ASSESSING FLOOD MITIGATION ALTERNATIVES IN SHIJR AREA IN METROPOLITAN TAIPEI1

The Keelung River Basin in northern Taiwan lies immediately upstream of the Taipei metropolitan area. The Shijr area is in the lower basin and is subject to frequent flooding. This work applies micromanagement and source control, including widely distributed infiltration and detention/ retention runoff retarding measures, in the Wudu watershed above Shijr. A method is also developed that combines a genetic algorithm and a rainfall runoff model to optimize the spatial distribution of runoff retarding facilities. Downstream of Wudu in the Shijr area, five dredging schemes are considered. If 10‐year flood flows cannot be confined in the channel, then a levee embankment that corresponds to the respective runoff retarding scheme will be required. The minimum total cost is considered in the rule to select from the regional flood mitigation alternatives. The results of this study reveal that runoff retarding facilities installed in the upper and middle parts of the watershed are most effective in reducing the flood peak. Moreover, as the cost of acquiring land for the levee embankment increases, installing runoff retarding measures in the upper portion of the watershed becomes more economical.     

WATER LOSS EQUATIONS AND COEFFICIENTS TO ESTIMATE RUNOFF FROM RAINFALL1

Infiltration models are based on physical characteristics of the soil and initial soil moisture. For a given soil it is based on the initial soil moisture distribution. A computer simulation model for flood runoff systems (FH-Model) was used to analyze 39 sets of rainfall-runoff data on four small watersheds ranging in size from 17 to 342 square kilometers located in the Yamaska River basin in Quebec. From these analyses, parameters and coefficients have been determined for a water loss (infiltration) equation. A method for determining the loss parameters, using a nonlinear least square curve fitting technique, is presented. Expressions were made to relate the loss parameters to antecedent precipitation. The equations were tested on 11 storm rainfall and runoff events on a watershed located in the same region and close agreements were found.     

Evaluation of the MIKE SHE Model for Application in the Loess Plateau,China1

Abstract: Quantifying the hydrologic responses to land use/land cover change and climate variability is essential for integrated sustainable watershed management in water limited regions such as the Loess Plateau in Northwestern China where an adaptive watershed management approach is being implemented. Traditional empirical modeling approach to quantifying the accumulated hydrologic effects of watershed management is limited due to its complex nature of soil and water conservation practices (e.g., biological, structural, and agricultural measures) in the region. Therefore, the objective of this study was to evaluate the ability of the distributed hydrologic model, MIKE SHE to simulate basin runoff. Streamflow data measured from an overland flow‐dominant watershed (12 km²) in northwestern China were used for model evaluation. Model calibration and validation suggested that the model could capture the dominant runoff process of the small watershed. We found that the physically based model required calibration at appropriate scales and estimated model parameters were influenced by both temporal and spatial scales of input data. We concluded that the model was useful for understanding the rainfall‐runoff mechanisms. However, more measured data with higher temporal resolution are needed to further test the model for regional applications.     

CLIMATE FACTOR FOR SMALL-BASIN FLOOD FREQUENCY1

ABSTRACT: A climate factor, C_T, (T = 2–, 25-, and 100-year recurrence intervals) that delineates regional trends in small-basin flood frequency was derived using data from 71 long-term rainfall record sites. Values of C_T at these sites were developed by a regression analysis that related rainfall-runoff model estimates of T-year floods to a sample set of 50 model calibrations. C_T was regionalized via kriging to develop maps depicting its geographic variation for a large part of the United States east of the 105th meridian. Kriged estimates of C_T and basin-runoff characteristics were used to compute regionalized T-year floods for 200 small drainage basins. Observed T-year flood estimates also were developed for these sites. Regionalized floods are shown to account for a large percentage of the variability in observed flood estimates with coefficients of determination ranging from 0.89 for 2-year floods to 0.82 for 100-year floods. The relative importance of the factors comprising regionalized flood estimates is evaluated in terms of scale (size of drainage area), basin-runoff characteristics (rainfall. runoff model parameters), and climate (C_T).     

REGIONALIZATION AND PREDICTION OF FLOODS IN THE FRASER RIVER CATCHMENT,B.C.1

Probability distributions that model the return periods of flood characteristics derived from partial duration series are proposed and tested in the Fraser River catchment of British Columbia. Theoretical distributions describing the magnitude, duration, frequency and timing of floods are found to provide a goof fit to the observed data. The five estimated parameters summarizing the flood characteristics of each basin are entered into a discriminant analysis procedure to establish flood regions. Three regions were identified, each displaying flood behavior closely related to the physical conditions of the catchment. Within each region, regression equations are obtained between parameter values and basin climatic and physiographic variables. These equations provide a satisfactory prediction of flood parameters and this allows the estimation of a comprehensive set of flood characteristics for areas with sparse hydrologic information.     

SPATIAL VARIABILITY IN WATER‐BALANCE MODEL PERFORMANCE IN THE CONTERMINOUS UNITED STATES1

ABSTRACT: A monthly water‐balance (WB) model was tested in 44 river basins from diverse physiographic and climatic regions across the conterminous United States (U.S.). The WB model includes the concepts of climatic water supply and climatic water demand, seasonality in climatic water supply and demand, and soil‐moisture storage. Exhaustive search techniques were employed to determine the optimal set of precipitation and temperature stations, and the optimal set of WB model parameters to use for each basin. It was found that the WB model worked best for basins with: (1) a mean elevation less than 450 meters or greater than 2000 meters, and/or (2) monthly runoff that is greater than 5 millimeters (mm) more than 80 percent of the time. In a separate analysis, a multiple linear regression (MLR) was computed using the adjusted R‐square values obtained by comparing measured and estimated monthly runoff of the original 44 river basins as the dependent variable, and combinations of various independent variables [streamflow gauge latitude, longitude, and elevation; basin area, the long‐term mean and standard deviation of annual precipitation; temperature and runoff; and low‐flow statistics (i.e., the percentage of months with monthly runoff that is less than 5 mm)]. Results from the MLR study showed that the reliability of a WB model for application in a specific region can be estimated from mean basin elevation and the percentage of months with gauged runoff less than 5 mm. The MLR equations were subsequently used to estimate adjusted R‐square values for 1,646 gauging stations across the conterminous U.S. Results of this study indicate that WB models can be used reliably to estimate monthly runoff in the eastern U.S., mountainous areas of the western U.S., and the Pacific Northwest. Applications of monthly WB models in the central U.S. can lead to uncertain estimates of runoff.     

A COMPUTERIZED DATA BASE FOR FLOOD PREDICTION MODELING1

ABSTRACT: A computerized geographic information system (GIS) was created in support of data requirements by a hydrologic model designed to predict the runoff hydrograph from ungaged basins. Some geomorphologic characteristics (i.e., channel lengths) were manually measured from topographic maps, while other parameters such as drainage area and number of channels of a specified order, land use, and soil type were digitized and manipulated through use of the GIS. The model required the generation of an integrated Soil Conservation Service (SCS) curve number for the entire basin. To this end, soil associations and land use (generated from analysis of Landsat satellite data) were merged in the GIS to acquire a map representing SCS runoff curve numbers. The volume of runoff obtained from the Watershed Hydrology Simulation (WAHS) Model using this map was compared to the volume computed by hydrograph separation and found to be accurate within 19 percent error. To quantify the effect of changing land use on basin hydrology, the GIS was used to vary percentages from the drainage area from forest to bare soil. By changing the basin runoff curve numbers, significant changes in peak discharge were noted; however, the time to peak discharge remained essentially independent of change in area of land use. The GIS capability eliminated many of the more traditional manual phases of data input arid manipulation, thereby allowing researchers to concentrate on the development and calibration of the model and the interpretation of presumably more accurate results.     

PROJECTION OF URBANIZATION EFFECTS ON RUNOFF USING CLARK INSTANTANEOUS UNIT HYDROGRAPH PARAMETERS1

ABSTRACT: To alleviate serious flooding problems brought upon by rapid urbanization in the Beargrass Creek watershed, located in Louisville, Kentucky, the U.S. Army Corps of Engineers undertook a major flood study in 1973. In order to predict flood conditions in 1990, the year when the watershed was expected to undergo complete urbanization, trends in the Clark Instantaneous Unit Hydrograph (Clark IUH) parameters were utilized to determine the 1990 unit hydrograph and flood conditions. Based on the results from this flood study, this paper demonstrates the applicability of using projected Clark IUH parameters for modeling future runoff conditions in an urbanizing watershed. Values of these parameters, as estimated from maximum annual historical flood data, are used to develop regression models for predicting future Clark IUH parameters. Using the projected parameters, selected annual flood events since 1973 are simulated in order to verify the accuracy of these projections. Results show a close correspondence between the simulated and observed flood characteristics. Hence, the use of projected Clark IUH parameters is an appropriate procedure for modeling future runoff conditions in an urbanizing watershed.     

MONTHLY RUNOFF DISTRIBUTION RELATED TO BASIN GEOGRAPHY1

ABSTRACT: Mean monthly runoff from ungaged drainage basins that have significant snowpacks each year can be estimated quite well by assuming that the time duration between snowfall and snowmelt is the predominant factor in temporal runoff distribution. That time span is related to basin temperatures which are, in turn, functions of basin elevation and latitude. Regional hydrologic analyses of gaged basin data create regression equations for estimating runoff distribution by month. These equations then can be applied to ungaged basins. Basin latitude and mean elevation are two independent variables that can be used in estimating monthly runoff distributions.     

STORM RUNOFF PREDICTION BASED ON A SPATIALLY DISTRIBUTED TRAVEL TIME METHOD UTILIZING REMOTE SENSING AND GIS1

ABSTRACT: In this study, remotely sensed data and geographic information system (GIS) tools were used to estimate storm runoff response for Simms Creek watershed in the Etonia basin in northeast Florida. Land cover information from digital orthophoto quarter quadrangles (DOQQ), and enhanced thematic mapper plus (ETM+) were analyzed for the years 1990, 1995, and 2000. The corresponding infiltration excess runoff response of the study area was estimated using the U.S. Department of Agriculture (USDA), Natural Resources Conservation Service Curve Number (NRCS‐CN) method. A digital elevation model (DEM)/GIS technique was developed to predict stream response to runoff events based on the travel time from each grid cell to the watershed outlet. A comparison of predicted to observed stream response shows that the model predicts the total runoff volume with an efficiency of 0.98, the peak flow rate at an efficiency of 0.85, and the full direct runoff hydrograph with an average efficiency of 0.65. The DEM/GIS travel time model can be used to predict the runoff response of ungaged watersheds and is useful for predicting runoff hydrographs resulting from proposed large scale changes in the land use.     

AN EVALUATION OF FLOOD FREQUENCY ESTIMATES BASED ON RAINFALL/RUNOFF MODELING1

ABSTRACT: An evaluation of flood frequency estimates simulated from a rainfall/runoff model is based on (1) computation of the equivalent years of record for regional estimating equations based on 50 small stream sites in Oklahoma and (2) computation of the bias for synthetic flood estimates as compared to observed estimates at 97 small stream sites with at least 20 years of record in eight eastern states. Because of the high intercorrelation of synthetic flood estimates between watersheds, little or no regional (spatial) information may be added to the network as a result of the modeling activity. The equivalent years of record for the regional estimating equations based totally on synthetic flood discharges is shown to be considerably less than the length of rainfall record used to simulate the runoff. Furthermore, the flood estimates from the rainfall/runoff model consistently underestimate the flood discharges based on observed record, particularly for the larger floods. Depending on the way bias is computed, the synthetic estimate of the 100-year flood discharge varies from 11 to 29 percent less than the value based on observed record. In addition, the correlation between observed and synthetic flood frequency estimates at the same site is also investigated. The degree of correlation between these estimates appears to vary with recurrence interval. Unless the correlation between these two estimates is known, it is not possible to compute a weighted estimate with minimum variance.     

WATER QUALITY CHARACTERISTICS OF STORM WATER FROM MAJOR LAND USES IN SOUTH FLORIDA1

ABSTRACT: Starting in 1998, a study was conducted to characterize storm water quality from predominant land use types in a coastal watershed along the south central coast of Florida, namely citrus, pasture, urban, natural wetland, row crop, dairy, and golf courses. Sixty‐three sampling sites were located at strategic points on drainage conveyances for each of seven specific land use areas. Runoff samples were collected following storm events that met defined rainfall criteria for a period of 30 months. Nitrogen (N), phosphorus (P), heavy metals, pesticides, and other water quality parameters were determined, and the results were analyzed to compare and characterize land uses as relative sources for these constituents in runoff. Results showed that runoff from most land use types had low dissolved oxygen concentration and that sediment and nutrient concentrations were closely related to land use, particularly to the amount of fertilizer applied in each land use. Among the eight heavy metals tested, copper was the most frequently detected and was mostly associated with runoff from citrus and golf course land uses. High levels of arsenic were also detected in golf course runoff. The most frequently detected pesticide was simazine from citrus. The information and methodologies presented may facilitate pollution source characterization and ecological restoration efforts.     

USING CURVE NUMBERS TO DETERMINE BASELINE VALUES OF GREEN-AMPT EFFECTIVE HYDRAULIC CONDUCTIVITIES1

ABSTRACT: Since the trend in infiltration modeling is currently toward process-based approaches such as the Green-Ampt equation, more emphasis is being placed on methods of determining appropriate parameters for this approach. The SCS curve number method is an accepted and commonly used empirical approach for estimating surface runoff, and is based on numerous data from a variety of sources. The time and expense of calibrating process-based infiltration parameters to measured data are often prohibitive. This study uses curve number predictions of runoff to develop equations to estimate the “baseline” hydraulic conductivities (K_b) for use in the Green-Ampt equation. Curve number predictions of runoff were made for 43 soils. K_b values in the Water Erosion Prediction Project (WEPP) model were then calibrated so that the annual runoff predicted by WEPP was equal to the curve number predictions. These calibrated values were used to derive an equation that estimated K_b based on the percent sand, percent clay, and cation exchange capacity of the soil. Estimated values of K_b from this equation compared favorably with measured values and values calibrated to measured natural runoff plot data. WEPP predictions of runoff using both optimized and estimated values of K_b were compared to curve number predictions of runoff and the measured values. The WEPP predictions using the optimized values of K_b were the best in terms of both average error and model efficiency. WEPP predictions using estimated values of K_b were shown to be superior to predictions obtained from the curve number method. The runoff predictions all tended to be biased high for small events and low for larger events when compared to the measured data. Confidence intervals for runoff predictions on both an annual and event basis were also developed for the WEPP model.     

SIMULATION OF THE EFFECTS OF URBANIZATION ON BASIN STREAMFLOW1

ABSTRACT: The hydrologic modeling of streamflow in the Waterford River Basin has been conducted as part of comprehensive investigations of the effects of urbanization on water resources in the basin. Using a detailed input data base, continuous simulation of streamflow in the study area has been done by means of the HSPF model, which has been calibrated for the existing conditions and then applied to several future land use scenarios. The basin climate and geology contribute to high conversion of precipitation into streamflow under the existing conditions. Consequently, future urban development in the study basin should not increase the annual streamflow, but would contribute to increases in peak flows and the incidence of flooding because of the increased speed of runoff. If the impervious area in the basin is doubled, the peak flows may increase by about 20 percent.     

Effects of calibration on L-THIA GIS runoff and pollutant estimation

Urbanization can result in alteration of a watershed's hydrologic response and water quality. To simulate hydrologic and water quality impacts of land use changes, the Long-Term Hydrologic Impact Assessment (L-THIA) system has been used. The L-THIA system estimates pollutant loading based on direct runoff quantity and land use based pollutant coefficients. The accurate estimation of direct runoff is important in assessing water quality impacts of land use changes. An automated program was developed to calibrate the L-THIA model using the millions of curve number (CN) combinations associated with land uses and hydrologic soil groups. L-THIA calibration for the Little Eagle Creek (LEC) watershed near Indianapolis, Indiana was performed using land use data for 1991 and daily rainfall data for six months of 1991 (January 1-June 30) to minimize errors associated with use of different temporal land use data and rainfall data. For the calibration period, the Nash-Sutcliffe coefficient was 0.60 for estimated and observed direct runoff. The calibrated CN values were used for validation of the model for the same year (July 1-December 31), and the Nash-Sutcliffe coefficient was 0.60 for estimated and observed direct runoff. The Nash-Sutcliffe coefficient was 0.52 for January 1, 1991 to December 31, 1991 using uncalibrated CN values. As shown in this study, the use of better input parameters for the L-THIA model can improve accuracy. The effects on direct runoff and pollutant estimation of the calibrated CN values in the L-THIA model were investigated for the LEC. Following calibration, the estimated average annual direct runoff for the LEC watershed increased by 34%, total nitrogen by 24%, total phosphorus by 22%, and total lead by 43%. This study demonstrates that the L-THIA model should be calibrated and validated prior to application in a particular watershed to more accurately assess the effects of land use changes on hydrology and water quality.     

A NONTRADITIONAL METHODOLOGY FOR FLOOD STAGE-DAMAGE CALCULATIONS1

ABSTRACT: This paper presents a new methodology to calculate economic losses from hypothetical, extreme flood events, such as the Probable Maximum Flood. The methodology uses economic data compiled from already-available secondary sources, such as U.S. Census data on magnetic tapes, utilizing microcomputer and other electronic media. Estimates of land elevations are obtained from topographic maps, and flood elevations axe estimated using, for example, a dam breach and flood routing (DAMBRK) model (Fread, 1984). The calculations are performed at a disaggregate spatial scale, by various land use and industrial classification categories. The basic areal units are city blocks (for urbanized areas), enumeration districts, and Census tracts. Depth-damage functions, which provide an estimate of damages as a proportion of the existing value of the structure, are estimated statistically. Computer software (called DAMAGE) is used to combine the economic, flood elevation, and depth-damage information to compute economic losses for different possible flood stages and for different inflow events. Two case studies are presented as illustrations of the method.     

Mechanistic Simulation of Tree Effects in an Urban Water Balance Model1

Abstract: A semidistributed, physical‐based Urban Forest Effects – Hydrology (UFORE‐Hydro) model was created to simulate and study tree effects on urban hydrology and guide management of urban runoff at the catchment scale. The model simulates hydrological processes of precipitation, interception, evaporation, infiltration, and runoff using data inputs of weather, elevation, and land cover along with nine channel, soil, and vegetation parameters. Weather data are pre‐processed by UFORE using Penman‐Monteith equations to provide potential evaporation terms for open water and vegetation. Canopy interception algorithms modified established routines to better account for variable density urban trees, short vegetation, and seasonal growth phenology. Actual evaporation algorithms allocate potential energy between leaf surface storage and transpiration from soil storage. Infiltration algorithms use a variable rain rate Green‐Ampt formulation and handle both infiltration excess and saturation excess ponding and runoff. Stream discharge is the sum of surface runoff and TOPMODEL‐based subsurface flow equations. Automated calibration routines that use observed discharge has been coupled to the model. Once calibrated, the model can examine how alternative tree management schemes impact urban runoff. UFORE‐Hydro model testing in the urban Dead Run catchment of Baltimore, Maryland, illustrated how trees significantly reduce runoff for low intensity and short duration precipitation events.     

FLOOD PLAIN MODELING1

Computer simulation of river basin hydrology has rapidly progressed from an interesting academic exercise to a practical engineering procedure of increasing utility. Mathematical models of the many interrelated processes which occur in a basin have been developed along with efficient numerical procedures for their solution. The present paper is concerned with a particular model which has been used to describe the transformation of a temporally and spatially varying rainfall into a time history of stage and discharge on a flood plain. Although developed principally as a model of the physical processes involved, it is envisioned that the model can serve as one component of an information system for flood plain planning and management. The model consists of the following elements: (i) a rainfall simulation which generates stochastic inputs to the model according to specified rainfall statistics, (ii) a catchment-runoff model which converts the rainfall to surface runoff, (iii) a flood stage model which converts the surface runoff to time histories of flood stage and discharge. The model has been used to investigate the effect of various structural flood control measures in a basin and, in particular, to establish frequency-stage information for each of these. Of particular interest in development of the model have been recurring and partially unanswered questions relative to the proper balance among availability of data for use in the model, data requirements of the model and the objectives of the outputs produced by the model.     

A DISTRIBUTED DYNAMIC WATERSHED MODEL1

ABSTRACT: A distributed watershed model was developed to mathematically simulate overland and channel flow for a single-event storm. The modeled watersheds in the study were subdivided into rectangular grid elements. All hydrologically significant parameters, such as land slope, rainfall and precipitation excess, were assumed to be uniform within each element. The Green-Ampt method was adopted to generate precipitation excess for each element during the simulation period. A two-dimensional diffusion wave model was used for overland flow routing and an iterative Alternative Direction Implicit scheme was used to solve the simultaneous overland flow equations. Once the overland flow became inflow to the channel, a one-dimensional dynamic wave flood routing technique, based on a four-point, implicit, non-linear finite difference solution of the St. Venant equation of unsteady flow, was applied. A limited number of comparisons were made between simulated and observed hydrographs for areas of about one square mile. Given the appropriate parameters, the model was able to accurately simulate runoff for single-event storms. This paper describes a distributed watershed model developed to simulate overland and channel flow. Comparisons were made between simulated and observed hydrographs for three watersheds. The model was able to accurately simulate the runoff for single-event storms using 61-m by 61-m (200 ft by 200 ft) watershed grid elements.     

FLOOD FREQUENCY ANALYSIS FOR SMALL WATERSHEDS IN SOUTHERN ILLINOIS1

ABSTRACT: Twenty-two gaging stations were selected for developing a regional flood frequency curve for small (area less than 2 square miles) watersheds in southern Illinois. Five probability functions were compared, and the extreme value type I function was selected to develop the regional flood curve. The curve was generated with the index flood method and also another empirical method that related the function parameters to the watershed area. Estimated peak discharges with various return periods were compared with the results obtained from multiple regression analysis.