Evaluation of stakeholder participation in monitoring regional sustainable development

This paper presents a theoretical framework that can be used to discuss the question of how context, time and different participatory process designs influence the results of participatory monitoring projects in terms of concrete outputs (such as sustainability indicators) and the more intangible social outcomes (such as learning and stakeholder relations). We will discuss and compare four different cases of participatory monitoring of provincial sustainable development in the Netherlands. The results show sustainability issues selected by the stakeholders reflect the socio-economic and ecological structural characteristics of their region. In a different context, stakeholders not only assign different weights to the same set of issues, but more importantly they select a completely different set of regional aims altogether. Since these regional structural characteristics only change slowly over time, the influence of time on stakeholder preferences is shown to be only of minor importance. However, the dissipation of learning effects is shown to be a fundamental challenge for the cyclical nature of participatory monitoring, especially when its goal is shared agenda building. Another important conclusion is that, in the design of participatory processes, more attention should be devoted to providing stakeholders with the opportunity to comment on an ‘intermediate’ product.     

An integrated decision-support process for adaptation planning: climate change as impetus for scenario planning in an agricultural region of Canada

The amount of information required to adapt to climate change is vast: downscaled climate projections, information on environmental impact, sectoral performance, external drivers, regional strategies, policies and practices. It can be argued that most of this information is accessible at the community/regional level, and thus, the important challenges to adaptation are not information gaps, but constraints created by fragmented planning decisions and a sector-by-sector basis for financial and human resource allocations. To strategically address this through adaptation planning, we developed and tested a place-based decision-making framework that creates an integrated platform for considering regional and global sectoral drivers in Eastern Ontario, Canada. Using available socioeconomic and biophysical information from regional authorities, alternative future scenarios were used to describe the range of socioeconomic futures and their vulnerabilities to climate change. We found that: (1) integration of diverse sets of available data (rather than narrowly focused sectoral assessments) helped identify shared common objectives (maximizing the long-term environmental, economic, social well-being within the region), (2) a high degree of congruence existed as the key drivers of change, irrespective of sector, (3) exploring the future scenarios highlighted shared regional priorities and helped identify adaptation priorities requiring more integrated regional planning.     

Stakeholder requirements for building energy efficiency in mass housing delivery: the House of Quality approach

Threats of climate change and future energy price uncertainty have led to a global debate on energy efficiency, particularly the energy efficiency of housing projects. This serious global problem calls for improvement in energy efficiency from all sectors, especially the building sector which is considered a major energy consumer. Adoption of energy efficiency design practices in the housing sector has been perceived to have a significant potential to contribute greatly to the sustainable building process. Additionally, most studies indicate that the understanding and integration of stakeholder requirements has an enormous potential towards increasing the sustainability perspectives that relate to social, environmental, economic and technical issues of buildings. However, there is enough evidence from several studies suggesting a lack of common perspective on stakeholder requirements towards building energy efficiency (BEE) in housing development. Hence it is argued that stakeholders’ alignment for energy efficiency improvement is crucial and a fundamental challenge that needs to be addressed if the goal of energy use reduction in buildings is to be achieved. The aim of this paper is to identify the important building energy requirements among stakeholders of mass housing projects and their impact on technical characteristics of mass housing projects. Through a survey of building industry stakeholders and using the House of Quality model for analysis of the data obtained, the study identified five (5) most rated BEE stakeholders’ requirements in respect of housing development. The study gives a new insight into the considerations of building stakeholders regarding energy efficiency. This insight is useful towards achieving sustainable building solutions that meet the sustainability features of housing development in Ghana and other countries with similar energy and housing challenges.     

Visualizing the Chesapeake Bay Watershed Debate

Environmental organizations often use visual material to inform society about environmental concerns and their associated policy issues. This case study examines the process by which the International League of Conservation Photographers (iLCP) and the Chesapeake Bay Foundation (CBF) use a Rapid Assessment Visual Expedition (RAVE) to draw attention to the environmental issues surrounding the Chesapeake Bay watershed. In addition, the study analyzes the resulting photographs captured during the event. The CBF and the iLCP strategically use the RAVE to create scientific and local knowledge that they use to present their understanding of the Chesapeake Bay. An analysis of the slideshows generated from the RAVE shows how the strategies the photographers employ help to depict power relations among the stakeholders in the watershed area. The strategies may encourage audiences to develop a regional collective identity of concerned citizens who will work together to help to protect and clean the watershed.     

Multi-objective design optimization of sustainable commercial a-ircraft: performance and costs

The present work deals with a multi-objective optimisation approach to incorporate up-to-date financial models in the multidisciplinary conceptual design of a commercial aircraft. Design optimisations based on financial objective functions are compared to standard performance-based optimal solutions. The main novelty is in the extension of the financial models to the long-term investments of a wider group of stakeholders. The rationale underlying this research stems from two considerations: (i) the environmentally sustainable development of the air transportation system in the next 20 years is subordinate to breakthrough technologies, since the consolidated ones have reached their saturation point; (ii) the economic impacts of highly innovative concepts on the stakeholders chain is still uncertain. The problem is addressed at the conceptual design level and the analysis is performed within a comprehensive multidisciplinary framework, adopting all the technical constraints required in aeronautical design. The Pareto fronts obtained using performance and financial merit factors, reveal that the proposed financial model yields highly efficient, technically sound concepts. The design space point corresponding to the negative cash flows minimum turned out to be very close to the one corresponding to minimum acoustic emissions, confirming that the financial model drives the optimiser towards environment-friendly designs.     

农地流转与农户生计策略联合决策研究

基于中国家庭追踪调查(CFPS)2014年农村住户数据,采用多元probit模型实证检验了农户土地流转决策、农户种植经济作物决策和非农劳动力转移决策之间的相互影响。研究发现:①农户土地流转与劳动力非农转移和经济作物种植生计决策相互关联。总体而言,土地转入与种植经济作物决策正相关,与非农劳动力转移决策负相关。土地转出与非农劳动力转移决策正相关,与种植经济作物决策负相关。②土地流转与农户非农劳动力转移和经济作物种植等生计策略的关系与农地流转规模相关,小规模和中等规模的土地转入与非农劳动力转移之间未有显著关系,与经济作物种植决策具有显著正向关系,但大规模的土地转入与农户经济作物种植决策和非农就业决策显著负相关。③土地流转是否影响农户生计多样化决策还取决于地区机械化程度。机械化程度较高的平原地区土地转入决策与农户非农劳动力转移和经济作物种植决策未有显著关系,而机械化程度较低的高山、丘陵、高原等地区土地转入决策与农户种植经济作物和非农就业决策分别存在正相关和负相关关系,表明随着机械化对农业劳动力替代程度的增强,土地流转对农户劳动力配置的影响效应减弱。政策建议是:①统筹推进农村土地、劳动力市场发展,推动农户土地流转参与,促进转出户生计向非农专业化转移,促进转入户农地适度规模经营;②完善农机社会化服务市场,提高农机和农技融合使用深度和广度,提高农机对农业劳动力的替代弹性,增强转入户农业劳动力农地规模经营的能力,增加农业生产比较收益。     

Managing tricky decentralised competencies: case study of a participatory modelling experiment on land use in the Lake Guiers area in Northern Senegal

We describe an action-research project whose objective was to help stakeholders at different organisational levels achieve sustainable land management by developing mediation models and tools. We chose to test a specific approach called companion modelling in the framework of a multidisciplinary research partnership and a formal local partnership (a ‘users committee’) involving an array of stakeholders at different organisational levels. The study area covers 10,000 km² of agro-pastoral land around Lake Guiers in northern Senegal. We conducted studies to update the knowledge base of the area and organised six field workshops that clearly revealed three important tool functions to support decision-making on land use at different scales, i.e. understanding maps, monitoring and evaluating land tenure, and foreseeing changes in land use. We found that a toolbox approach was the best way to implement the three functions and overcome the constraints faced by the research team and those linked to the timing of the project. Therefore, we produced five simple complementary tools aimed at various users: a farm-level optimisation model (for researchers and technical services), a database for land allocations and a discussion tool to assess the impact of land allocation decisions (for the rural council), a paper atlas (for local players) and a regional land use change simulation model (for regional and national planners). Participants were able to work with paper maps, to interpret computer-generated simulations of land use change and understand the strengths and limitations of each. Self-assessment of the research process emphasised the importance of the context and the critical role played by social capital at both the research and the field level, which, in turn, emphasised the need for major improvements in the design and implementation of a quality process for participatory modelling. It turns out that action-research may be an effective way to undertake sustainability science.     

Indicator based approach for monitoring natural resources of village ecosystems: findings from select ecosystems of southern India

Indian village ecosystems are diverse with respect to population pressures, agricultural activities and production, livestock composition, energy sources, economics and infrastructural capabilities. Natural resource degradation is a major global concern and the factors and processes leading to degradation are regional and scale up from the micro levels such as village ecosystems. There is need for integrated multidisciplinary approaches for monitoring the resource status and environmental issues at the decentralized level. This paper presents an approach to assess village ecosystems using a set of key indicators developed and tested across fourteen diverse village ecosystems of the Southern India. The concept of ecosystem services associated with village ecosystems of India has been described and adopted to identify indicators and assess issues and trends. Comparison across villages has been demonstrated and the indicators successfully reflected the key environmental issues at each village level as well as differences across villages. We also report unique cases of stabilized land use and ‘desakota-like’ trends from village ecosystem studied.     

How can winter tourism adapt to climate change in Saxony’s mountains?

This study deals with regional climate change in five low mountain areas in Eastern Germany and assesses the awareness of tourism professionals towards climate change, its impact on winter tourism and adaptation options. Favourable conditions for winter tourism decreased over the last decades in the Saxon low mountain ranges. A change from predominantly snow-based to a wider variety of winter tourism options appears indispensible as climate models project continuing warming. Diversifying touristic options provides opportunities to develop new business fields and to attract new target groups. This paper reveals obstacles and opportunities to adapt and develop winter tourism in the central European low mountain ranges and to increase the competitiveness of regional tourism. A survey explored the current awareness of representatives of most of the Saxon downhill skiing areas and of selected winter tourism municipalities towards climate change and its implications on their business. Awareness is essential to successfully implement adaptation measures. About half of the interviewees were not aware of the regional changes in natural snow conditions projected for the next 15–20 years. Nevertheless, the majority recognized climate change as a serious issue. Yet, stakeholders repeatedly emphasized their uncertainty about related scientific facts. They attributed their perception to mass media reports that suggest a lack of scientific consensus on climate change issues. Adaptation options for slope-based and general winter tourism are developed and presented, involving ideas of the interviewees. To successfully move towards adaptation, supply and marketing of alternative offers need to be strengthened. A survey of tourist expectations is planned to ensure a successful implementation of new (winter) touristic offers in the Saxon mountains.     

Social and environmental trade-offs in tree species selection: a methodology for identifying niche incompatibilities in agroforestry

Natural resource degradation in highland regions is of increasing concern to the global community due to its role in aggravating poverty and the loss of environmental services to local and downstream users. The integration of trees into smallholder farming systems has been promoted as a means to enhance rural livelihoods while reversing the degradation of soil, water, biodiversity and related environmental services. Yet in addition to these benefits, negative impacts of trees on certain stakeholders or system components have also accompanied such efforts—suggesting that important trade-offs accompany afforestation. This paper presents a methodology for diagnosing problems stemming from cultivation of certain tree species in specific landscape niches. Data derived from the application of this methodology in two sites in the eastern African highlands are presented. Participatory diagnoses of landscape-level problems suggest that the negative impact of trees on water resource availability and crop yield are of critical concern to smallholder farmers. Ethnoecological data highlight the properties of different tree species that determine their suitability to specific farm and landscape niches. These data point to important opportunities for more socially- and environmentally-optimal integration of indigenous and exotic tree species into agricultural landscapes, and highlight the critical importance of local knowledge in forging solutions appropriate to contemporary realities.     

Policy-adaptation for a smarter and more sustainable EU electricity distribution industry: a foresight analysis

The European Union (EU) transition to a smarter and more sustainable electricity sector is driven by climate change adaptation and technological developments. For the electricity distribution industry, this has contributed to a growing need to understand how these network monopolies should adapt their role, activities, and responsibilities for a redesigned electricity market, given the growth of distributed generation, and the increased control and monitoring capabilities. Considering this, a foresight study on business model innovation, technological adaptation, and market design policy alternatives is presented. A Policy Delphi method was applied, involving two iterative survey rounds and 207 European experts, which assessed 57 policy alternatives. The results highlight adaptation challenges for implementing new technologies and business practices. Experts support innovation and transition to new roles, and innovative services, while warranting that core electricity distribution activities are secured. This shift in roles is expected to be achieved through research and development (R&D) support policies, innovation friendly regulatory frameworks, and concerted actions at the EU and Member States level. The results provide policy-adaptation guidelines for electricity distribution industry stakeholders.     

中国绿色经济发展和机制政策创新研究

通过绿色转型创造新的发展和就业机会对于摆脱经济危机、提升国家竞争力并占据全球制高点和领先地位已经成为全球共识。中国的绿色经济发展将对其未来经济繁荣乃至全球经济发展产生深远影响。转变经济发展方式,实现绿色发展,这不仅是中华民族长远发展的战略性选择和必然需要,也是对全球可持续发展的积极贡献,将对人类发展产生的重要影响。中国正逐步走向绿色发展之路,建设资源节约型社会和环境友好型社会,发展循环经济和低碳经济已经为中国的绿色发展奠定了较为坚实的基础。但是在全球化大背景下,中国正面临各种规模庞大、情况复杂的经济发展、社会转变与环境保护的挑战与机遇,尤其是在宏观层面,绿色发展的体制机制保障尚不健全,制约了中国绿色转型的成效。如何通过恰当的制度创新,进一步推进转型成本效率的提高和体制机制与政策法规质量的改善,加快并深化中国的绿色转型是目前面临的主要问题。本文针对上述问题,系统归纳总结了国际上发展绿色经济的普遍经验以及中国发展绿色经济面临的主要问题和挑战,认为发展绿色经济目前并没有一种通用的模式,解决中国发展绿色经济发展过程中所面临的资源环境制约,必须调整现行以GDP为导向的政府和官员绩效考核体系,平衡目前财政分权体系中财权和事权不对应问题,进一步明确政府和市场的作用及各自起作用的领域,同时,综合应用法律、财政、税收和价格等工具,重视不同手段的综合和协同运用,在不同的发展领域,提出具有适应性和包容性的发展策略,具体来说:①实施"差异化"区域绿色发展战略,针对不同的经济发展和资源环境基础,提出不同的发展重点,同时,建立分区域的绿色发展监测和评估体系;②通过技术进步和管理创新发展绿色农业,以保障农产品安全、生态安全和资源安全为重点,推动农业发展政策、农业生产组织、农业技术服务和农业管理体系的转型;③以资源节约和环境友好为基本原则,实施绿色创新战略,引导和推动工业结构的优化升级;④创建绿色服务业体系;⑤推行绿色消费模式,以绿色消费倒逼绿色经济转型。     

中国环境管理制度变革之道:从部门管理向公共管理转变

从中国社会经济制度转型对环境管理提出的需求出发．论述了环境管理制度从部门管理向公共管理转变的必要性．分析了现行环境管理制度的内在矛盾．进而依据环境资源本身所具有的稀缺性和竞争性特征．提出环境管理制度向公共管理转型具有内在驱动力和必然性．认为产权缺失是环境资源配置低效率的根本原因、有效环境权益结构的构建是实现环境资源公共管理的基础。     

SWOT Analysis and Challenges of Nile Basin Initiative：An Integrated Water Resource Management Perspective

River Nile is one of the longest transboundery rivers and it is shared and used by Burundi,Democratic Republic of Congo,Egypt,Ethiopia,Eritrea,Kenya,Rwanda,Sudan,Tanzania and Uganda.As of today,the Nile is a crucial resource for the economic development of the Nile Basin countries and a vital source of livelihood for 160 million inhabitants as well as 300 million people living in the 10 riparian countries.The Nile Basin Initiative(NBI) is one of the international cooperative river basin management program and regional partnership where all the Nile Basin countries except Eritrea unite to pursue long-term sustainable development,improved land use practices and management.This review therefore focused on the challenges not faced on NBI in terms of integrated use of the river and conducted analysis of strengths,weaknesses,opportunities and threats(SWOT) based on secondary data.The result of the review revealed that for decades,the Nile Basin people have been facing many complex environmental,social,economic and political challenges that have made it difficult for the proper management and sustainability of Nile water.The initiative provides training to develop skills in government ministries,non-governmental organizations and local communities in each country.It is also working to raise awareness of critical environmental issues by strengthening networks of environmental education practitioners;developing curriculum in the education sector.The challenges of NBI include the involvement and funding of World Bank,lack of sufficient staff,procedural and policies conflicts,lack of coordination and linkage with other regional institutions and lack of recognition as river basin organization.Considering the complex nature of the project,it is recommended that the NBI should come up with a strong multi-disciplinary monitoring and evaluation team to follow up all implemented projects.The NBI should carry out participatory land use planning in communities along the river basin.Moreover,livelihood analysis should be carried out especially in communities along the Nile to come up with poverty eradication projects which are socially acceptable,applicable,economically viable and affordable.     

SWOT Analysis and Challenges of Nile Basin Initiative: An Integrated Water Resource Management Perspective

Abstract

River Nile is one of the longest transboundery rivers and it is shared and used by Burundi, Democratic Republic of Congo, Egypt, Ethiopia, Eritrea, Kenya, Rwanda, Sudan, Tanzania and Uganda. As of today, the Nile is a crucial resource for the economic development of the Nile Basin countries and a vital source of livelihood for 160 million inhabitants as well as 300 million people living in the 10 riparian countries. The Nile Basin Initiative (NBI) is one of the international cooperative river basin management program and regional partnership where all the Nile Basin countries except Eritrea unite to pursue long-term sustainable development, improved land use practices and management. This review therefore focused on the challenges not faced on NBI in terms of integrated use of the river and conducted analysis of strengths, weaknesses, opportunities and threats (SWOT) based on secondary data. The result of the review revealed that for decades, the Nile Basin people have been facing many complex environmental, social, economic and political challenges that have made it difficult for the proper management and sustainability of Nile water. The initiative provides training to develop skills in government ministries, non-governmental organizations and local communities in each country. It is also working to raise awareness of critical environmental issues by strengthening networks of environmental education practitioners; developing curriculum in the education sector. The challenges of NBI include the involvement and funding of World Bank, lack of sufficient staff, procedural and policies conflicts, lack of coordination and linkage with other regional institutions and lack of recognition as river basin organization. Considering the complex nature of the project, it is recommended that the NBI should come up with a strong multi-disciplinary monitoring and evaluation team to follow up all implemented projects. The NBI should carry out participatory land use planning in communities along the river basin. Moreover, livelihood analysis should be carried out especially in communities along the Nile to come up with poverty eradication projects which are socially acceptable, applicable, economically viable and affordable.     

Global change impacts on the Upper Danube Catchment (Central Europe): a study of participatory modeling

Participatory modeling (PM) has become an essential concept in environmental impact assessment and planning in the field of water resources. In this paper, we focus on the use of PM to support the development of the integrated regional modeling system DANUBIA as a scientific concept to analyze the previously unknown impacts of global change, i.e., the combined effects of climate, demographic, economic, social and ecological change, on the Upper Danube Catchment (Germany). We use this case study to examine the specific conditions for PM in the field of complex integrated models on a regional scale. We describe the stepwise PM process and discuss the respective results, focusing on (1) the stakeholder dialogue’s contribution in supporting the development of new, complex modeling systems, particularly on a regional scale, (2) conditions of stakeholder involvement in issues related to the distant future, such as climate change impacts on regional water availability, and (3) limitations of PM and scientists’ motivation to carry out participatory research at all. We conclude that the PM process was not entirely successful in improving the scientific quality and practical applicability of the developed models because the process goals were manifold and overambitious, and the definition of the problem of “global change impacts on a regional scale” was too weak and uncertain to allow for a clear common objective of modelers and stakeholders. We claim that there is a lack of incentives for scientists, particularly natural scientists, to commit to PM activities.     

Impact changes of climatic extremes on arable farming in the north of the Netherlands

Agriculture is vulnerable to climate change in multiple ways. Here, we use the northern region of the Netherlands as a case study to explore how risk assessments for climate change impacts on crop production can address multiple vulnerabilities. We present a methodology, which we call agro climate calendar (ACC) that (i) includes potential yield losses, as well as loss of product quality, and (ii) assesses the risks of a variety of climate factors including weather extremes and the emergence and abundance of pests and diseases. Climate factors are defined for two time slices: 1990 (1976–2005) and 2040 (2026–2055); the frequency of occurrence of the factors is compared for the two periods, and the resulting frequency shifts are presented in a crop calendar on a monthly basis. This yields an indication of the magnitude and direction of changes in climatic conditions that can lead to damage by extreme events and pests and diseases. We present results for the two most important crops in the region, seed potato, and winter wheat. The results provide a good overview of risks from climate factors, and the most important threats and opportunities are identified. This semi-quantitative approach is firmly rooted in farm management, which is the level where operational and strategic decisions are made. Thus, the approach is well suited to assist local stakeholders such as farmers and policy makers to explore farm-level adaptation. This work is complementary to previous modeling work that focused mainly on the relation between mean climate change factors (i.e., temperature) and crop yield.     

A context-inclusive approach to support energy policy formulation and evaluation

Observing the many and varied reactions to the Kyoto Protocol, it becomes clear that different governments find themselves in different contexts that eventually direct them toward taking dissimilar positions on energy issues. This paper, through five integrated studies, investigates whether contextualizing energy issues is (are) relevant to support energy policy formulation and evaluation and provides insights into how to operationalize the contextualization. Instead of considering the most widely accepted tools currently used to assess and evaluate energy policy, this research proposes the utilization of a holistic framework that incorporates social, economic and environmental factors as well as their relations to the energy sector to better contextualize global, regional and national energy issues. This framework, which accounts for feedback loops, delays and non-linearity, is applied to case studies to investigate the longer-term performance of selected energy policies. Results of the study indicate the likely emergence of various unexpected side effects and elements of policy resistance over the medium and longer term due to the interrelations existing between energy and society, economy and environment. Furthermore, while side effects and unintended consequences may arise both within the energy sector and in the other sectors, they simultaneously influence society, economy and environment.     

Supplier assessment based on corporate social responsibility criteria in Indian automotive and textile industry sectors

Mandatory disclosure of corporate social responsibility (CSR) reporting forces supply chain members to consider CSR issues in developed countries. Researchers have viewed CSR content within different themes, such as human (social), ethical and environmental perspectives. So far, in India, very little research has been done to study the impact of human issues in employment (social), ethical issues in business operations and pollution (environmental) issues at both regional and specific sector level. This paper emphasises the perspective view of supplier selection, considering CSR issues as opposed to traditional methods using conventional selection criteria such as cost, quality, delivery and service. It employs six CSR criteria such as discrimination, abuse of human rights, child labour, long working hours, unfair competition and pollution to assess small- and medium-sized suppliers who produce and deliver products to the automotive and textile industry sectors. The results of this study indicate that to prevent discrimination against pay variation, minimise cases of abuse of human rights and incidence of child labour, suppliers must put in place proper policies and procedures regarding employment contract, identification and verification records. Furthermore, to reduce unfair competition, suppliers of both automotive and textile sectors may introduce processes for investigating reports of unethical conducts and take severe disciplinary action. The suppliers of both automotive and textile sectors believe that the competitive advantage can be achieved through environmental oriented business practices. However, they differ in their approaches in attaining this objective.     

Sustainable Health Risk Management and the Role of Cross-Disciplinary Professionals in Developing Countries: Mexican Experience

The paper argues health risk management in Developing Countries cannot be sustainable unless it is conceived, planned, implemented and maintained by community-led multi-stakeholder groups using an integrated capacity building process with five components: (1) education and awareness raising; (2) strengthening information resources and decision making; (3) strengthening regulations and compliance; (4) improving basic sanitation infrastructure; and (5) stimulating the market for support products and services for health and environment sectors. Occupational and environmental health professionals with cross-disciplinary understanding are uniquely qualified to build much-needed bridges between stakeholders, risk science and policy. They should adopt a cost-effective mentality, adapting models/methods used in developed countries to developing country contexts, negotiating political obstacles and understanding cultural differences in risk sources, exposures and perceptions. Stakeholders – health professionals, community representatives, officials, NGOs/advocacy groups, industries, and providers of products/services – collaborate to detect needs, mobilize resources, design, develop, implement, consolidate and maintain interventions to priority problems. Field experience in Mexico supports the argument. This sustainability process is adaptable to other keystone development sectors like soil and water resources stewardship, biodiversity conservation, agriculture and energy.