Why do firms engage in environmental management? An empirical study in China

There are increasing pressures being put on firms, from a number of different sources, such as governmental regulation, community participation and market demand, to engage firms in environmental initiatives. These factors play different roles at various development periods. Government regulation was the major pressure, initially. However, community participation and market demand have become more and more important. Thus a better understanding of the determinant factors that play a role in engaging firms to take environmental management initiatives may help policy makers develop more effective environmental policies. Using data collected from 89 firms in Wujin county of Jiangsu Province, China, this paper developed an index system to evaluate the corporate environmental management performance. Furthermore, we used econometric methodology to identify the main factors that probably shape corporate environmental management performance, including both external pressures and firm characteristics. The results showed that pressures from supply chain, customers, and communities played positive roles in engaging firms to improve environmental management performance. However, the pressure from the regulatory system did not implicate positive effect on environmental management performance when basic compliance is not an issue in the region anymore. The results also showed that firms with larger scale will be more active in engaging in environmental management initiatives. Finally, our results suggest that: (a) regulation's stimulation may be reduced as long as firms have complied with requirements of local environmental standards and other environmental laws; (b) policy makers should pay more attention to market and information instruments; (c) more financial and technical support should be provided to encourage small- and medium-sized enterprises (SMEs) to improve environmental performance.     

Enhancing our understanding of the role of environmental policy in environmental innovation: adoption explained by the accumulation of policy instruments and agent-based factors

The empirical literature reports conflicting findings on the relation between environmental policy and environmental innovation: environmental policy both encourages and impedes environmental innovation, resulting in competing theoretical explanations. To find a way out of this counterproductive debate requires new and complementary insights into the effects of different policy instruments. This research therefore advances an approach in which a set of specific policy instruments as well as firms’ behavior regarding CHP (cogeneration of heat and power) adoption are considered as two distinct factors explaining environmental innovation in the Dutch paper and board industry. Using a longitudinal research design, the focus was not on any single policy instrument but on the accumulation of policy instruments. In addition, we studied intra-organizational factors influencing the adoption decision.Overall, we can conclude that paper and board factories perceive governmental environmental policies to be relevant, but that this constitutes just one of the factors influencing adoption processes, next to intra-organizational factors. The relative importance of such policies varies over time and per adoption process. The role of top-down regulation appears to be limited, whereas interactive regulation turned out to be important for several factories in the latest period of adoption. Positive economic instruments were important in almost all adoption processes, but were not and will never be the most important reason for adoption. The most important reason for CHP adoption appears to be high energy prices in combination with cost price reduction or the threat of additional regulation. For future policies, we recommend the implementation of a specific mixture of policy instruments, attuned to the specific industry and reinforcing each other. Moreover, goals should be consistent over time to avoid risk-averse behavior.     

Controlling water pollution from animal wastes: A reconsideration of economic and legislative approaches

Practical approaches to pollution control have involved the determination of an environmental quality standard and the use of various policy instruments, market or non-market, to achieve this desired standard. These ideas have been developed to deal with point source pollution, polluter and pollutant being identifiable. However, environmental problems arising from agriculture tend to involve nonpoint source and, often, indirect pollution. Animal wastes, in particular, have certain characteristics which pose especial problems for pollution control, both in determining and in achieving an environmental standard.In this study, a basis for a standard is suggested, and an animal waste management scheme is proposed which, it is hoped, could be effective in achieving this standard. A linear programming framework is explained for comparing this scheme with alternative pollution control policies in terms of efficiency and changed patterns of agricultural production.     

The intermediary role of an industry association in policy-making processes: the case of the Dutch paper and board industry

In the policy-making process concerning energy and environmental issues, cooperation between government and firms is a means to create a more efficient energy and environmental policy. Intermediary organizations can play an important role in this policy-making process. Aim of this study is to get insight into the role of one specific intermediary organization: the industry association. In this paper, we focus on the Dutch paper and board industry. Important policy themes for this industry are waste water, waste, and energy efficiency. We distinguished four types of governmental policy instruments: top-down regulation, interactive regulation, negative economic instruments, and positive economic instruments. We analyzed the role of the industry association in the policy-making process for all of these four instruments. The results clearly show different (relative) roles of the industry association in different steps of the policy-making processes and for different types of instruments.     

基于准自然实验的生态转移支付政策环境效应评价

生态转移支付政策的完善是深化生态补偿制度改革的重要组成部分. 为解决生态转移支付政策尚未充分改善环境质量这一现实问题,基于地方政府环境治理决策机理提出相应假设,选取山西省96个县域的环境和社会经济相关数据,运用倾向得分匹配-双重差分法评估生态转移支付政策的环境效应. 结果表明:生态转移支付政策的实施总体上在1%的显著性水平下改善了国家重点生态功能区所在县域的环境质量,但随着时间的推移,其环境效应逐渐变差. 生态转移支付资金规模的扩大进一步改善了环境质量,每增加1 000元生态转移支付资金,环境质量就得到2.285个百分点的改善,且生态转移支付政策的环境效应呈现出功能区类型、民族聚集程度的差异化特征. 进一步研究发现,贫困程度是导致不同地区生态转移支付政策环境效应存在差异的重要因素. 基于此,建议坚持实施生态转移支付政策,逐步扩大生态转移支付规模,强化生态转移支付资金分配的导向性和差异性,完善生态转移支付政策的市场化,多元化投入机制和完善补偿资金考核机制等,从多角度完善生态转移支付政策.      

Evidence,politics and power in public policy for the environment

Despite a recent emphasis on ‘evidence based policy’ accompanied by an abundance of ‘green’ policy instruments, experience from the European Union and OECD countries shows that decisions which truly aim to balance environmental considerations with social and economic ones remain thin on the ground. Moreover, many policies seem to fall short of, or directly contradict what the available ‘evidence’ suggests is required. This is a synthesis paper bringing together literature from the fields of political science, geography, sociology and science and technology studies to outline some of the obscurities relating to the use of scientific evidence in environmental decision-making. In this paper, we suggest that an exploration of three key inter-related issues is necessary to develop a richer understanding of why evidence and policy interact as they do. These are the nature of evidence itself; the normative, moral or ethical ‘politics’ of policy-making; and the operation of power in the policy process. Our primary goal is to bring various literatures together to better conceptualise the evidence–policy relationship. In so doing, we outline specific challenges for knowledge producers who set research priorities, and design and direct research projects. We also highlight significant implications for policy decision-making processes.     

Climate change policy and water resources in the EU and Spain. A closer look into the Water Framework Directive

Climate change effects are becoming evident worldwide, with serious regional and local impacts. The European Union (EU) has launched and developed initiatives and policies that scratch the surface of water resources impacts. This article presents an introduction of the existing environmental policy and more concisely in the areas of climate change and the interactions with water resources. It also addresses main management tools, and plans linked to policies, recent updates on the Science–Policy Interface, highlighting major results from research and development projects. Establishing appropriate policies to tackle climate change impacts on water is essential given the cross-sectorial and flowing nature and the importance of water in all environmental, social and economic sectors. There are still some pending reviews and updates in the current EU policy and its implementation, as well as at the national level in Spain. This article identifies existing gaps, and provides recommendations on how and where reforms could take place and be applied by decision makers in the water policy sector.     

Spatial and temporal variability of greenhouse gas emissions from rural development land use operations

Climate change objectives of mitigation and adaptation are being mainstreamed into many policies and strategies around the world. In Europe, this has included the Rural Development Programme, which aims to tackle multiple social, economic and environmental objectives in rural areas, and the integration of climate change objectives adds another strand of complexity to the decision making process. When formulating policies determining the likely effectiveness of any particular measure can be challenging, especially with respect to the spatial and temporal variability of greenhouse gas emissions. This is a challenge faced by all countries and regions around the world. This study uses Europe as an example to explore this issue. It highlights the variability in emissions from land use operations that may be encountered under different conditions and time horizons and considers this in the context of policy formulation. The Optimal Strategies for Climate change Action in Rural Areas software has been adapted to derive net greenhouse gas emissions for rural development operations for all regions in Europe. Operations have been classified into five categories based on their benefit/burden over different time horizons. The analysis shows that it is important to understand the time period over which benefits or burdens are realised and determine how this fits with policy instruments, such as land management agreements and the permanency of actions. It also shows that in some regions an operation can have benefits, but in other regions it has burdens; thus, location can be critical. Finally, in the context of developing operations to meet multiple social, economic and environmental objectives, it is important to acknowledge that seeking options that only reduce emissions may not always be practical or possible. In some instances, we may have to accept an increase in emissions in order to meet other objectives. It is important that we evaluate the net greenhouse gas emissions of all operations, not just those aimed at climate change mitigation. We can then select those with the least burden in the process of developing optimal solutions to meet multiple objectives.     

The changing winds of atmospheric environment policy

Atmospheric environmental policies have changed considerably over the last several decades. Clearly the relative importance of the various issues has changed over half a century, for example from smoke, sulphur dioxide and photochemical smog being the top priorities to greenhouse gases being the major priority.The traditional policy instrument to control emissions to the atmosphere has been command and control regulation. In many countries this was successful in reducing emissions from point sources, the first generation issues, and to a lesser extent, emissions from mobile and area sources, the second generation issues, although challenges remain in many jurisdictions. However once the simpler, easier, cheaper and obvious targets had been at least partially controlled this form of regulation became less effective. It has been complemented by other instruments including economic instruments, self-regulation, voluntarism and information instruments to address more complex issues including climate change, a third generation issue.Policy approaches to atmospheric environmental issues have become more complex. Policies that directly focus on atmospheric issues have been partially replaced by more integrated approaches that consider multimedia (water, land, etc.) and sustainability issues.Pressures from stakeholders for inclusion, greater transparency and better communication have grown and non-government stakeholders have become increasingly important participants in governance.The scale of the issues has evolved from a local to national, regional and global scales. Consequently the approaches to atmospheric environmental policy have also been amended. The international dimensions of atmospheric issues have grown in prominence and challenge governance and politics with pressures for international cooperation and harmonisation of policies. This is reducing the policy flexibility of national governments.Partially in response to these changes, to manage environmental risks and protect their brands, leaders in the corporate sector have generally found it beneficial to increase responsibility and accountability, including establishing corporate environmental policies, environmental management systems, risk management, sustainability reporting and other measures.This analysis clearly identifies that these changes are inter-related. Acting together they have transformed the way that atmospheric issues are governed in the last several decades in developed countries. Together they have led to governments in many developed countries vacating leadership roles and becoming increasingly managers of the policy process. As the leadership role of governments has been partially eroded, governments are more reliant on persuasion and diplomacy in their relations with stakeholders. As a consequence, governance arrangements have become more complex, multilevel and polycentric.     

Control strategy for sulfur dioxide and acid rain pollution inChinaa

Several factors, namely, coal-dominated primary energy mix, extensive economic development mode, inefficient energy utilization, end the imperfect environmental regulations, result in the serious urban sulfur dioxide pollution end large-scale sulfatetype acid precipitation in China. In 1995, China's sulfur dioxide emissions reached 23.70 Mt, and the areas affected by acid rain accounted for 40% of the territory. Chinese government accords considerable importance to the sulfur dioxide end acid rain contamination. New sets of environmental friendly policies have been promulgated. But enforcement of laws and regulations on SO2 emissions need to be further improved and broadened, especially those respond to market conditions. This paper focuses particular attention on the analysis of strategy, policies, and national actions which had or should be taken against sulfur dioxide emissions nationwide to achieve the environmental targets, on the basis of which gives the technical options in future.     

A review on political factors influencing public support for urban environmental policy

Environmental quality is important to urban residents’ physical, social and psychological well-being. Governments have been formulating and implementing policies to mitigate environmental deterioration in cities. To effectively implement policies and achieve policy goals, gaining sufficient public support is an essential prerequisite; the policies would be in ruins and the government may also suffer from setbacks in other policy areas in the absence of public support. Therefore, to understand what contributes to public support is a crucial task for policymakers. Though current literature on socio-demographic and attitudinal/psychological factors provides fruitful accounts for policy support, a comprehensive examination of political determinants has yet to be established. In response to this, this review paper explores political factors that influence level of policy support based on existing literature. An integrated framework is proposed to explain policy support for urban environmental policy. This paper also discusses the possible directions of future research.     

Trade-offs and performances of a range of alternative global climate architectures for post-2012

Quantitative assessments help to highlight the main features of climate policies by better identifying their strengths and weaknesses. In this study, we develop a grading system for assessing thirteen proposals for post-2012 climate policy. We believe that these proposals contain appropriate policy instruments which will be considered for discussions about how to design the post-2012 climate agreement. Our grades are based on four criteria: environmental effectiveness, cost effectiveness, distributional considerations and institutional feasibility. We analyze the grades with two complementary methods: principal component and cluster analysis. Our results entail three policy implications. Firstly, the higher the number of policy instruments a proposal comprises, the more difficult might be its implementation. Secondly, proposals which include a meaningful effort by the U.S. tend to fail in environmental effectiveness and institutional feasibility. Thirdly, we identify that the “first best” and the “second best” approaches belong to a stable policy group, and both may be considered as suitable candidates for post-2012 climate policy.     

Industrial symbiosis and the policy instruments of sustainable consumption and production

Industrial symbioses (ISs) and eco-industrial parks (EIPs) are key concepts of industrial ecology (IE). The aim of ISs and EIPs is to minimise inefficient material and energy use by utilising local by-product and energy flows. Industrial symbioses tend to develop through spontaneous action of economic actors, for gaining of economic benefit, but these systems can be designed and promoted via policy instruments as well. A literature review showed that national programmes for eco-industrial parks can be found in different parts of the world. In the action programmes and other sustainable consumption and production (SCP) policy documents of the EU, on the other hand, industrial symbioses gain less recognition as a path to enhanced sustainable production. In this article, we consider this and also analyse how the evolution and environmental performance of an industrial symbiosis system centred on a Finnish pulp and paper mill have been affected by SCP policy instruments. With regard to the system forming the subject of the case study, and Finnish industrial systems in general, policy instruments have succeeded in reducing emissions but not in systematically encouraging operators toward symbiosis-like activities. All in all, few studies exist on the overall impact of policy instruments promoting design of eco-industrial parks. It is not self-evident that symbiosis-like production systems would be sustainable in every case, as the background assumptions for political promotion of EIPs suggest. We concluded that industrial symbioses should be analysed and developed on a life cycle basis, with documentation of the real environmental benefits due to efficient resource use and decreased emissions in comparison to standalone production. ISs can then bring eco-competitiveness to companies in relation to SCP tools, such as environmental permits, ecolabels, and future product regulation based on the Ecodesign Directive in Europe. Indirect encouragement of symbiosis through land-use regulation and planning, in such a way that material fluxes between companies are possible both in operations and in financial terms, may prove effective. The same holds for waste policies that encourage increased reuse of a company’s waste by other enterprises.     

环境政策对企业绩效的影响

一个国家的环境政策是国家保护环境的大致方针,直接关系到这个国家的环境立法和环境管理,更直接影响到这个国家的整体环境状况,不同类型的环境政策对企业也产生了各方面的影响。本文研究环境政策的不同形式、内容、具体执行手段及其对企业的环境、经济绩效产生的影响。通过研究西方发达国家的成功环境政策,探讨我国环境政策中存在的不足与缺陷。最后根据不同管理手段的可行性,有效性及最终效果,联系我国具体国情,在符合可持续发展原则的同时,提出更为有效,对企业绩效具有正面刺激的环境政策建议。     

Considering agro-ecosystems as ecological funds for collective design: New perspectives for environmental policy

Enhancing agro-ecosystem sustainability raises difficult challenges for environmental policy: it requires both increasing knowledge on these complex systems to design effective solutions and coordinating stakeholders with diverging interests. However, most existing environmental policies consider ecosystems’ desirable properties as given, leading ecosystem managers to favor “turnkey” solutions. How could public policy better support local collective initiatives aiming at reconciling agriculture and the environment? This paper presents an empirical case study from western France, in which a partnership between an agricultural cooperative and an ecological research center resulted in a collective design initiative. We conceptually model this initiative drawing upon recent design theories and Georgescu-Roegen’s ‘fund-flow’ model, defining ‘ecological funds’ as the starting point of a collective design process. The results highlight the importance of developing policy instruments that can better support local innovation processes through greater democratization. Adopting a design approach to sustainable agricultural landscape management could be particularly fruitful in situations where collective action is necessary but where there is no common good recognized as such, and no existing community identified.     

Integrating Joint Implementation Projects for Energy Efficiency on the Built Environment with White Certificates in The Netherlands

In this paper we analyze policy interactions between two innovative climate and energy policy instruments, namely White Certificates (WhC) and Joint Implementation (JI) that target at energy efficiency improvement and reductions of Greenhouse Gas (GHG) emissions. We have selected The Netherlands and Bulgaria as a case study given that the former has a cumulated experience in energy efficiency policies and the latter for a growing potential in JI projects as a host country. Based on a method of analyzing policy interactions, we demonstrate how a possible design of such a scheme can take place and how it should function. A couple of parameters that deserve attention are a baseline definition and a conversion rate for credits. Our basic finding is that an integrated scheme is complementary and can assist substantially in achieving Dutch national United Nations Framework Convention on Climate Change (UNFCCC) Kyoto Protocol targets. Dutch electricity and gas suppliers (parties that receive energy efficiency obligations) can implement energy efficiency projects domestically and in other countries, hence reducing total abatement costs. Furthermore, such a scheme can stimulate further energy efficiency actions from other stakeholders participating in energy markets. Based on an ex-ante assessment, a carefully designed hybrid WhC and JI scheme appears to be effective in terms of targets, efficient, generating positive impacts on markets and society, while uncertain in stimulating innovation.

基于调整机制的环境政策工具分类与发展趋势

综述了国内外学者与机构对于环境政策分类的研究与实践,基于调整机制对中国环境政策工具进行分类。在分析不同类型政策工具特点的基础上建立环境政策工具类别框架并指出今后环境政策工具的发展趋势是通过工具组合实现工具创新,建立混合型政策工具以应对复杂的环境形势。     

Managing forest ecosystem services for hydropower production

In many countries, hydropower development is rapidly becoming a focus of green growth policies. This represents a significant opportunity for ecosystem services-based land management that integrates environmental and development goals to benefit the hydropower sector and support economic growth. In this study, we present an approach for targeting ecosystem-provision investment in hydropower catchments coupled with hydrologic modeling to quantify the benefits of soil and water conservation activities. We demonstrate the application of this approach in five hydropower facility catchments in the state of Himachal Pradesh, India. The results show that there is a high potential for targeted soil and water conservation to increase sediment retention services that benefit hydropower facilities (up to a 44% reduction in sediment transported from uplands into streams), although this benefit is distributed non-uniformly across catchments and levels of investment. The extent to which services can be improved is strongly driven by current land use and management practices that impact how and where conservation activities can be located. Iterative use of the method described here, in a process of stakeholder engagement and capacity-building, enables policy makers to determine the optimal mix of land management strategies and budget allocation to maximize service improvements that support hydropower production.     

排污权交易制度在中国的推行建议

排污权交易制度是一种有效控制污染、改善环境的环境经济政策．在很多国家的环境保护工作中发挥了重要作用。现阶段,中国排污权交易研究尚处于探索阶段,取得了一定的理论成果与实践经验,但仍然存在配套制度缺失、法律政策滞后、市场机制不健全、初始分配方法不明确等问题。结合国外的实践经验和中国的特点．在中国推进排污权交易需要在加快法律法规体系建设、加快培育排污交易市场、加快制定促进排污权交易的激励政策、加快研究初始排污权的分配方法等方面做好工作。     

Technical knowledge,discursive spaces and politics at the science–policy interface

This special issue contributes to a better understanding of science–policy interactions in environmental governance, by assembling studies based on interpretative policy analysis. We introduce the theory and use of interpretative approaches in the analysis of science–policy interactions and draw on Stone's Policy Paradox (2002) to demonstrate how policy discourses are constituted by expertise but also by interests and rhetoric. This enables us to show how policy discourses are shaped by, but also shape their environment, especially when they become dominant and suppress alternative discourses and related knowledge claims and governance practices. In particular, we highlight the role of scientific and other technical expertise in the establishment and interpretation of policy discourses in different settings and argue that current environmental policy discourses afford considerable space for science and expertise to calculate the state of the environment, evaluate the sustainability of policies and forge solutions for green economic growth. In the conclusion we underscore the importance of reflexivity on the part of scientists working at the science–policy interface regarding the political choices implicit in the policy discourses they both work within and help to establish.