基于博弈论的非点源污染控制模型探讨

随着对工业和城市生活污水等点源污染治理能力的不断增强,农业非点源污染对水质环境的影响日益凸现.相对于点源污染,非点源污染发生的不确定时间、不确定途径、不确定量等特点给治理政策的制定带来很大难度.本文从著名的公地悲剧现象出发,着力从市场博弈及政府监督博弈两个模型分析非点源污染制造者之间的博弈格局,并提出以“集体表现”的形式对非点源污染进行管理和控制.市场博弈模型中以一定的排污削减目标为前提,确定以成本最优的原则进行点源-非点源排污权交易是可行且有效率的;而政府监督博弈模型的结果显示:合理的环境补贴和惩罚机制、政府对自身声誉及公众形象的重视及维护对非点源污染治理起正向促进作用.     

中国人口结构对碳排放量影响研究

从人口结构角度探讨碳排放问题,有利于正确判断和把握影响碳排放量的人口因素,有的放矢地制定碳减排政策,应对我国经济发展方式的转变有着重要的理论和现实意义.本文利用我国1995-2007年碳排放量、人口总数、人口的城市化率、老龄化率和反映人口消费结构的恩格尔系数第二产业从业人口比重等时间序列数据,运用协整理论、格兰杰因果检验和多元回归模型作为分析工具,对我国人口结构与碳排放量之间的关系做了实证分析.结果发现:①1995-2007年间,人口结构中的人口城市化率、人口的消费结构、第二产业从业人口比重对碳排放量均存在正向影响,而人口规模对碳排放量的影响在模型中却表现为负效应;②相对于人口规模,人口的结构特征对碳排放量的影响越来越大,其中人口的城市化率对碳排放量的正向影响最大,说明中国的碳排放量与城市化的进程存在着密切关系;③人口的老龄化对二氧化碳排放量具有负效应,人口老龄化的加快对长期碳排放有抑制作用,所以在未来实现碳减排会逐渐成为可能.最后,针对分析结果,探讨了未来我国的碳减排策略,以期能有效地控制人口因素对我国碳排放增长的影响.     

中国区域能源效率发展演变趋势的R/S分形分析

改革开放以来中国能源效率不断地提高,但是在某些年份存在波动现象.采用非线性分形理论及分形分析R/S方法,科学定量地描述了中国以及各个地区能源效率的演变趋势.首先采用分形理论对1978-2008年的中国能源效率时间序列数据进行研究,结果显示,中国能源效率发展演变存在Hurst现象,具有明显的分形特征.并依照“五年计划”来划分时间序列样本为研究区间,结合“五年计划”详尽地解释说明了中国能源效率变动的原因.然后将数据扩大为样本期为1995-2008年29地区的面板数据,采用面板变系数模型进一步对各个地区的能源效率进行分析,发现除海南外其他地区的能源效率演变过程中具有明显的持续性规律,各个地区能源效率将继续保持增长.西部6个地区以及东北三省的能源效率演变趋势高于全国水平,说明“西部大开发”战略和“振兴东北”战略都已经显效.     

环保型中小企业借贷环境分析

在经济多元发展的新历史阶段,环保型中小型企业作为正在蓬勃发展和活跃市场的重要经济个体,可以优化产业经济结构,推动循环经济发展.本文从软信息与关系型借贷研究入手,针对目前环保型中小企业财务信息不甚清晰、抵抗外界经济冲击能力有限和融资渠道特殊等特点,建立博弈模型,深入分析完全信息和不完全信息条件下,小额贷款公司与环保型中小企业客户之间的借贷关系.通过整体构建基于软信息特征的制度化信用风险控制准则,最终达到合理满足环保型中小企业激增的特殊融资需求.研究结果表明:以关系型借贷理论为依托,为满足各自的市场需求和利益保障,需要充分考虑环保型中小企业贷款客户的各类软信息,建立符合软信息时效性的信贷流程,决策权相对集中的组织结构和面向软信息收集的正向激励机制,从而实现对环保型中小企业客户贷款信用风险的有效控制,最终达到完善区域信用环境、支持中小企业发展和活跃社会主义市场经济的多重目标.     

能源回弹效应的研究进展及其政策涵义

“十二五”期间节能减排的目标是单位GDP能耗下降16％,为实现这一目标,政府采取了以提高能源效率为核心的节能减排政策,但是能源效率的提高可能产生潜在的“回弹效应”,即可能增加能源的使用从而使得节能减排目标难以实现.本文在文献研究的基础上,分析了回弹效应的类型和产生机理,梳理了国内外文献中关于回弹效应测度的实证结果,指出了当前实证研究中存在的主要问题,并从公共政策制定的角度设计了经济模型和其他社会科学相结合的定性比较分析研究方案,主张从经济主体行为反应、替代品价格、能源补贴以及发展新能源政策等多重视角研究回弹效应发生的内在机理,从而对能源政策产生明确的导向.最后,提出了加强能源回弹效应研究的具体政策建议.     

Comprehensive Assessment and Promotion Policy of Producer Services’ Competitiveness in Beijing City:A Comparative Analysis among Beijing,Tianjin,Shanghai,Guangzhou and Shenzhen

The five central cities-Beijing,Tianjin,Shanghai,Guangzhou and Shenzhen-of the three most important strategic regions in China,namely Beijing-Tianjin-Hebei metropolitan region,the Yangtze River Delta and the Pearl River Delta,are taken as a comparative analysis on urban producer services’ competitiveness,especially focusing on the comparative advantages and disadvantages of producer services in Beijing.Firstly,based on an integrated indicator system including one objective hierarchy,four standard hierarchies and 35 indicator hierarchies,the study applies factor analysis model and analytic hierarchy process model reformed by entropy technology to measure the comprehensive competitiveness of producer services in the above five cities.Secondly,Beijing has comparative advantages of capital resource,industrial base,scientific research resource and market scale,since it takes the first place of the five cities in the comprehensive competitiveness of producer services,the competitiveness of industrial development,business environment and living environment,only inferior to Shanghai in the competitiveness of talent capital.Thirdly,Beijing has comparative disadvantages in the level of producer services development,urban innovation capability and living environment.Finally,five proposals are put forth to enhance the competitiveness of producer services in Beijing,namely perfecting the system of laws and statutes,supporting the development of industry association,implementing scientific development planning,introducing preferential fiscal and taxation policies and strengthening human capital reserve.     

工业水环境监管契约研究

对工业污水排放的有效监管是水环境保护的重要环节。分析了我国目前监管主体所处的困境,考虑中央监察与公众参与的监督约束作用,构建了水环境监管体系。并设计出具有激励约束惩罚效力的水环境监管契约,建立委托 代理模型,通过求解得出监管契约中污水排放标准、监管频率、补偿额度以及罚款数额的最优值。在此基础上,以太湖流域两个成本类型差异较大的印染企业为例,定量设计两级水环境监管契约,分析公众参与程度和地方政府庇护企业程度对契约取值的影响。结果表明：提高公众参与程度可以有效降低罚款额度,削减政企矛盾;当公众参与程度和惩罚额度一定时,通过环境问责等制度降低地方政府庇护企业的程度,能够减小监管频率,从而削减监管执行成本     

Engineered nanomaterials in rivers--exposure scenarios for Switzerland at high spatial and temporal resolution

Probabilistic material flow analysis and graph theory were combined to calculate predicted environmental concentrations (PECs) of engineered nanomaterials (ENMs) in Swiss rivers: 543 river sections were used to assess the geographical variability of nano-TiO₂, nano-ZnO and nano-Ag, and flow measurements over a 20-year period at 21 locations served to evaluate temporal variation. A conservative scenario assuming no ENM removal and an optimistic scenario covering complete ENM transformation/deposition were considered. ENM concentrations varied by a factor 5 due to uncertain ENM emissions (15%-85% quantiles of ENM emissions) and up to a factor of 10 due to temporal river flow variations (15%-85% quantiles of flow). The results indicate highly variable local PECs and a location- and time-dependent risk evaluation. Nano-TiO₂ median PECs ranged from 11 to 1′623 ng L⁻¹ (conservative scenario) and from 2 to 1′618 ng L⁻¹ (optimistic scenario). The equivalent values for nano-ZnO and nano-Ag were by factors of 14 and 240 smaller.     

The research of market structures for remanufactured products

The rapid development of technology has made it easier to distribute products directly, and many enterprises excel at executing a multi-channel strategy to distribute products. The introduction of direct channel adds a new competition dimension to the enterprises. This paper considers three market channel structures: R-Channel, D-Channel and H-Channel. In R-Channel, both new products and remanufactured products are sold through a retailer. In D-Channel, new products are sold through retailers and remanufactured products are sold directly to consumers. In H-Channel, new products are sold through retailers, while remanufactured products through dual channel. Using the game theory, we obtain and analyse the equilibrium prices, market demands and the profits gain under these three settings. At the same time, the influence of consumers’ willingness to pay on the environment performance is researched. Our results show that the manufacturer prefers H-Channel. By introducing the direct channel the manufacturer is always economically better off, but it is not for the retailer. The numerical simulation also confirms the theoretical analysis and shows that H-Channel has advantages of economic benefit and environmental performance. It is feasible for practical application.     

Some happy,others sad: exploring environmental justice in solid waste management in Kinshasa,The Democratic Republic of Congo

This paper explores the concept of environmental justice (EJ) in solid waste management (SWM) in Kinshasa, the Democratic Republic of Congo (DRC). It evaluates the extent to which EJ occurs in SWM and discusses the factors accounting for this state of affairs. The paper examines the relevant theoretical framework(s) and mechanisms that would facilitate the attainment of EJ in Kinshasa. It is argued that solid waste (SW) often ends up in the poorest and least powerful communities in the cities of the DRC. A qualitative research methodology, which includes exhaustive critical review of the literature, system analysis, reflections from best practices through case studies and discussion with stakeholders, was used for this study. Findings revealed that SWM in Kinshasa is a duty entrusted to publicly-funded municipal authorities. There are evidences of a clear divide between the rich and poor neighbourhoods in the manner SW is managed. This is an inequality that has only recently begun to be recognised as injustice practices in SWM. It is argued that a politico-cultural mechanism on remedying SWM inequities could enable changes that will address EJ in Kinshasa. Such a solution will go directly against the prevailing notion “some happy, others sad”.