结构可靠性的概率设计法综述

摘 要：【目的】概率设计法是结构可靠性设计法的核心。【方法】结构可靠性设计法按其提出时基于的表述方式可以分为非概率设计法,概率设计法。【结果】概率设计法具备可靠高效地满足工程实际需求的能力,因而倍受研究人员青睐。【结论】综述了目前国际上结构可靠性设计法领域现有的概率设计法,讨论了具有代表性的概率设计法的形式、优缺点和适用范围,展望了概率设计法的发展趋势。     

Maximizing Returns from Payments for Water‐Based Ecosystem Services: Incorporating Externality Effects of Land Management

Given the expansion of payments for water‐based ecosystem services (PWES) worldwide, two relevant issues are as follows: (1) determination of efficient allocations of payments among land managers, and (2) how this might change when paying one manager to implement a best management practice (BMP) to enhance an ecosystem service impacts the cost‐effectiveness of BMPs considered by other land managers not currently involved in PWES. Such externalities may be negative if diminishing returns dominate, or positive if mechanisms such as “social diffusion” dominate. We analyze how a planner should optimally allocate payments, depending on whether the expected externalities are negligible, negative, or positive. We employ (1) an optimal control model to gain insights on the problem’s dynamics, and (2) stochastic dynamic programming to determine optimal funding strategies using a specific application. The study contributes to the literature by identifying dynamically optimal PWES payment patterns, and illustrates how they should change when one accounts for externalities induced by the program. Because such impacts have not been addressed previously in a rigorous way, this treatment provides useful value added for PWES design and implementation.     

回归模型法推导油菜田土壤Cd限值的不确定性

为研究土壤-作物迁移模型推导农田土壤环境基准的不确定性,以油菜为例,通过贵州省4种典型微酸性土壤——红壤、黄壤、石灰土和黄棕壤进行Cd盐添加的盆栽试验,除全量Cd外,选择5种有效态提取剂,分别与油菜籽w(Cd)建立土壤-作物迁移模型. 参照GB 13078—2001《饲料卫生标准》w(Cd)限值(0.5 mg/kg),采用模型预测中位值和95%预测上限进行土壤Cd限值推导并分析模型的不确定性. 结果表明:全量和各提取态Cd质量分数与油菜籽w(Cd)均能建立极显著的一元(R2为0.907~0.946)或多元(考虑pH)回归模型(R2为0.875~0.962). 5.550(以多元模型中位值推导的农田安全种植油菜的Cd限值)随pH的升高从0.93 mg/kg增至1.45 mg/kg,HNO₃提取态、HCl提取态、DTPA提取态的Cd的质量分数也分别从0.81、0.97、0.73 mg/kg升至1.39、1.79、1.66 mg/kg. 基于CaCl₂提取态Cd的一元模型对pH不敏感,SEQS₅₀不受其影响. 对所有模型而言,SEQS₅₀是SEQS₉₅(基于模型95%的预测上限推导的限值)的1.1倍左右. 其中,CaCl₂提取态Cd的SEQS₅₀和SEQS₉₅分别为0.052和0.049 mg/kg,小于福建省CaCl₂提取态Cd标准限值(0.15 mg/kg). 为降低不确定性,需要选择合适的提取剂,使用全量Cd,HNO₃、HCl或DTPA 3种提取态Cd建模时须兼顾pH的影响. 研究显示,SEQS₉₅能够降低土壤Cd限值达标而作物Cd含量超标的可能性.      

INVESTMENT SEQUENCING RECOGNIZING EXTERNALITIES IN WATER DESALTING1

ABSTRACT. The failure to recognize the learning process in new technologies such as desalting may lead to incorrect water resource investment decisions for two reasons. First, to neglect cost reductions stemming from “learning by doing” implies an overestimation of desalting costs. Second, since learning in a particular plant may result in external (learning) benefits to other plants, these may serve as the basis for a subsidy intended to internalize such benefits. Accordingly, the research reported below includes an estimation of learning functions for desalting and the results of a formulation designed to measure external benefits on the basis of these learning functions. These results are then incorporated into a decision framework for water resource investments which recognizes uncertainty in determining optimal timing of desalting construction.     

中小企业的安全投入行为研究

在分析安全事故的"外部性"和"不确定性"特征的基础上,探讨安全事故的特征对企业安全投入行为的影响。我国中小企业安全投入不足的原因甚多:员工生命价值低估导致人员伤亡赔偿偏低、我国劳动力供大于求的现状、中小企业安全投资决策缺乏科学性等。我国劳动力市场供大于求的状况短期内无法改变,只能通过强化政府的激励和监管作用,促进中小企业建立科学的安全投资决策支持系统,以提高中小企业安全投入水平。     

An approach to optimise nutrient management in environmental sanitation systems despite limited data

The material flow analysis method can be used to assess the impact of environmental sanitation systems on resource consumption and environmental pollution. However, given the limited access to reliable data, application of this data-intensive method in developing countries may be difficult. This paper presents an approach allowing to develop material flow models despite limited data availability. Application of an iterative procedure is of key importance: model parameter values should first be assessed on the basis of a literature review and by eliciting expert judgement. If model outputs are not plausible, sensitive input parameters should be reassessed more accurately. Moreover, model parameters can be expressed as probability distributions and variable uncertainty estimated by using Monte Carlo simulation. The impact of environmental sanitation systems on the phosphorus load discharged into surface water in Hanoi, Vietnam, is simulated by applying the proposed approach.     

基于模糊综合方法的工业污水环境安全影响评价研究

在综合分析水环境影响因素的基础上,应用模糊综合评价方法对工业污水环境安全影响进行了研究。首先构建工业污水污染程度模糊综合评价的数学模型,然后利用综合评价方法对污水中重金属污染程度进行有效评价。研究结果表明:模糊综合评价方法可以全面考虑企业排放废水中影响环境安全的各种因素,充分体现评价因素和评价过程所固有的模糊性,适用于复杂参数水环境的不确定分析与评价,可以有效地评价水的质量;将模糊评价方法引入工业污水对环境安全影响的评价体系,是污水处理评价发展的一个新方向和新领域,它是污水处理评价方法的补充和完善,在该领域具有广阔的应用前景。     

Extension of EU Emissions Trading Scheme to Other Sectors and Gases: Consequences for Uncertainty of Total Tradable Amount

Emissions trading in the European Union (EU), covering the least uncertain emission sources of greenhouse gas emission inventories (CO₂ from combustion and selected industrial processes in large installations), began in 2005. During the first commitment period of the Kyoto Protocol (2008–2012), the emissions trading between Parties to the Protocol will cover all greenhouse gases (CO₂, CH₄, N₂O, HFCs, PFCs, and SF₆) and sectors (energy, industry, agriculture, waste, and selected land-use activities) included in the Protocol. In this paper, we estimate the uncertainties in different emissions trading schemes based on uncertainties in corresponding inventories. According to the results, uncertainty in emissions from the EU15 and the EU25 included in the first phase of the EU emissions trading scheme (2005–2007) is ±3% (at 95% confidence interval relative to the mean value). If the trading were extended to CH₄ and N₂O, in addition to CO₂, but no new emissions sectors were included, the tradable amount of emissions would increase by only 2% and the uncertainty in the emissions would range from −4 to +8%. Finally, uncertainty in emissions included in emissions trading under the Kyoto Protocol was estimated to vary from −6 to +21%. Inclusion of removals from forest-related activities under the Kyoto Protocol did not notably affect uncertainty, as the volume of these removals is estimated to be small.     

The Impact of Uncertainty on Banking Behavior: Evidence from the US Sulfur Dioxide Emissions Allowance Trading Program

In this paper, we study empirically whether uncertainty has an influence on trade in the US sulfur dioxide allowances market. In particular, we investigate the role of uncertainty on banking behavior. To do this, we introduce a tractable, structural model of trading permits under uncertainty. The model establishes a relation between banking behavior and risk preferences, especially prudence in the Kimball (1990) sense. We then test this model using data on allowances, for utilities submitted to the US Environmental Protection Agency’s Acid Rain Program, carried over from one year to the next. Evidence is found of imprudence, namely, utilities bank permits in order to favor higher profits. Another finding is that larger utilities do not adopt behavior significantly different from that of smaller ones. This paper was presented at the “International Workshop on Uncertainty in Greenhouse Gas Inventories: Verification, Compliance & Trading” in Warsaw, Poland, September 2004, under the title “Portfolio Management of Emissions Permits and Prudence Behavior.”     

Compliance and Emissions Trading under the Kyoto Protocol: Rules for Uncertain Inventories

A solution is proposed for proving compliance with emission targets and for emissions trading in the event of uncertainties in reported emission inventories. The solution is based on the undershooting concept, from which the mathematical conditions for both proving compliance with a risk α and calculating effective emissions for trading are derived. Based on the reported emission units, the number of permits granted is reduced in proportion to the uncertainty in the inventory. A country whose inventory has higher uncertainty is thereby allotted fewer permits than a country with the same inventory but smaller uncertainty.