DROUGHT,TREE RINGS,AND RESERVOIR DESIGN1

Droughts constitute one of the most important factors affecting the design and operation of water resources infrastructure. Hydrologists ascertain their duration, severity, and pattern of recurrence from instrumental records of precipitation or stream‐flow. Under suitable conditions, and with proper analysis, tree rings obtained from long living, climate sensitive species of trees can extend instrumental records of streamflow and precipitation over periods spanning several centuries. Those tree‐ring “reconstructions” provide a valuable insight about climate variability and drought occurrence in the Holocene, and yield long term hydrological data useful in the design of water infrastructure. This work presents a derivation of drought risk based on a renewal model of drought recurrence, a brief review of the basic theory of tree‐ring reconstructions, and a stochastic model for optimizing the design of water supply reservoirs. Examples illustrate the methodology developed in this work and the supporting role that tree‐ring reconstructed streamflow can play in characterizing hydrologic variability.     

COLUMBIA RIVER FLOW AND DROUGHT SINCE 17501

ABSTRACT: A network of 32 drought sensitive tree‐ring chronologies is used to reconstruct mean water year flow on the Columbia River at The Dalles, Oregon, since 1750. The reconstruction explains 30 percent of the variability in mean water year (October to September) flow, with a large portion of unexplained variance caused by underestimates of the most severe low flow events. Residual statistics from the tree‐ring reconstruction, as well as an identically specified instrumental reconstruction, exhibit positive trends over time. This finding suggests that the relationship between drought and streamflow has changed over time, supporting results from hydrologic models, which suggest that changes in land cover over the 20th Century have had measurable impacts on runoff production. Low pass filtering the flow record suggests that persistent low flows during the 1840s were probably the most severe of the past 250 years, but that flows during the 1930s were nearly as extreme. The period from 1950 to 1987 is anomalous in the context of this record for having no notable multiyear drought events. A comparison of the flow reconstruction to paleorecords of the Pacific Decadal Oscillation (PDO) and El Nino/Southern Oscillation (ENSO) support a strong 20th Century link between large scale circulation and streamflow, but suggests that this link is very weak prior to 1900.     

Drought Resilience of the California Central Valley Surface‐Ground‐Water‐Conveyance System1

Abstract: A series of drought simulations were performed for the California Central Valley using computer applications developed by the California Department of Water Resources and historical datasets representing a range of droughts from mild to severe for time periods lasting up to 60 years. Land use, agricultural cropping patterns, and water demand were held fixed at the 2003 level and water supply was decreased by amounts ranging between 25 and 50%, representing light to severe drought types. Impacts were examined for four hydrologic subbasins, the Sacramento Basin, the San Joaquin Basin, the Tulare Basin, and the Eastside Drainage. Results suggest the greatest impacts are in the San Joaquin and Tulare Basins, regions that are heavily irrigated and are presently overdrafted in most years. Regional surface water diversions decrease by as much as 70%. Stream‐to‐aquifer flows and aquifer storage declines were proportional to drought severity. Most significant was the decline in ground water head for the severe drought cases, where results suggest that under these scenarios the water table is unlikely to recover within the 30‐year model‐simulated future. However, the overall response to such droughts is not as severe as anticipated and the Sacramento Basin may act as ground‐water insurance to sustain California during extended dry periods.     

Soil moisture‐based drought monitoring at different time scales: a case study for the U.S. Great Plains

Short‐term agricultural drought and longer term hydrological drought have important ecological and socioeconomic impacts. Soil moisture monitoring networks have potential to assist in the quantification of drought conditions because soil moisture changes are mostly due to precipitation and evapotranspiration, the two dominant water balance components in most areas. In this study, the Palmer approach to calculating a drought index was combined with a soil water content‐based moisture anomaly calculation. A drought lag time parameter was introduced to quantify the time between the start of a moisture anomaly and the onset of drought. The methodology was applied to four shortgrass prairie sites along a North‐South transect in the U.S. Great Plains with an 18‐year soil moisture record. Short time lags led to high periodicity of the resulting drought index, appropriate for assessing short‐term drought conditions at the field scale (agricultural drought). Conversely, long time lags led to low periodicity of the drought index, being more indicative of long‐term drought conditions at the watershed or basin scale (hydrological drought). The influence of daily, weekly, and monthly time steps on the drought index was examined and found to be marginal. The drought index calculated with a short drought lag time showed evidence of being normally distributed. A longer data record is needed to assess the statistical distribution of the drought index for longer drought lag times.     

A 576‐Year Weber River Streamflow Reconstruction from Tree Rings for Water Resource Risk Assessment in the Wasatch Front,Utah

We present a 576‐year tree‐ring‐based reconstruction of streamflow for northern Utah's Weber River that exhibits considerable interannual and decadal‐scale variability. While the 20th Century instrumental period includes several extreme individual dry years, it was the century with the fewest such years of the entire reconstruction. Extended droughts were more severe in duration, magnitude, and intensity prior to the instrumental record, including the most protracted drought of the record, which spanned 16 years from 1703 to 1718. Extreme wet years and periods are also a regular feature of the reconstruction. A strong early 17th Century pluvial exceeds the early 20th Century pluvial in magnitude, duration, and intensity, and dwarfs the 1980s wet period that caused significant flooding along the Wasatch Front. The long‐term hydroclimatology of northern Utah is marked by considerable uncertainty; hence, our reconstruction provides water managers with a more complete record of water resource variability for assessment of the risk of droughts and floods for one of the largest and most rapidly growing population centers in the Intermountain West.     

TREE-RING RECONSTRUCTION OF UPPER GILA RWER DISCHARGE1

ABSTRACT: Effective planning for use of water resources requires accurate information on hydrologic variability induced by climatic fluctuations. Tree-ring analysis is one method of extending our knowledge of hydrologic variability beyond the relatively short period covered by gaged streamflow records. In this paper, a network of recently developed tree-ring chronologies is used to reconstruct annual river discharge in the upper Gila River drainage in southeastern Arizona and southwestern Arizona since A.D. 1663. The need for data on hydrologic variability for this semi-arid basin is accentuated because water supply is inadequate to meet current demand. A reconstruction based on multiple linear regression (R²=0.66) indicates that 20th century is unusual for clustering of high-discharge years (early 1900s), severity of multiyear drought (1950s), and amplification of low-frequency discharge variations. Periods of low discharge recur at irregular intervals averaging about 20 years. Comparison with other tree-ring reconstructions shows that these low-flow periods are synchronous from the Gila Basin to the southern part of the Upper Colorado River Basin.     

Five Hundred Years of Hydrological Drought in the Upper Colorado River Basin1

Abstract: This article evaluates drought scenarios of the Upper Colorado River basin (UCRB) considering multiple drought variables for the past 500 years and positions the current drought in terms of the magnitude and frequency. Drought characteristics were developed considering water‐year data of UCRB’s streamflow, and basin‐wide averages of the Palmer Hydrological Drought Index (PHDI) and the Palmer Z Index. Streamflow and drought indices were reconstructed for the last 500 years using a principal component regression model based on tree‐ring data. The reconstructed streamflow showed higher variability as compared with reconstructed PHDI and reconstructed Palmer Z Index. The magnitude and severity of all droughts were obtained for the last 500 years for historical and reconstructed drought variables and ranked accordingly. The frequency of the current drought was obtained by considering two different drought frequency statistical approaches and three different methods of determining the beginning and end of the drought period (annual, 5‐year moving, and ten year moving average). It was concluded that the current drought is the worst in the observed record period (1923‐2004), but 6th to 14th largest in terms of magnitude and 1st to 12th considering severity in the past 500 years. Similarly, the current drought has a return period ranging from 37 to 103 years based on how the drought period was determined. It was concluded that if the 10‐year moving average is used for defining the drought period, the current drought appears less severe in terms of magnitude and severity in the last 500 years compared with the results using 1‐ and 5‐year averages.     

IMPLICATIONS OF CLIMATIC VARIABILITY FOR REGULATORY LOW FLOWS IN THE SOUTH PLATTE RIVER BASIN,COLORADO1

ABSTRACT: The maximum concentration of a regulated substance that is allowed in a wastewater effluent usually is determined from the amount of dilution provided by the receiving water. Dilution flow is estimated from historical data by application of statistical criteria that define low flow conditions for regulatory purposes. Such use of historical data implies that the past is a good indicator of future conditions, at least for the duration of a discharge permit. Short records, however, introduce great uncertainty in the estimation of low flows because they are unlikely to capture events with recurrence frequencies of multiple years (e.g., ENSO events or droughts). We conducted an analysis of daily flows at several gages with long records in the South Platte River basin of Colorado. Low flows were calculated for successive time blocks of data (3‐, 5‐, 10‐, and 20‐years), and these were compared with low flows calculated for the entire period of record (> 70 years). In unregulated streams, time blocks of three or five years produce estimates of low flows that are highly variable and consistently greater than estimates derived from a longer period of record. Estimates of low flow from 10‐year blocks, although more stable, differ from the long term estimates by as much as a factor of two because of climate variation. In addition, the hydrographs of most streams in Colorado have been influenced by dams, diversions, or water transfers. These alterations to the natural flow regime shorten the record that is useful for analysis, but also tend to increase the calculated low flows. The presence of an upward trend in low flows caused by water use represents an unanticipated risk because it fails to incorporate societal response to severe drought conditions. Thus, climate variability poses a significant risk for water quality both directly, because it may not be represented adequately in the short periods of the hydrologic record that are typically used in permits, and indirectly, through its potential to cause altered use of water during time of scarcity.     

Hydrologic Model Framework for Water Resources Planning in the Santa Cruz River,Southern Arizona1

Abstract: The authors develop a model framework that includes a set of hydrologic modules as a water resources management and planning tool for the upper Santa Cruz River near the Mexican border, Southern Arizona. The modules consist of: (1) stochastic generation of hourly precipitation scenarios that maintain the characteristics and variability of a 45‐year hourly precipitation record from a nearby rain gauge; (2) conceptual transformation of generated precipitation into daily streamflow using varied infiltration rates and estimates of the basin antecedent moisture conditions; and (3) surface‐water to ground‐water interaction for four downstream microbasins that accounts for alluvial ground‐water recharge, and ET and pumping losses. To maintain the large inter‐annual variability of streamflow as prevails in Southern Arizona, the model framework is constructed to produce three types of seasonal winter and summer categories of streamflow (i.e., wet, medium, or dry). Long‐term (i.e., 100 years) realizations (ensembles) are generated by the above described model framework that reflects two different regimes of inter annual variability. The first regime is that of the historic streamflow gauge record. The second regime is that of the tree ring reconstructed precipitation, which was derived for the study location. Generated flow ensembles for these two regimes are used to evaluate the risk that the regional four ground‐water microbasins decline below a preset storage threshold under different operational water utilization scenarios.     

Reconstructed Stream Flow for the Salt and Verde Rivers From Tree-Ring Data1

ABSTRACT: The Salt and Verde Rivers of central Arizona provide the water supply for metropolitan Phoenix and a considerable acreage of irrigated agriculture. Rapid urbanization has caused concern over future water supply and aggravated flooding in the already flood-prone Salt River Valley. Tree-ring data were used as a proxy source to extend the annual and seasonal runoff records back to A.D. 1580 and thus to determine whether the period of record for annual discharge adequately represents the long term flow characteristics of the two rivers. Results show that several periods of extended low flow have occurred during the past 400 years, many of which were more severe then any comparable period since 1890. The low flow periods appear to have a recurrence interval of about 22 years. Also the gaged records contain an above average number of high seasonal and annual flows when compared to the entire 400 years. The reconstructions contain important implications for future water supply and flood potentials in the Salt River Valley.     

Using Paleo Reconstructions to Improve Streamflow Forecast Lead Time in the Western United States

In water stressed regions, water managers are exploring new horizons that would help in long‐range streamflow forecasts. Oceanic‐atmospheric oscillations have been shown to influence streamflow variability. In this study, long‐lead time streamflow forecasts are made using a multiclass kernel‐based data‐driven support vector machine (SVM) model. The extended streamflow records based on tree ring reconstructions were used to provide a longer time series data. Reconstructed data were used from 1658 to 1952 and the instrumental record was used from 1953 to 2007. Reconstructions for oceanic‐atmospheric oscillations included the El Niño‐Southern Oscillation, Pacific Decadal Oscillation, Atlantic Multidecadal Oscillation, and North Atlantic Oscillation. Streamflow forecasts using all four oscillations were made with one‐year to five‐year lead times for 21 gages in the western United States. This is the first study that uses both instrumental and reconstructed data of oscillations in SVM model to improve streamflow forecast lead time. SVM model was able to provide “satisfactory” to “very good” forecasts with one‐ to five‐year lead time for the selected gages. The use of all the oscillation indices helped in achieving better predictability compared to using individual oscillations. The SVM modeling results are better when compared with multiple linear regression model forecasts. The findings are statistical in nature and are expected to be useful for long‐term water resources planning and management.     

A Long View of Southern California Water Supply: Perfect Droughts Revisited

The impact of drought on water resources in arid and semiarid regions can be buffered by water supplies from different source regions. Simultaneous drought in all major source regions — or perfect drought — poses the most serious challenge to water management. We examine perfect droughts relevant to Southern California (SoCal) water resources with instrumental records and tree‐ring reconstructions for the Sacramento and Colorado Rivers, and SoCal. Perfect droughts have occurred five times since 1906, lasting two to three years, except for the most recent event, 2012–2015. This number and duration of perfect droughts is not unusual in the context of the past six centuries. The modern period stands out for the relatively even distribution of perfect droughts and lacks the clusters of perfect drought documented in prior centuries. In comparison, perfect droughts of the 12th Century were both longer (up to nine years) and more widespread. Perfect droughts of the 20th and 21st Centuries have occurred under different oceanic/atmospheric patterns, zonal and meridional flow, and ENSO or non‐ENSO conditions. Multidecadal coherence across the three regions exists, but it has varied over the past six centuries, resulting in irregular intervals of perfect drought. Although the causes of perfect droughts are not clear, given the long‐term natural variability along with projected changes in climate, it is reasonable to expect more frequent and longer perfect droughts in the future.     

TREE RING RECONSTRUCTIONS OF STREAMFLOW FOR THREE CANADIAN PRAIRIE RIVERS1

ABSTRACT: Information regarding long term hydrological variability is critical for the effective management of surface water resources. In the Canadian Prairie region, growing dependence on major river systems for irrigation and other consumptive uses has resulted in an increasing vulnerability to hydrological drought and growing interprovincial tension. This study presents the first dendrochronological records of streamflow for Canadian Prairie rivers. We present 1,113‐year, 522‐year, and 325‐year reconstructions of total water year (October to September) streamflow for the North Saskatchewan, South Saskatchewan, and Saskatchewan Rivers, respectively. The reconstructions indicate relatively high flows during the 20th Century and provide evidence of past prolonged droughts. Low flows during the 1840s correspond with aridity that extended over much of the western United States. Similarly, an exceptional period of prolonged low flow conditions, approximately 900 A.D. to 1300 A.D., is coincident with evidence of sustained drought across central and western North America. The 16th Century megadrought of the western United States and Mexico, however, does not appear to have had a major impact on the Canadian rivers. The dendrohydrological records illustrate the risks involved if future water policy and infrastructure development in the Canadian Prairies are based solely on records of streamflow variability over the historical record.     

Reconstructions of Columbia River Streamflow from Tree‐Ring Chronologies in the Pacific Northwest,USA

We developed Columbia River streamflow reconstructions using a network of existing, new, and updated tree‐ring records sensitive to the main climatic factors governing discharge. Reconstruction quality is enhanced by incorporating tree‐ring chronologies where high snowpack limits growth, which better represent the contribution of cool‐season precipitation to flow than chronologies from trees positively sensitive to hydroclimate alone. The best performing reconstruction (back to 1609 CE) explains 59% of the historical variability and the longest reconstruction (back to 1502 CE) explains 52% of the variability. Droughts similar to the high‐intensity, long‐duration low flows observed during the 1920s and 1940s are rare, but occurred in the early 1500s and 1630s‐1640s. The lowest Columbia flow events appear to be reflected in chronologies both positively and negatively related to streamflow, implying low snowpack and possibly low warm‐season precipitation. High flows of magnitudes observed in the instrumental record appear to have been relatively common, and high flows from the 1680s to 1740s exceeded the magnitude and duration of observed wet periods in the late‐19th and 20th Century. Comparisons between the Columbia River reconstructions and future projections of streamflow derived from global climate and hydrologic models show the potential for increased hydrologic variability, which could present challenges for managing water in the face of competing demands.     

A SIMPLE METHOD FOR ESTIMATING BASEFLOW AT UNGAGED LOCATIONS1

ABSTRACT: Baseflow, or water that enters a stream from slowly varying sources such as ground water, can be critical to humans and ecosystems. We evaluate a simple method for estimating base‐flow parameters at ungaged sites. The method uses one or more baseflow discharge measurements at the ungaged site and longterm streamflow data from a nearby gaged site. A given baseflow parameter, such as the median, is estimated as the product of the corresponding gage site parameter and the geometric mean of the ratios of the measured baseflow discharges and the concurrent discharges at the gage site. If baseflows at gaged and ungaged sites have a bivariate lognormal distribution with high correlation and nearly equal log variances, the estimated baseflow parameters are very accurate. We tested the proposed method using long‐term streamflow data from two watershed pairs in the Driftless Area of southwestern Wisconsin. For one watershed pair, the theoretical assumptions are well met; for the other the log‐variances are substantially different. In the first case, the method performs well for estimating both annual and long‐term baseflow parameters. In the second, the method performs remarkably well for estimating annual mean and annual median baseflow discharge, but less well for estimating the annual lower decile and the long‐term mean, median, and lower decile. In general, the use of four measurements in a year is not substantially better than the use of two.     

EVALUATING HSPF IN AN ARID,URBANIZED WATERSHED1

ABSTRACT: The Hydrologic Simulation Program‐FORTRAN (HSPF) is a powerful time variable hydrologic model that has rarely been applied in arid environments. Here, the performance of HSPF in southern California was assessed, testing its ability to predict annual volume, daily average flow, and hourly flow. The model was parameterized with eight land use categories and physical watershed characteristics. It was calibrated using rainfall and measured flow over a five‐year period in a predominantly undeveloped watershed and it was validated using a subsequent 4‐year period. The process was repeated in a separate, predominantly urbanized watershed over the same time span. Annual volume predictions correlated well with measured flow in both the undeveloped and developed watersheds. Daily flow predictions correlated well with measured flow following rain events, but predictions were poor during extended dry weather periods in the developed watershed. This modeling difficulty during dry‐weather periods reflects the large influence of, and the poor accounting in the model for, artificially introduced water from human activities, such as landscape overwatering, that can be important sources of water in urbanized arid environments. Hourly flow predictions mistimed peak flows, reflecting spatial and temporal heterogeneity of rainfall within the watershed. Model correlation increased considerably when predictions were averaged over longer time periods, reaching an asymptote after an 11‐hour averaging window.     

Filyos River Streamflow Reconstruction from Tree‐Ring Chronologies with Nonparametric Approaches

The article presents nonparametric methods based on K nearest neighbors (KNNs), modified KNNs, and local polynomial techniques to reconstruct streamflow ensembles from tree‐ring data in Filyos River region (Turkey). Three methods were tested using cross‐validation for the overlap period, 1963‐1997 for which the tree‐ring and streamflow data are available. It was found that for the study where the length of the overlap period was limited, a nonparametric method based on a local polynomial technique provides simulations that have a slightly better solution than the other methods. After verification using standard statistical techniques, these methods were utilized to develop streamflow reconstructions from tree‐ring data for the paleo‐hydrologic period (1657‐1963). These reconstructions of seasonal low and high flows were discussed with the obtained flood duration curve. They were also compared with the historical archives and other tree‐ring reconstructions data available in the same river. Overall, the utility and limitations of these methods and the resulting streamflow simulations were discussed to assess the long‐term discharge behavior of Filyos River and to evaluate water supply reliability.     

Past climate, future perspective: an exploratory analysis using climate proxies and drought risk assessment to inform water resources management and policy in Maine, USA

In recent decades, significant progress has been made toward reconstructing the past climate record based on environmental proxies, such as tree rings and ice core records. However, limited examples of research that utilizes such data for water resources decision-making and policy exist. Here, we use the reconstructed record of Palmer Drought Severity Index (PDSI), dating back to 1138AD to understand the nature of drought occurrence (severity and duration) in the state of Maine. This work is motivated by the need to augment the scientific basis to support the water resources management and the emerging water allocation framework in Maine (Maine Department of Environmental Protection, Chapter 587). Through a joint analysis of the reconstructed PDSI and historical streamflow record for twelve streams in the state of Maine, we find that: (a) the uncertainties around the current definition of natural drought in the Chapter 587 (based on the 20th century instrumental record) can be better understood within the context of the nature and severity of past droughts in this region, and (b) a drought index provides limited information regarding at-site hydrologic variations. To fill this knowledge gap, a drought index-based risk assessment methodology for streams across the state is developed. Based on these results, the opportunities for learning and challenges facing water policies in a changing hydroclimate are discussed.     

THE TREE-RING RECORD OF SEVERE SUSTAINED DROUGHT1

ABSTRACT: Frequent and persistent droughts exacerbate the problems caused by the inherent scarcity of water in the semiarid to arid parts of the southwestern United States. The occurrence of drought is driven by climatic variability, which for years before about the beginning of the 20th century in the Southwest must be inferred from proxy records. As part of a multidisciplinary study of the potential hydrologic impact of severe sustained drought on the Colorado River, the physical basis and limitations of tree rings as indicators of severe sustained drought are reviewed, and tree-ring data are analyzed to delineate a “worst-case” drought scenario for the Upper Colorado River Basin (UCRB). Runs analysis of a 121-site tree-ring network, 1600–1962, identifies a four-year drought in the 1660s as the longest-duration large-scale drought in the Southwest in the recent tree-ring record. Longer tree-ring records suggest a much longer and more severe drought in 1579–1598. The regression estimate of the mean annual Colorado River flow for this period is 10.95 million acre-feet, or 81 percent of the long-term mean. The estimated flows for the 1500s should be used with caution in impact studies because sample size is small and some reconstructed values are extrapolations.     

A Perspective on Nonstationarity and Water Management1

Hirsch, Robert M., 2011. A Perspective on Nonstationarity and Water Management. Journal of the American Water Resources Association (JAWRA) 47(3):436‐446. DOI: 10.1111/j.1752‐1688.2011.00539.x Abstract: This essay offers some perspectives on climate‐related nonstationarity and water resources. Hydrologists must not lose sight of the many sources of nonstationarity, recognizing that many of them may be of much greater magnitude than those that may arise from climate change. It is paradoxical that statistical and deterministic approaches give us better insights about changes in mean conditions than about the tails of probability distributions, and yet the tails are very important to water management. Another paradox is that it is difficult to distinguish between long‐term hydrologic persistence and trend. Using very long hydrologic records is helpful in mitigating this problem, but does not guarantee success. Empirical approaches, using long‐term hydrologic records, should be an important part of the portfolio of research being applied to understand the hydrologic response to climate change. An example presented here shows very mixed results for trends in the size of the annual floods, with some strong clusters of positive trends and a strong cluster of negative trends. The potential for nonstationarity highlights the importance of the continuity of hydrologic records, the need for repeated analysis of the data as the time series grow, and the need for a well‐trained cadre of scientists and engineers, ready to interpret the data and use those analyses to help adjust the management of our water resources.