中国环境质量拐点:基于EKC的实证判断

促进环境质量改善是"十三五"时期实现绿色发展和最终全面建成小康社会的重要目标和任务。随着经济进入新常态和环境治理政策的强势推进,中国环境质量是否已经跨越峰值和进入持续改善的通道?本文基于环境库兹涅茨曲线这一理论工具,依据环境统计数据和国际经验事实判断中国是否到达环境库兹涅茨曲线的拐点和具备促使环境质量持续改善的经济特征。首先,应用中国各省份1998—2013年的面板数据,对人均收入水平与主要大气污染物排放的关系进行回归拟合发现,人均烟粉尘排放自1998年以来持续下降,人均二氧化硫、氮氧化物排放均在"十二五"中前期到达峰值。大部分东部省份已经越过环境库兹涅茨曲线的拐点,但环境质量改善仍然缓慢。多数中部省份处于峰值阶段,而西部省份大都处于经济增长与环境质量恶化的矛盾阶段。其次,基于污染物排放的驱动因素框架,将中国当前的经济特征与美、日、韩三国跨越环境库兹涅茨曲线拐点的经验进行比较,结论表明中国目前已基本具备了跨越环境库兹涅茨曲线拐点的经济驱动条件,但是相对滞后的城镇化进程将会导致污染物排放峰值的扁平化和波动性。以主要污染物排放在2014年的基础上削减30%—40%作为环境质量全面改善的转折点判断,中国环境质量将在2025年左右趋于全面改善。最后,为了促进环境质量全面改善,认为应该根据各地区经济发展与环境污染形势的不同,实施差别化环境治理政策。同时积极防范新一轮城镇化过程中的环境风险,进一步强化区域环境污染的协同治理。     

Discussing why population growth is still ignored or denied

Due to a number of factors outlined in this article, the issue of population growth is excluded from the sustainability discussion. In this article, we explore some of the ethical presumptions that underlie the issues linking population growth and sustainability. Critics argue that action to address population creates social and economic segregation, and portray overpopulation concerns as being “anti-poor,” “anti-developing country,” or even “antihuman.” Yet, de-linking demographic factors from sustainability concerns ignores significant global realities and trends, such as the ecological limits of the Earth, the welfare and long-term livelihood of the most vulnerable groups, future prospects of humanity, as well as the ecosystems that support society.     

基于面板数据的研发投入对区域经济增长影响分析

利用长江经济带110个地市1990~2013年RD投入与经济增长水平的相关面板数据,通过单位根检验、协整性检验和面板数据模型,对RD经费投入和人员投入与区域经济增长的影响进行了分析。结果表明:1长江经济带各市的经济增长与RD投入存在长期稳定的关系,RD短期投入对区域经济增长的影响则存在着一定的滞后效应;2RD人员投入产出弹性高于RD经费投入,说明区域经济增长对RD人员的依赖性更大;3RD投入表现出东部地区高于中部地区,中部地区高于西部地区,但RD投入对区域经济增长的影响则表现出中西部大于东部的现象,造成这一现象的原因在于所处发展阶段的不同和东中西区域经济特征不同。最后,从加大RD经费投入强度、制定RD投入中长期计划等方面提出了促进区域经济增长的建议。     

资源产业空间集聚与区域经济增长:“资源诅咒”效应实证

针对"资源诅咒"研究中自然资源度量指标选取存在的科学性问题,利用资源产业空间集聚代替自然资源丰裕度和资源产业依赖度作为自然资源丰裕程度的解释变量。首先,在Krugman空间基尼系数的基础上,构建适用于测度资源产业空间集聚的计算公式,基于我国30个省(区、市)层面的数据,量化1999—2013年间资源产业的空间集聚程度,分析其排名情况和分布格局。研究显示:我国有15个省(区、市)存在资源产业空间集聚现象,这些地区大多位于长江以北,且均为自然资源富集地区。其次,构建经济增长计量模型,选取存在资源产业空间集聚现象的省(区、市)作为样本空间,并采用多种计量分析和检验方法考察资源产业空间集聚度与区域经济增长之间的直接和间接关系,分析"资源诅咒"的传导机制。研究显示:1在模型整体估计中,资源产业空间集聚的系数符号均为负,且在5%的水平上显著,说明资源产业空间集聚与区域经济增长间的关系呈现负相关,符合"资源诅咒"的基本假设。2在模型分步估计中,人力资本投资、技术创新投入和制造业发展与区域经济增长正相关,符合经典经济增长理论的逻辑关系;物质资本投资与区域经济增长负相关,可能是由于当地经济主体的消费跨期替代弹性较小,导致物质资本投资对经济增长的直接增益效应小于其对社会人力资本积累的负向效应,进而阻碍区域经济增长;政府干涉程度越高越不利于经济增长。根据研究结果,建议应明确市场调节为主、政府调控为辅的导向机制,进一步提升资源产业空间集聚程度,强化行业人员素质与技术水平匹配,逐步提高自然资源生产和利用效率,从而实现加快地区经济转型,有效促进经济可持续发展的全面提升。     

Assessing local planning capacity to promote environmentally sustainable residential development

Smart growth and sustainability planning have, in recent years, become central issues in planning discourse. Scholars have argued that planning capacity at the local government level is critical for smart growth planning, and that planners have a fundamental role to play in advancing local and regional sustainability. In this paper, we investigate the extent to which local planning capacity enables communities to promote more sustainable, smart growth residential development. Based on a 2013 survey of 38 county and 53 municipal governments in the state of Wisconsin, USA, this study finds that the majority of the sample communities have permitted residential developments characterized as transit-oriented, New Urbanist, mixed use, infill developments, or conservation subdivisions as alternatives to low-density, automobile-dependent conventional developments. The study also finds that jurisdictions with higher planning capacities are more likely to overcome significant barriers to more sustainable residential development.     

Discounting in the presence of scarce ecosystem services

The discount rate for cost-benefit analysis has to take account of future scarcity of ecosystem services in consumption and production. Previous literature focuses on the first aspect and shows the importance of the relative price effect, for given growth rates of consumption and ecosystem services. This paper focuses on intermediate ecosystem services in production and shows that for limited substitutability and a low growth rate of these ecosystem services, the growth rate of consumption, and thus the discount rate, declines towards a low value. Using a Ramsey growth model, the paper distinguishes three cases. If ecosystem services can be easily substituted, the discount rate converges to the usual value in the long term. Secondly, if ecosystem services can be easily substituted in production but not in consumption, the relative price effect is important. Finally, and most interestingly, if ecosystem services cannot be easily substituted in production, the discount rate declines towards a low value and the relative price effect is less important. Another part of the previous literature has shown that a declining discount rate is the result of introducing several forms of uncertainty, but this paper reaches that conclusion from an endogenous effect on the growth rate of the economy.     

Environmental pollution,hydropower and nuclear energy generation before and after catastrophe: Bathtub-Weibull curve and MS-VECM methods

In this paper, the life span of hydro and nuclear energy generations and the relationship between hydro and nuclear energy generations, environmental pollution, and economic growth were investigated for Japan covering the period of 1960–2018 by employing the Bathtub-Weibull curve and Markov switching-vector error correcting (MSVEC) method, respectively. According to the Bathtub-Weibull curve analysis, a rising failure rate for nuclear energy was found, indicating that the life of nuclear energy has expired, but a decreasing failure rate for hydroelectric energy has been detected. Then two different MSVEC models were used. The MSVEC method, unlike traditional approaches, determines the relationship between variables under different regimes. The results of MSVEC methods indicate three important points. First, regime-dependent asymmetry and regime changes are crucial for policy recommendations. Second, the shocks to hydropower and nuclear energy generations cause temporary deviations from the long-run growth path in both regimes. Lastly, the increase in hydropower generation leads to a decrease in environmental pollution and an increase in GDP, and an increase in nuclear power generation increases pollution and growth in both regimes.     

A panel study on the relationship between biofuels production and sustainable development

Biomass is one of the renewable energy sources on which policy makers are greatly dependent on since it is a flexible feedstock capable of conversion into electricity, transport liquid fuels and heat by chemical and biological processes on demand. Though numerous publications have examined the relationship of economic growth with renewable energy and other parameters, biomass energy has never been included in these studies. Then, this study examines the causal relationship within a multivariate panel cointegration/error correction framework which combines the cross-section and time series data while allowing for heterogeneity across different provinces. After employing panel data regression model ranging from 2003 through 2012 to examine the relationships of biofuels production with sustainable development in China, the paper concludes that the development of biofuel energy production integrated with the consideration of the improvement of income per capita, and the attraction of more capital investment, does make a significant contribution to economic growth. However, some negative side effects including the increase of greenhouse emissions and the decrease of marginal land still coexist with the economic development. Of course, the importance of these findings lies on their implications and their adoption on strategic policies.     

中国经济发展方式的转变动力及其作用途径

以全要素生产率增长动力作为经济发展方式的转变动力,本文采用1989-2013年4组省际面板数据经由可行广义最小二乘法实证估计了10个动力因素对全要素生产率增长率的贡献水平与作用途径。研究发现:技术创新水平、市场化水平、人力资本存量水平、异质性企业集聚水平和对外开放度的综合指数对中国全要素生产率增长率的回归估计系数分别为0.575 7,0.212 5,0.136 8,0.064 4和0.018,表明技术创新、市场化改革、人力资本积累、异质性企业集聚和对外开放是促进中国经济发展方式转变的直接动力因素。进一步的研究结果显示:技术创新和异质性企业集聚通过提高前沿技术进步率和生产效率变化率以及规模报酬收益率途径,市场化改革通过提高前沿技术进步率途径,人力资本积累与对外开放通过提高前沿技术进步率和规模报酬收益率途径,促进了中国全要素生产率增长。虽然产业结构变迁、城市化、基础设施建设、区域经济政策实施和金融发展对中国全要素生产率的增长表现为负向或拖累作用,但是,产业结构变迁与城市化能够提高前沿技术进步率,基础设施建设和区域经济政策能够提高规模报酬收益率,金融发展能够提高生产效率增长率和规模报酬收益率,这5项动力因素对促进中国全要素生产率增长的正向贡献有待提高。依据上述研究结论,本文提出尽快攻克制约生产率增长的核心技术,统筹考虑产业结构升级、城市化、基础设施建设和区域经济政策实施以及加快金融领域改革等政策建议,以期加快我国经济发展方式转变进程。     

土地城镇化与人口城镇化的非协调性和互动关系

土地城镇化与人口城镇化失调是我国目前城镇化进程中的一个突出问题。但对各地区土地城镇化与人口城镇化的非协调性进行全面系统分析的研究相对较少。此外,鲜有研究对土地城镇化与人口城镇化之间的互动关系进行实证检验。本研究利用我国2005—2013年间的省级面板数据考察各省级行政区土地城镇化与人口城镇化的非协调性,并通过构建和估计面板向量自回归模型探究土地城镇化与人口城镇化之间的互动关系。研究发现,土地城镇化与人口城镇化的非协调性存在着显著的时空差异。在样本期的后半段(2009—2013年),多个省级行政区人口城镇化滞后于土地城镇化的程度有所加深。根据全样本期内土地城镇化与人口城镇化非协调性的严重程度,可将各省级行政区划分为5个等级。城镇常住人口变化对建成区面积变化具有显著的正向影响;建成区面积变化对城镇常住人口变化的影响方向虽然为正,但该影响不具有统计显著性。从而表明人口城镇化对土地城镇化起到了推动作用,但土地城镇化却未能有效地带动和促进人口城镇化。此外,第二、三产业增加值变化对城镇常住人口变化具有显著的正向影响。研究从改革新增建设用地指标分配方式、抑制城市空间粗放扩张及推动户籍制度改革和基本公共服务均等化等方面提出了促进土地城镇化和人口城镇化协调发展的政策建议。