamflow responses were investigated for a medium-sized basin in central California using a modified version of the MIKE SHE model which had been previously calibrated and tested for this watershed using the Generalized Likelihood Uncertainty Estimation methodology. Model simulations were made for two contrasting periods, wet and dry, in order to assess whether fire size effects varied with weather regime. Results indicated that seasonal and annual streamflow response increased nearly linearly with fire size in a given year under both regimes. Annual flow response was generally higher in wetter years for both weather regimes, however a clear trend was confounded by the effect of stand age. These results expand our understanding of the effects of fire size on hydrologic response in chaparral watersheds, but it is important to note that the majority of model predictions were largely indistinguishable from the predictive uncertainty associated with the calibrated model - a key finding that highlights the importance of analyzing hydrologic predictions for altered landcover conditions in the context of model uncertainty. Future work is needed to examine how alternative decisions (e.g., different likelihood measures) may influence GLUE-based MIKE SHE streamflow predictions following different size fires, and how the effect of fire size on streamflow varies with other factors such as fire location.     

SIMULATION OF THE EFFECTS OF URBANIZATION ON BASIN STREAMFLOW1

ABSTRACT: The hydrologic modeling of streamflow in the Waterford River Basin has been conducted as part of comprehensive investigations of the effects of urbanization on water resources in the basin. Using a detailed input data base, continuous simulation of streamflow in the study area has been done by means of the HSPF model, which has been calibrated for the existing conditions and then applied to several future land use scenarios. The basin climate and geology contribute to high conversion of precipitation into streamflow under the existing conditions. Consequently, future urban development in the study basin should not increase the annual streamflow, but would contribute to increases in peak flows and the incidence of flooding because of the increased speed of runoff. If the impervious area in the basin is doubled, the peak flows may increase by about 20 percent.