可持续转型与延伸生产者责任制度

本文采用多层次转型理论的分析框架,回顾了国内外延伸生产者责任(EPR)制度的理论和实践进展,对比了EPR制度倡导者最初提出的创新导向的制度设计,与当前各国实践中基于成本—效益平衡所开展的政策评估研究,指出两者在是否应该将激进的可持续转型作为EPR基本政策目标上观点不同,其原因在于政策的技术创新激励效果难以通过可测量的政策评估方法进行有效考察,由此造成两者在EPR政策调整方向上的分歧:前者坚持EPR制度设计应该进一步完善个体责任原则,以激励生产者创新和采纳绿色技术,推进生产消费模式的系统转型;而后者则强调在现有管制框架下简化制度设计,重点完善循环处理基础设施及其管理效率。这种分歧不仅影响到发达国家EPR制度的演化,也深刻影响了发展中国家EPR制度的移植和建构。结论以中国电子废物管理实践为例,提出构建包含三个层次的演化经济学分析框架,考察EPR制度建构过程中,微观层次的企业技术选择,中观层次的供应链治理结构变动,和宏观层次的再生资源产业转型,以系统考察制度发展对技术创新的激励效果。     

基于博弈论的非点源污染控制模型探讨

随着对工业和城市生活污水等点源污染治理能力的不断增强,农业非点源污染对水质环境的影响日益凸现.相对于点源污染,非点源污染发生的不确定时间、不确定途径、不确定量等特点给治理政策的制定带来很大难度.本文从著名的公地悲剧现象出发,着力从市场博弈及政府监督博弈两个模型分析非点源污染制造者之间的博弈格局,并提出以“集体表现”的形式对非点源污染进行管理和控制.市场博弈模型中以一定的排污削减目标为前提,确定以成本最优的原则进行点源-非点源排污权交易是可行且有效率的;而政府监督博弈模型的结果显示:合理的环境补贴和惩罚机制、政府对自身声誉及公众形象的重视及维护对非点源污染治理起正向促进作用.     

环保型中小企业借贷环境分析

在经济多元发展的新历史阶段,环保型中小型企业作为正在蓬勃发展和活跃市场的重要经济个体,可以优化产业经济结构,推动循环经济发展.本文从软信息与关系型借贷研究入手,针对目前环保型中小企业财务信息不甚清晰、抵抗外界经济冲击能力有限和融资渠道特殊等特点,建立博弈模型,深入分析完全信息和不完全信息条件下,小额贷款公司与环保型中小企业客户之间的借贷关系.通过整体构建基于软信息特征的制度化信用风险控制准则,最终达到合理满足环保型中小企业激增的特殊融资需求.研究结果表明:以关系型借贷理论为依托,为满足各自的市场需求和利益保障,需要充分考虑环保型中小企业贷款客户的各类软信息,建立符合软信息时效性的信贷流程,决策权相对集中的组织结构和面向软信息收集的正向激励机制,从而实现对环保型中小企业客户贷款信用风险的有效控制,最终达到完善区域信用环境、支持中小企业发展和活跃社会主义市场经济的多重目标.     

The research of market structures for remanufactured products

The rapid development of technology has made it easier to distribute products directly, and many enterprises excel at executing a multi-channel strategy to distribute products. The introduction of direct channel adds a new competition dimension to the enterprises. This paper considers three market channel structures: R-Channel, D-Channel and H-Channel. In R-Channel, both new products and remanufactured products are sold through a retailer. In D-Channel, new products are sold through retailers and remanufactured products are sold directly to consumers. In H-Channel, new products are sold through retailers, while remanufactured products through dual channel. Using the game theory, we obtain and analyse the equilibrium prices, market demands and the profits gain under these three settings. At the same time, the influence of consumers’ willingness to pay on the environment performance is researched. Our results show that the manufacturer prefers H-Channel. By introducing the direct channel the manufacturer is always economically better off, but it is not for the retailer. The numerical simulation also confirms the theoretical analysis and shows that H-Channel has advantages of economic benefit and environmental performance. It is feasible for practical application.     

高危企业社会保险投资与员工忠诚度的博弈分析

运用经济博弈论方法,研究高危企业社会保险投资与员工忠诚度问题,建立博弈模型,得出混合策略纳什均衡解,并对影响企业社会保险投资概率和员工忠诚度大小的因素进行分析,得出以下结论:企业对于员工社会保险投资力度越大,或对于不忠诚员工的惩罚力度越大,或对于忠诚员工的奖励越高,越有助于员工忠诚企业。同时指出:企业对员工采取"一刀切"的做法,会挫伤忠诚员工爱企强企的积极性;启发企业实行公平分配机制,来提高员工忠诚度和企业效益,要从积极的态度出发,以人为本,加大保险投资力度,为员工提供安全和生活保障;只有使双方的"非合作博弈"逐步过渡到"合作博弈",才能调动和爱护员工的爱岗敬业积极性。     

贫困地区非物质文化遗产产业化博弈分析

非物质文化遗产是贫困地区重要的文化资源,将文化资源转化为文化生产力,实现文化扶贫是贫困地区在现代社会背景下的重要抉择.作为参与非物质文化遗产产业化的三个主要利益相关者(当地政府、企业和非物质文化遗产保有者),他们之间的利益博弈结果表明,非物质文化遗产产业化对三个参与方都是有利的战略选择.只有合理分配三者的角色,贫困地区非物质文化遗产的产业化才能促进当地经济发展的需要,实现文化脱贫,而且还有利于非物质文化遗产的保护与传承.     

New view of environmental health: Toward an environmental research policy for international strategies

We are witnessing a growing concern with the global dimension of many environmental issues, reflected in the increase in the number and significance of international environmental organizations. Yet there is no internationally applicable strategy for environmental research which is management oriented. A new type of research policy, which integrates ideas derived from environmental and human ecology, is required in order to deal with cultural and ecological diversity and their interactions as reflected in the ecology of landscapes. The newly defined concept of environmental health is proposed to fill this gap. This concept integrates the latest developments in landscape evolutionary ecology and environmental health, bringing out a conflict between making the environment conducive to human health and increasing the available options for supporting the essential biological and ecological processes of the environment. Lessons derived from the evolution of human environments are used in order to illustrate how health may become un umbrella for developing an environmental research policy, which could also serve as a catalyst for international environmental projects.     

A GAME-THEORETIC APPROACH TO ACID RAIN ABATEMENT: CONFLICT ANALYSIS OF ENVIRONMENTAL LOAD ALLOCATION1

ABSTRACT: The detrimental impacts of acid rain have become widely publicized, but effective and equitable methods to mitigate the acid rain problem remain to be found. This paper focuses on conflicts involved in allocation of the total emission loads to be reduced to respective pollution sources of acid rain, and proposes a game-theory approach to the resolution of the conflict. With an example abstracted from a hypothetical case study in the United States of America and Canada, a systematic analysis is performed and policy implications of the results examined to assess the applicability of the proposed model.     

基于煤矿安全生产监督研究的博弈分析

对安全生产监督脆弱是造成我国企业安全生产状况十分严峻的重要原因,必须采取相应的措施予以解决。笔者从博弈的视角出发,应用博弈论的相关理论分析现有体制和制度框架下我国企业安全生产的监督效果,提出了一些解决的措施。笔者认为,要改善我国企业安全生产状况的根本出路在于制度创新和激励监督者的“努力”行为。必须实施制度创新,充分提高企业职工自觉进行安全监督的积极性;加重对“违规”行为的处罚力度,只能在短期内减少其“违规”的概率,而不会消除或降低“违规”行为的发生。正确的做法应该是从长远看,加强对监督者“努力”行为的激励力度,才能消除或降低“违规”行为的发生。     

三峡茅坪溪沥青混凝土心墙堆石坝位移反演分析与安全预测

本文研究了基于综合应用人工神经网络和演化算法的位移反演分析方法,并将此方法应用于三峡茅坪溪沥青混凝土心墙堆石坝的变形反演分析中。以茅坪溪一期工程原型观测成果为依据,反演出能够正确反映坝体变形特性的邓肯-张EB模型参数,从而预测了施工期末和蓄水期末该坝的变形特性,并基于总应力法研究了心墙水力劈裂破坏发生的可能性,为茅坪溪堆石坝运行期的安全生产提供依据。研究结果表明,茅坪溪心墙堆石坝不会发生水力劈裂破坏,该坝蓄水后虽然水压上升,但心墙仍是安全的。