Livelihood vulnerability approach to assessing climate change impacts on mixed agro-livestock smallholders around the Gandaki River Basin in Nepal

Climate change vulnerability depends upon various factors and differs between places, sectors and communities. People in developing countries whose subsistence livelihood depends mainly upon agriculture and livestock production are identified as particularly vulnerable. Nepal, where the majority of people are in a mixed agro-livestock system, is identified as the world’s fourth most vulnerable country to climate change. However, there is limited knowledge on how vulnerable mixed agro-livestock smallholders are and how their vulnerability differs across different ecological regions in Nepal. This study aims to test two vulnerability assessment indices, livelihood vulnerability index and IPCC vulnerability index, around the Gandaki River Basin of central Nepal. A total of 543 households practicing mixed agro-livestock were surveyed from three districts, namely Dhading, Syangja and Kapilvastu representing three major ecological zones: mountain, mid-hill and Terai (lowland). Data on socio-demographics, livelihood determinants, social networks, health, food and water security, natural disasters and climate variability were collected and combined into the indices. Both indices differed for mixed agro-livestock smallholders across the three districts, with Dhading scoring as the most vulnerable and Syangja the least. Substantial variation across the districts was observed in components, sub-components and three dimensions (exposure, sensitivity and adaptive capacity) of vulnerability. The findings help in designing site-specific intervention strategies to reduce vulnerability of mixed agro-livestock smallholders to climate change.     

Livelihood adaptations to climate variability: insights from farming households in Ghana

Climate variability poses a significant threat to many sectors of Sub-Saharan Africa’s economy. Agriculture is one of the most climate sensitive sectors because of its dependence on rain-fed cultivation. This paper identifies the main adaptation strategies used by farming households in the Sudan savannah and forest-savannah transitional agro-ecological zones of Ghana, in order to reduce the adverse impacts of climate variability on their livelihood activities. It combines questionnaire surveys, key informant interviews and a range of participatory methods. Results show that households employ a range of on- and off-farm adaptation strategies including changing the timing of planting, planting early maturing varieties, diversification of crops, support from family and friends, and changing their diets to manage climate variability. Results reveal that most households use adaptation strategies linked to livelihood diversification to adapt to the increased climate variability seen in recent decades. Most households now engage in multiple non-arable farming livelihood activities in an attempt to avoid destitution because of crop failure linked to climate variability (particularly drought). The findings suggest that policy makers need to formulate more targeted climate adaptation policies and programmes that are linked to enhancing livelihood diversification, as well as establishing communication routes for farming communities to better share their knowledge on successful local climate adaptation strategies.     

Micro-level social vulnerability assessment towards climate change adaptation in semi-arid Ghana,West Africa

This study determined the social vulnerability index (SoVI) of households to climate change impacts for three identified locations (upper, mid and lower) in the Vea catchment, semi-arid Ghana. This study adapted the social, economic and demographic indicator approach. The data used were obtained from a survey of 186 randomly sampled farm households and direct field measurements of 738 farm plots belonging to the same sampled farm households. Information from the literature, expert judgement and principal component analysis were useful for computing and analysing the SoVI. The variables were normalized, weighted and subsequently recombined to determine the index of the three locations towards climate change. Although the SoVI to climate change was highest (0.77) for the upper part of the catchment, the mid- and lower parts of the catchment show a high SoVI of 0.72 each. The overall SoVI for the catchment is 0.73. The study re-emphasizes the high vulnerability level of dry areas to climate change. Moreover, it shows there is variability at micro-scale. There is a need to put appropriate measures to address the vulnerability of households to climate change in the semi-arid areas of West Africa. Factors aggravating dry land’s vulnerability towards climate change should be prevented with implementable policies. Furthermore, it is important to identify conditions that have made some areas less vulnerable to climate change, and then, we can work out the possibility of adapting such to the vulnerable places.     

Perceived stressors of climate vulnerability across scales in the Savannah zone of Ghana: a participatory approach

Smallholder farmers in sub-Saharan Africa are confronted with climatic and non-climatic stressors. Research attention has focused on climatic stressors, such as rainfall variability, with few empirical studies exploring non-climatic stressors and how these interact with climatic stressors at multiple scales to affect food security and livelihoods. This focus on climatic factors restricts understanding of the combinations of stressors that exacerbate the vulnerability of farming households and hampers the development of holistic climate change adaptation policies. This study addresses this particular research gap by adopting a multi-scale approach to understand how climatic and non-climatic stressors vary, and interact, across three spatial scales (household, community and district levels) to influence livelihood vulnerability of smallholder farming households in the Savannah zone of northern Ghana. This study across three case study villages utilises a series of participatory tools including semi-structured interviews, key informant interviews and focus group discussions. The incidence, importance, severity and overall risk indices for stressors are calculated at the household, community, and district levels. Results show that climatic and non-climatic stressors were perceived differently; yet, there were a number of common stressors including lack of money, high cost of farm inputs, erratic rainfall, cattle destruction of crops, limited access to markets and lack of agricultural equipment that crossed all scales. Results indicate that the gender of respondents influenced the perception and severity assessment of stressors on rural livelihoods at the community level. Findings suggest a mismatch between local and district level priorities that have implications for policy and development of agricultural and related livelihoods in rural communities. Ghana’s climate change adaptation policies need to take a more holistic approach that integrates both climatic and non-climatic factors to ensure policy coherence between national climate adaptation plans and District development plans.     

Participatory assessment of the sustainability of livelihoods in the agroecosystem of Abesard,Iran

In order to improve the livelihoods of communities and make them more sustainable, study of the vulnerability of livelihoods seems necessary. In this paper, participatory vulnerability analysis was used within a sustainable rural livelihoods framework to assess the sustainability of livelihoods in the agroecosystem of Abesard, Iran. In addition, this paper explored vulnerability contexts that affect livelihood assets. Findings revealed that land use change, climate variability, market fluctuations and higher mechanisation were the main reasons of vulnerability. To overcome these problems and to adapt to changes, households have followed livelihood strategies such as agricultural intensification, livelihood diversification, and agricultural biodiversity. The government has also provided some services such as extension programmes, fertilizers, and subsidies to compensate for asset limitations. Overall, implementation of the following development policies are recommended: (1) support of agricultural production by government institutions; (2) moving towards the development of sustainable agricultural practises that integrate a variety of methods in a sustainable manner; (3) development of agricultural intensification in a sustainable way that compensates for any inadequacy of assets; and (4) providing adult vocational training programmes for both men and women related to on-farm and off-farm activities. In the end, results highlighted the need for more emphasis on overcoming the challenges of sustainable agriculture using a participatory approach in assessment of the vulnerability of community livelihoods.     

Rural organizations and adaptation to climate change and variability in rural Kenya

Numerous studies have shown that collective action affects the type and efficiency of short- and long-term adaptation to climate change. This empirical study contributes to the body of the literature on collective action and adaptive capacity by demonstrating how organizations frame responses to climate variability and change in rural Kenya by promoting local rural institutions. By analyzing interviews, role-playing games, and household surveys, we ask how local rural organizations shape coping strategies to climate variability and how they may structure future adaptations to climate change. We also investigate what types of households participate in those organizations and how their participation may impact their vulnerability to climate change and variability. Our analysis shows that in places rendered especially vulnerable to climate change by arid climatic conditions, the disengagement of governmental services, and a limited access to income-generating activities, local rural organizations increase livelihood security. Those organizations reduce local vulnerabilities and enhance collective action. In contrast to common diversification and livelihood security strategies which rely on the access to urban or peri-urban structures, local rural institutions and organizations allow for rural and grassroots sustainable adaptation strategies. In that respect, they constitute a resilient and mostly untapped resource for visibly strengthening livelihood security and adaptive capacities in rural Kenya.     

Adaptation to climate change as resilience for urban extreme poor: lessons learned from targeted asset transfers programmes in Dhaka city of Bangladesh

This paper aims to identify how targeted asset transfers help to build adaptive capacity and adaptive actions of the urban extreme poor to climate change phenomena. This paper explores the theoretical debates of community-based adaptation approach and failure of such approach to address urban extreme poor. The empirical evidence of these theoretical debates will be drawn from two informal settlements of Dhaka city, where a targeted asset transfer project has been implementing since 2009. This paper explains that urban extreme poor usually work as unskilled labour and lack different livelihood capitals; and climate change is an increasingly important influence exacerbating an already vulnerable livelihood context. There is growing recognition in the literature that poor urban people and communities are adapting to climate change in physical and behavioural terms. But, in the case of urban extreme poor these adaptation approaches are delivering short-term survival strategies disregarding the notion of wellbeing in the medium to long-term perspectives. It is also evident that community level initiatives structurally reproduce the exclusion of the urban extreme poor. However, poverty literatures acknowledge that poverty-centred approaches could help to reduce vulnerability. As urban extreme poor are significantly more resource constrained, it is reasonable to assert that targeted asset transfers could be a poverty-centred adaptation approach in a changing climate. Targeted asset transfers approaches are the outcomes of recent social protection revolution that especially consider accumulation of physical, financial, human, and social capital in order to build adaptive capacity of the urban extreme poor. This adaptive capacity of the extreme poor may facilitate adjustments in assets, livelihoods, behaviours, and technologies in order to reduce future climate vulnerability. In this context, this paper seeks to answer whether targeted asset transfer approaches can be considered as effective poverty-centred adaptation approaches for the urban extreme poor or not.     

Unravelling the association between the impact of natural hazards and household poverty: evidence from the Indian Sundarban delta

Coastal regions have long been settled by humans due to their abundant resources for livelihoods, including agriculture, transportation, and rich biodiversity. However, natural and anthropogenic factors, such as climate change and sea-level rise, and land subsidence, population pressure, developmental activities, pose threats to coastal sustainability. Natural hazards, such as fluvial or coastal floods, impact poorer and more vulnerable communities greater than more affluent communities. Quantitative assessments of how natural hazards affect vulnerable communities in deltaic regions are still limited, hampering the design of effective management strategies to increase household and community resilience. Drawing from Driving Forces–Pressure–State–Impact–Response (DPSIR), we quantify the associations between household poverty and the likelihood of material and human loss following a natural hazard using new survey data from 783 households within Indian Sundarban Delta community. The results suggest that the poorest households are significantly more likely to endure material and human losses following a natural hazard and repeated losses of livelihood make them more vulnerable to future risk. The results further suggest that salinization, tidal surge, erosion, and household location are also significant predictors of economic and human losses. Given the current and projected impact of climate change and importance of delta regions as the world’s food baskets, poverty reduction and increase societal resilience should be a primary pathway to strengthen the resilience of the poorest populations inhabiting deltas.     

Using a novel climate–water conflict vulnerability index to capture double exposures in Lake Chad

Climate variability is amongst an array of threats facing agricultural livelihoods, with its effects unevenly distributed. With resource conflict being increasingly recognised as one significant outcome of climate variability and change, understanding the underlying drivers that shape differential vulnerabilities in areas that are double-exposed to climate and conflict has great significance. Climate change vulnerability frameworks are rarely applied in water conflict research. This article presents a composite climate–water conflict vulnerability index based on a double exposure framework developed from advances in vulnerability and livelihood assessments. We apply the index to assess how the determinants of vulnerability can be useful in understanding climate variability and water conflict interactions and to establish how knowledge of the climate–conflict linked context can shape interventions to reduce vulnerability. We surveyed 240 resource users (farmers, fishermen and pastoralists) in seven villages on the south-eastern shores of Lake Chad in the Republic of Chad to collect data on a range of exposure, sensitivity and adaptive capacity variables. Results suggest that pastoralists are more vulnerable in terms of climate-structured aggressive behaviour within a lake-based livelihoods context where all resource user groups show similar levels of exposure to climate variability. Our approach can be used to understand the human and environmental security components of vulnerability to climate change and to explore ways in which conflict-structured climate adaptation and climate-sensitive conflict management strategies can be integrated to reduce the vulnerability of populations in high-risk, conflict-prone environments.     

Livelihood asset maps: a multidimensional approach to measuring risk-management capacity and adaptation policy targeting—a case study in Bhutan

The application of a livelihood asset-based approach to adaptation policy targeting is presented through the creation of maps highlighting the spatial contrasts of access to various types of livelihood assets utilizing primary household data. Thus, the livelihood maps provide policy-makers with a tool to quickly identify areas with limited access to certain types of assets, making the latter less able to react to a changing level of climate-related risks. In the case of Bhutan, distinct spatial patterns of asset endowments is identified using five different asset indicators drawing attention to the fact that some areas facing increased level of climate-related risks lack access to productive and human capital, while other areas facing a similar situation have relatively insufficient access to financial assets. This again shows that any non-targeted policy aiming at improving households’ risk-management capacities through asset-building would have quite diverse results even among closely located districts in Bhutan. Finally, relevant policy options concerning the various dimensions of asset holdings are discussed so as to identify options that may benefit poor and vulnerable no matter if the expected outcomes of a changing climate are realized or not.     

Communities and change in the anthropocene: understanding social-ecological vulnerability and planning adaptations to multiple interacting exposures

The majority of vulnerability and adaptation scholarship, policies and programs focus exclusively on climate change or global environmental change. Yet, individuals, communities and sectors experience a broad array of multi-scalar and multi-temporal, social, political, economic and environmental changes to which they are vulnerable and must adapt. While extensive theoretical—and increasingly empirical—work suggests the need to explore multiple exposures, a clear conceptual framework which would facilitate analysis of vulnerability and adaptation to multiple interacting socioeconomic and biophysical changes is lacking. This review and synthesis paper aims to fill this gap through presenting a conceptual framework for integrating multiple exposures into vulnerability analysis and adaptation planning. To support applications of the framework and facilitate assessments and comparative analyses of community vulnerability, we develop a comprehensive typology of drivers and exposures experienced by coastal communities. Our results reveal essential elements of a pragmatic approach for local-scale vulnerability analysis and for planning appropriate adaptations within the context of multiple interacting exposures. We also identify methodologies for characterizing exposures and impacts, exploring interactions and identifying and prioritizing responses. This review focuses on coastal communities; however, we believe the framework, typology and approach will be useful for understanding vulnerability and planning adaptation to multiple exposures in various social-ecological contexts.     

Climate-related hydrological change and human vulnerability in remote mountain regions: a case study from Khumbu, Nepal

Inhabitants of mountainous regions in least developed countries are recognized to be among the most vulnerable to climate change globally. Despite this, human dimensions work is in its infancy in mountain regions where we have limited understanding of who is vulnerable (or adaptable), to what stresses, and why. This study develops a baseline understanding of vulnerability to climate-related hydrological changes in the mountainous Khumbu region of eastern Nepal. Using a vulnerability approach, 80 interviews combining fixed and open-ended questions were conducted in four communities representing the geographic and livelihood variability of the region. The study identifies four region-wide vulnerabilities currently affecting residents: reduced water access for household uses, declining crop yields, reduced water access for meeting the high water demands of tourists, and reduced hydro-electricity generation. These vulnerabilities are widespread among the population but arrange spatially as a function of varying exposure-sensitivity to hydrological change, livelihood opportunities, and access to foreign financial assistance. Our findings indicate that precipitation change (not glacial change) is the greatest biophysical driver of vulnerability.     

Resilience and adaptation to extremes in a changing Himalayan environment

Human communities inhabiting remote and geomorphically fragile high-altitude regions are particularly vulnerable to climate change-related glacial hazards and hydrometeorological extremes. This study presents a strategy for enhancing adaptation and resilience of communities living immediately downstream of two potentially hazardous glacial lakes in the Upper Chenab Basin of the Western Himalaya in India. It uses an interdisciplinary investigative framework, involving ground surveys, participatory mapping, comparison of local perceptions of environmental change and hazards with scientific data, identification of assets and livelihood resources at risk, assessment of existing community-level adaptive capacity and resilience and a brief review of governance issues. In addition to recommending specific actions for securing lives and livelihoods in the study area, the study demonstrates the crucial role of regional ground-level, community-centric assessments in evolving an integrated approach to disaster risk reduction and climate change adaptation for high-altitude environments, particularly in the developing world.     

Shifting sands: changes in community perceptions of mining in Ghana

The contribution of mining to the Ghanaian economy has been substantial. The mining sector is currently a major foreign exchange earner and contributes to long-term capital formation and fiscal payment to the state. However, the industry continues to have adverse consequences on the lives of local community dwellers, most of whom are often unprepared to deal with these impacts. Often, new mining exploration takes place on land that provides land-based livelihood to many rural people. Ironically, compensation payments seem to worsen poverty in the mining communities and bring about the social conflicts. Hence, whilst communities are highly welcoming of mining companies during exploration, they become resentful during operation of the mine. Using two communities in the Asutifi District of Ghana as case studies, this paper presents a candid assessment of the changes that occur in respondents’ perception of mining during, before and after the inception of mining. It also examines the gender dimensions of the impacts of mining activities as well as the communities’ sources of information. Since public participation is an integral part of the environmental assessment process in Ghana, the paper concludes by recommending among others, precise channels of communication and dialogue before mining begins and during the operation of the mine, to increase awareness among community members.     

Livelihood vulnerability to climate change: a case of farm households in Northeast Vietnam

Environment, Development and Sustainability - This study investigates the livelihood vulnerability to climate change of farm households in Northeast Vietnam. Data for the study is based on a survey...     

基于洪旱灾害的雅鲁藏布江流域水资源脆弱性时空差异分析

水资源脆弱性分析是确立区域水资源问题和调控水安全的重要环节。雅鲁藏布江流域水资源丰富,但时空分布不均,洪旱灾害频发、经济欠发达,导致水资源脆弱性明显。基于1965～2014年的气象月尺度数据,分析流域降水分布特征、确定其干湿分区;采用标准化降水指数认识流域洪旱灾害时空分布状况,并从洪旱灾害及沙漠化、供用水及用水效益、调控能力3个方面构建流域水资源脆弱性指标评价体系,运用熵权法分析时空差异特征。结果表明:(1)流域多年平均降水量458 mm,空间上从西北向东南方向递增,上游日喀则市大部、中游拉萨市和山南地区属于中等干旱区,下游林芝市为湿润区;(2)流域内4区/市均易发生春旱和盛夏洪涝,干旱灾害发生率高于洪涝灾害发生率,拉萨市和林芝市易发生干旱重灾,山南地区易发生洪涝重灾;(3)流域及4区/市在2005～2014年间水资源脆弱性均呈下降趋势,山南地区、林芝市的降幅大于日喀则市、拉萨市;(4)流域水资源脆弱性的主导因子为干旱、洪涝、用水效益、管理能力、地区生产总值。流域水资源脆弱性特征为由洪旱灾害主导、调控能力弱、水资源利用效率低。     

农业文化遗产保护目标下农户生计状况分析

农户生计是农业文化遗产认定标准之一,也是影响农业文化遗产保护与传承的关键因素,在贫困地区,遗产保护与农户脱贫的两难困境更为突出。本研究基于可持续生计理论和分析框架,以全球重要农业文化遗产地——云南红河哈尼稻作梯田为案例区域,通过生计资本指标体系构建和量化,对比分析了不同生计途径农户的生计状况。评估结果发现,农户的生计资本均值为2.312,生计资本处于匮乏状态,金融资本值最低,而文化资本值最高。从事农业和打工是当前农户的主要生计途径,旅游接待成为生计拓展的重要形式。三类农户生计资本值和家庭年均收入排序相同,都表现为旅游接待户打工兼业户纯农业户,纯农业户的生计状况最差。从单项生计资本看,旅游接待户和打工兼业户的人力资本显著高于纯农业户,物质资本和金融资本比较中,旅游接待户显著高于其他两类农户,说明人力资本越丰富的农户越可能倾向于兼业,农户开展旅游接待需要较高的物质和金融资本作为基础。这意味着,农业文化遗产保护要大力提高农户的农业经营收益,延长农业的价值链和产业链,完善农村金融市场,开展旅游接待培训,从人力、金融等多方面改善农户生计资本状况,实现生计途径拓展。     

Assessment of the processing and sale of marine fish and its effects on the livelihood of women in Mfantseman Municipality,Ghana

Fish is a key source of protein for many households in Ghana. It is also an essential source of income to many households in the coastal communities of Ghana. The importance of the fisheries sector to the socio-economic development of the country cannot be over emphasised. Women dominate the fishing value chain in Ghana but paradoxically, the study of their activities has not attracted the attention of researchers and policy makers. This study examined the processing and sale of smoked marine fish and its effects on the livelihood of women in Mfantseman Municipality. The survey was conducted in four communities. A sample size of 363 was drawn from women in the industry and institutions whose activities are related to the industry. The data were analysed using quantitative and qualitative methods. Findings from the study revealed that the industry offers employment opportunity for the majority of women in the municipality, and it is an important source of income to them. Further, the industry has potentials for reducing poverty and enhancing economic empowerment of women in the district. However, women in the industry are confronted with challenges which include health risks that erode whatever gains made by them. The study concludes that the municipal assembly must spearhead and provide a conducive environment for this economic activity to flourish as a way of reducing poverty among women in the municipality.     

Once there was a lake: vulnerability to environmental changes in northern Mali

Vulnerability assessment is increasingly recognised as a starting point to identify climate adaptation needs and improve adaptive capacity. However, vulnerability assessments are challenging because of the complexity of multifaceted biophysical, human and institutional factors, interacting at different scales and levels within socio-ecological systems. Using a participatory approach across levels and genders, this paper explores the vulnerability of livestock- and forest-based livelihoods to climate variability and change in Lake Faguibine, northern Mali, where drastic ecological, political and social changes have occurred. Our results show that the distribution of vulnerabilities within livelihoods and groups shifted when the ecosystem evolved from a lake to a forest. New vulnerability drivers have emerged, related to resources availability, access and power relations. In addition, political interests and psychological barriers hinder the local transition to an equitable and sustainable use of forest ecosystem services. Divergent perceptions, social identities, interests and power explained why different actors—governmental and non-governmental, men and women, local, sub-national and national—differed in their vulnerability assessments. This is exemplified in the way actors at different levels and of different gender analysed the effects of herders’ mobility and in the way women analysed men’s migration. This case study confirms the need for participatory and gender-sensitive vulnerability assessments across different scales and levels that consider the interaction between socio-ecological systems and the dynamics and distribution of vulnerability across different social sub-systems.     

Climate change impacts on rainfed cropping production systems in the tropics and the case of smallholder farms in North-west Cambodia

The consequences of climate change on smallholder farms are locally specific and difficult to quantify because of variations in farming systems, complexity of agricultural and non-agricultural livelihood activities and climate-related vulnerability. One way to better understand the issues is to learn from the experiences of farmers themselves. Thus, this study aimed to better understand rainfed upland cropping systems in NW Cambodia and to identify practical, social and economic constraints to adoption of known climate adaptation options applicable to local agro-ecosystems. The study also sought to document the climate change perceptions and adaptation options employed by farmers to mitigate the climate risks. A household survey was conducted in the districts of Sala Krau and Samlout in North-west Cambodia in 2013 where 390 representatives of households were randomly selected for interviews, group discussions and field observations. The majority of respondents perceived that changes had occurred in the rainfall pattern such as a later start to the monsoon season, decreasing annual rainfall, increasing frequencies of drought and dry spells, and warmer temperatures. Farmers reported reductions in crop yields of 16–27 % over the five-year period of 2008–2012. However, these reductions were not evident in provincial data for the same period. Farmers claimed climate impacts resulted in significant yield reductions, but they appear not to have an effective strategy to adapt to the changes in climate. Further regional research is required to refine climate change adaptation strategies for rainfed upland cropping systems in Cambodia.