中国绿色经济发展和机制政策创新研究

通过绿色转型创造新的发展和就业机会对于摆脱经济危机、提升国家竞争力并占据全球制高点和领先地位已经成为全球共识。中国的绿色经济发展将对其未来经济繁荣乃至全球经济发展产生深远影响。转变经济发展方式,实现绿色发展,这不仅是中华民族长远发展的战略性选择和必然需要,也是对全球可持续发展的积极贡献,将对人类发展产生的重要影响。中国正逐步走向绿色发展之路,建设资源节约型社会和环境友好型社会,发展循环经济和低碳经济已经为中国的绿色发展奠定了较为坚实的基础。但是在全球化大背景下,中国正面临各种规模庞大、情况复杂的经济发展、社会转变与环境保护的挑战与机遇,尤其是在宏观层面,绿色发展的体制机制保障尚不健全,制约了中国绿色转型的成效。如何通过恰当的制度创新,进一步推进转型成本效率的提高和体制机制与政策法规质量的改善,加快并深化中国的绿色转型是目前面临的主要问题。本文针对上述问题,系统归纳总结了国际上发展绿色经济的普遍经验以及中国发展绿色经济面临的主要问题和挑战,认为发展绿色经济目前并没有一种通用的模式,解决中国发展绿色经济发展过程中所面临的资源环境制约,必须调整现行以GDP为导向的政府和官员绩效考核体系,平衡目前财政分权体系中财权和事权不对应问题,进一步明确政府和市场的作用及各自起作用的领域,同时,综合应用法律、财政、税收和价格等工具,重视不同手段的综合和协同运用,在不同的发展领域,提出具有适应性和包容性的发展策略,具体来说:①实施"差异化"区域绿色发展战略,针对不同的经济发展和资源环境基础,提出不同的发展重点,同时,建立分区域的绿色发展监测和评估体系;②通过技术进步和管理创新发展绿色农业,以保障农产品安全、生态安全和资源安全为重点,推动农业发展政策、农业生产组织、农业技术服务和农业管理体系的转型;③以资源节约和环境友好为基本原则,实施绿色创新战略,引导和推动工业结构的优化升级;④创建绿色服务业体系;⑤推行绿色消费模式,以绿色消费倒逼绿色经济转型。     

《21世纪议程》:行动与展望

1992年,联合国环境与发展大会通过了《关于环境与发展的里约热内卢宣言》、《21世纪议程》和《关于森林问题的原则声明》3项重要文件。之后,国际社会为推动"里约精神"的落实做出了积极努力:联合国可持续发展委员会每年举行会议,审议《21世纪议程》的执行情况;许多国家制定了国家和地方层面的《21世纪议程》或可持续发展战略;相关国际组织以可持续发展能力建设为主的活动也十分活跃。人类把发展与环境相协调作为行动准则,各国依据国情制定了促进环境与发展相协调的优先事项,使人类在实现可持续发展的进程中取得了积极进展:全球经济实现了大幅增长,发展中国家在全球经济格局中的地位不断上升;在消除贫困等社会发展方面取得显著效果,全球开始进入城市化时代;全球能源资源供应呈现多元化,资源节约集约利用成效显著。中国在经济发展滞后、贫困现象较严重背景下,承担了全球实施《21世纪议程》的旗舰角色;并依据本国的具体国情,选择性地学习与借鉴,摸索创造出具有自身特色的发展模式和道路,增加了世界可持续发展方式选择的多样性。20年来,尽管各个国家在可持续发展方面采取了积极行动,但是"里约精神"尚未全面转化为行动,在相关国际承诺与公约的履行方面还需付出巨大努力,仍然面临着重大挑战。如:以气候变化为代表的重大全球性环境问题对人类生存构成的直接威胁加大;生态超载背景下的发展空间争夺更趋激烈;全球性民生问题凸显,可持续发展面临的社会风险加大,等等。我们期待:通过"里约+20"大会,使得相关国际制度安排不断形成和完善,可持续发展进一步向全球行动转化;科技创新步伐加快,进一步推动全球向绿色发展转型;加快全球治理体系调整,新兴发展中国家成为全球可持续发展的重要推动力;全球共同努力解决重大资源环境问题,可持续发展领域的国际关系呈现竞争性合作。     

中国对外直接投资影响母国环境的理论机理与实证研究

经济全球化背景下,中国工业化进程深度融入全球价值链分工体系,在以资源能源消耗与要素投入增加为特征的粗放型经济增长模式下,国际贸易与国际投资在带动中国经济迅速发展的同时,也不可避免地影响国内的资源环境形势。基于此,本文以中国为研究对象,探究对外直接投资对母国环境的影响及其作用机制,对于“一带一路”战略背景下中国改善生态环境质量、推动经济绿色发展,具有重要的现实意义。本文首先从经济规模扩张、产业结构转型以及技术水平增进等三个视角,构建起对外直接投资影响母国环境的理论框架,并提出相应研究假说。随后,基于中介效应法,构建动态面板模型,在核算各省综合污染指数基础上,结合省级面板数据与系统GMM估计方法,实证探究对外直接投资对母国环境的基本影响,并对其作用机制进行了检验、识别与分析。多个角度开展的稳健性检验依然表明实证结果是稳健的。研究结论如下:一是对外直接投资通过推动母国经济规模扩张,导致其污染物排放增加;二是对外直接投资通过促进母国产业结构朝向服务化转型,有利于减少其污染物排放;三是对外直接投资通过引致反向技术溢出效应,有利于母国污染物排放减少;四是综合来看,当前中国推动对外直接投资,有利于减少母国污染物排放。最后,本文从优化国际投资结构、强化技术领域国际合作等方面提出促进中国环境治理的政策建议。     

Review and Prospect of the UN Efforts for Sustainable Development

The present paper reviews the UN important efforts to promote global sustainable development in the chronological order since UN Conference on Human Environment in 1972, and analyzes the progress and gap. The results show that the UN system has made great efforts for global sustainable development since the UN Conference on Human Environment, especially since UN Conference on Environment and Development, promoted the formation of important consensus and multilateral international conventions on many fields, boosted the development of partnership in the field of sustainable development, and accelerated actions for sustainable development of many countries and regions. However, at present, the progress made is still far below the level required, prominently reflected in the slow progress toward the millen- nium development goals, the difficulties in negotiations in the field of environment and development, insufficient fulfillment of international agreements and conventions, and undesirable effects of partnership in the field of sustainable development. Based on these, the paper puts forward four suggestions for UN Conference on Sustainable Development in 2012(Rio+20):(1) to revitalize the "spirit of Rio" and accelerate the implementation of existing politi- cal commitments; (2) to make new political commitments focusing on climate change and other major global challenges under the Rio principles; (3) to lay out a blueprint of green economy under the Rio principles; and (4) to promote South-South cooperation as the focus of international cooperation.     

“竞争申请制”:可持续发展政策试点与央地关系重构

可持续发展目标(SDGs)的提出,开启了人类可持续发展领域最宏大的政策实验,也为开展国际视野的比较公共政策研究提供了难得机遇。执行SDGs及国家可持续发展政策需要处理好中央政府与地方政府间关系,而政策试点是协调这一关系的重要政策工具。已有文献对经济政策试点做了较充分的研究,然而对旨在实现经济、社会与环境协调的可持续发展政策试点,现有研究尚缺乏成型理论。在复杂央地关系格局下,对于需持续投入成本且成果难以界定的可持续发展政策试点,其具有怎样的不同于经济政策试点的机制?此外,众多西方学者将美国作为政策试点研究的制度基础并视其为“民主实验室”。然而,政策试点在以中国为代表的不同体制国家中同样存在,并以多样的机制发挥作用。那么,不同国家体制内的可持续发展政策试点又有哪些异同?政策试点影响下中国既有的央地关系发生了怎样的重构?对此,本文基于最典型案例原则,选取中国与美国响应SDGs分别开展的政策试点进行比较研究。笔者识别了不同体制下试点机制的异同,指出中国基于“竞争申请制”开展的可持续发展政策试点强化了中央部委与地方政府间关系,形成了地方官员的可持续发展激励,保障了政策试点的实施。     

联合国可持续发展行动的回顾与展望

该文以时间先后为顺序,系统总结了1972年人类环境会议以来,联合国为推进全球可持续发展所采取的重要行动,对取得的进展和存在的差距进行了评述。认为,人类环境会议特别是环发大会以来,联合国为实现全球经济社会可持续发展付出了巨大的努力,在许多领域推动形成了重要的共识和多边国际公约,促进了可持续发展伙伴关系的形成与发展,加快了许多国家和地区的可持续发展行动。但是,从目前来看,所取得的进展远低于需要达到的水平,突出地体现在千年发展目标进展缓慢、环发领域谈判举步维艰、国际履约明显不足、可持续发展伙伴关系的效果并不理想等。基于这一现实,本文认为"里约+20"大会应努力在如下四个方面取得进展:一是重振里约精神,加快已有政治承诺的落实;二是在坚持里约原则的前提下,围绕气候变化等重大全球性挑战做出新的政治承诺;三是在坚持里约原则的前提下,勾画出人类绿色发展的未来蓝图;四是促进以南南合作为重点的国家合作。     

Review,assessment and recommendations on environmental policies in Western China

Reviewing the existing environmental policies in Western China,we find that:in time sequence,the characteristics of China's western environmental policies shift from"development drive governance"to the full implementation of environmental protection and construction;and in spatial sequence,the ecological,social,and economic development of Western China reach to coordination through the nature reserve setting,ecological migrants,fiscal transfer payment and differentiated ecological environmental policies.Due to the implementation of the policies and projects,environmental degradation trends in the western ecological environment were alleviated significantly,the living conditions of farmers and herdsmen were improved,and many successful experiences were explored.However,future ecological environmental construction in Western China requires further improvement in integrated planning,eco-compensation mechanism,and policy assessment.This paper concludes with specific recommendations such as drawing up ecological environment construction planning,strengthening environmental law enforcement and incentive mechanisms,improving policy assessment and scientific support,enhancing environmental protection capacity,improving eco-compensation mechanism,and refining the environmental policies for key areas.     

A methodology for assessing urban sustainability: Aalborg commitments baseline review for Riga, Latvia

Both the Aalborg Commitments and the guidance on integrated urban environmental management and sustainable urban transport plans proposed by the EU Thematic Strategy on the Urban Environment foresee a baseline review as the first step in developing integrated urban management plans and systems. A baseline review of urban sustainability undertaken in Riga reveals significant discrepencies between the sustainability criteria of the Aalborg Commitments and the: responsibilities and competencies of the municipal government and administration as defined by statutes; policy goals and measures defined in municipal planning documents; policy goals and measures defined in the Riga Development Plan. To better orient the mandate of the municipality towards sustainable development, municipal statutes should be supplemented to more fully reflect the issues defined by the Aalborg Commitments and should include sustainability as a goal. In order to strengthen the implementation of sustainable development specific policy goals, measures and targets should be formulated for all the Aalborg Commitments issues when revising existing municipal planning documents or developing a municipal sustainable development management plan. An analysis of the European Common Indicators and the State of the Environment in Riga 2001 indicators indicates that they can only partially fulfill a monitoring function for the implementation of the Aalborg Commitments. This highlights a need to better coordinate sustainable development initiatives at the European level. The methodology used for the baseline review in Riga is useful for assessing the status of urban sustainability when preparing integrated urban management plans or systems, but requires testing elsewhere. Readers should send their comments on this paper to BhaskarNath@aol.com within 3 months of publication of this issue.     

Assessing the impact of mechanism of green public consumption policy on environmental equity: evidence from China

Environment, Development and Sustainability - This study investigates the impact of the mechanism of green public consumption policy on environmental equity and provides a feasible reference for...     

Coordinated management of energy and mineral resources development and control of pollution in Western China

Natural environment is fragile and harsh in Western China where rich energy and mineral resources are endowed,enabling energy and mining development to become a pillar industry of the regions socioeconomic development This paper identified the key issues and challenges faced by eco-environment as a result of energy and mining development in Western China.We argued mat mining and energy development have caused various environmental problems,and that environmental degradation is increasingly prominent in Western China,hence,we request coordinated resource development and environmental protection for sustainable development in this region.Based on the above recognitions,this paper put forward relevant policy recommendations:promoting green development vigorously and developing new green energy;formulating and enforcing environmental protection laws and regulations,improving ecological compensation mechanism;establishing green threshold;strengthening integration between western resource-based cities and coastal region to get rid of the"resource curse";improving energy and mineral resources development stakeholders’involvement;coordinating resource taxes and local development funds;and strengthening independent third-party supervision in the whole process of energy and mining development     

亚太区域持续发展与空间技术合作

随着世界经济多极化与区域重新组合,亚太地区经济日益繁荣,异常活跃。利用空间技术进行资源勘探与开发、环境监测与保护的需求不断增长。特别是巴西召开世界环境与发展大会之后,提出了《21世纪议程》,亚太地区许多国家和国际组织采取新的政策,积极参与近几年对空间应用的国际合作。反映了充分发挥现有空间应用潜力、加强空间应用、促进区域社会经济持续发展的共同愿望。     

Global Major Progress and Trends in the Implementation of Agenda 21

This paper summarizes, from a global perspective, the major progress in the implementation of the Agenda 21 since the UN Conference on Environment and Development. The results show that global economy has achieved a substantial growth, and positive progress has been made in poverty eradication, urbanization, and conservation and intensive use of natural resources. However, relevant international conventions and commitments have not yet been completely fulfilled. The paper further analyzes the current major challenges and future trends of global sustainable development. It is argued that there are three major challenges:1) fatal global environmental issues posing an increasing threat to human survival; 2) more and more severe global competition for developing spaces; and 3) issues highlighting global people’s livelihood. There are four trends of global sustainable development:1) sustainable development will further turn from concept into global action; 2) green will be the main trend of global development; 3) emerging developing countries will become the main driving force of global sustainable development; and 4) international relations in the field of sustainable development will turn to competitive co-operation.     

绿色经济新理念及中国开展绿色经济研究的思考

联合国里约20周年世界峰会的重要内容之一是倡导绿色经济。绿色经济的概念最早在1989年由英国环境经济学家Pearce提出,但现在的绿色经济却具有全新的意义。本文基于参加联合国有关绿色新政和绿色经济的政策咨询和研究报告,论述了绿色经济的基本背景、三重效益、研究模型以及绿色经济与生活质量的关系,对如何开展中国绿色经济研究进行探讨。首先,文章认为在深入探讨绿色经济前,需要了解当前发展绿色经济的基本背景,明确为什么要发展绿色经济、什么才是我们所需要的绿色经济,以及怎样促进绿色经济发展三个基本问题。其二,绿色经济与褐色经济的情景模拟表明,绿色经济发展模式具有更好的三重底线效益。联合国的T-21模型对过去40年(1970-2010)及未来40年(2010-2050)进行了绿色情景与褐色情景两种模拟,认为在自然资本的环境收益方面,绿色经济发展情景下自然资本的退化得到了基本遏制,而褐色经济发展情景下自然资本的退化会进一步增强;在物质资本的经济收益方面,绿色经济发展情景下,2020年以前经济增长率(2.5%)会低于褐色经济(3%),但从长期平均增长率看绿色经济发展模式(2.5%)可以带来比褐色经济发展模式(2%)更好的经济增长;在人力资本的社会效益方面,在2030年以前绿色经济发展情景下就业机会有小幅减少,但长期来看,绿色经济能够创造与褐色经济同样多的就业机会,甚至可以有小幅的增加(0.6%)。其三,绿色经济研究模型表明,绿色经济投资于自然资本可以实现所需要的经济社会发展与自然资本消耗的脱钩。绿色经济假说是:将资金投资于提高资源能源效率与扩大自然资本两个方面,是否能够导致更好的经济社会发展。基于该理论假设,联合国等国际组织将自然资本引入生产函数,建立了Threshold-21模型,证明绿色经济即投资于自然资本可以实现所需要的经济社会发展与自然资本消耗的脱钩。其四,绿色经济发展模式不仅有利于经济增长,同时能够增加生活质量。绿色经济假说,强调了绿色投资对生活质量有正的影响。通过生态绩效模型、结构方程模型以及典型案例研究等三种方法进行分析,研究表明:减少自然资本消耗可以减少生态环境的治理成本和维护成本、维持与增加自然资本对人类的功能;可以提高自然资本的生产效率,用较少的自然资本投入达到社会稳定所需要的人造资本;可以提高人造资本的服务效率,用一定的物质存量为更多的人服务。其五,开展深化中国绿色经济理论与绿色发展模式的系统研究。联合国等国际组织倡导的绿色经济可以给我们发展中国的绿色经济带来新的启示,笔者认为对中国绿色经济理论与绿色发展模式开展深入和系统的研究,应该包括理论内涵、实证分析、发展情景、行动领域、政策体系等五个依次递进、前后照应的研究模块。     

中国的生态足迹与绿色发展

从2008年开始,世界自然基金会(WWF)与中国环境与发展国际合作委员会(国合会)联合,通过与国内外智库的合作引入"生态足迹"理念,从自然资源消耗与"生物承载力"之间关系的角度来研究中国经济发展所面临的资源环境问题。研究表明,2007年人类在消耗着1.5个地球。过去半个世纪以来,中国的生态足迹总量2007年已经是1961年的4倍,尽管中国的人均生态足迹水平仍然低于世界平均水平,但是已经突破了1个地球的均衡水平。与全球平均类似,中国生态足迹中最主要的组成部分是碳足迹,占54%。解决中国的生态足迹超支问题,关键是降低碳足迹。目前,中国的能源供给仍然高度依赖于化石能源,超过一半的能源供给来自于煤炭,中国和世界其它国家一样将面临化石能源枯竭问题。中国作为一个处于经济快速发展过程中的能耗大国,应及时调整产业结构和基础设施供给模式,在积极应对气候变化的同时提前应对自身可能面临的能源问题。中国所面临的现实决定了中国不能重复发达国家的高增长高资源消耗的老路,需要转变经济发展方式,发展绿色经济,为全球走向可持续发展道路提供探索的机会。     

Research on challenges and strategies for China’s green economy development

The last 20 years have been the fastest economic developing period of China,and China has made great economic achievements through undertaking international industrial transfer.However,undertaking international industrial transfer has brought about severe environmental problems to China and the process of undertaking international industry transfer is also a process of undertaking international transfer of natural resource consumption and environmental pollution.Nowadays,China has the heaviest ecological burden and highest environmental risk in the world,and is gradually losing international competitive advantages among traditional industries.China is facing unprecedented pressure of economic transformation.Besides the advantages like huge domestic demands and abundant civil capital,China faces more challenges in its green economy development.First,China is still in the middle of industrialization and urbanization processes,hence the huge demands for traditional industries will only last 10-15 more years.Meanwhile,China lacks core technologies for transforming traditional industries,which means these industries will have high shut-down risks.Second,the domestic market share for new green industries is limited,since the market is dominated by traditional energy industries.Third,the value of land,water,mineral,and other natural resources is extremely underestimated because the environmental cost is excluded from the enterprises’cost-benefit calculation.China should foster and expand green industries based on domestic demands,and then strive for competitive advantages in the international market in the future.Therefore,China should focus on the following four points in order to promote green industry development:establishing a forced-upgrading-mechanism for traditional industries,an incentive-development-mechanism for new green industries and a TFP-based(total factor productivity based)economic development evaluation system;promoting the integration of new-type urbanization,new emerging industries,and new employments;taking the model of"technology innovating-patent formulating-standard establishing-market guiding"to enhance the global competitiveness of China’s new emerging industries;and building green consumption patterns in the whole society.     

我国建材行业环境标志制度实施及意义

随着我要环境标志制度的实施。自1994年以来我要建材行业环境标志认证有了长足发展．据我国环境标志产品认证委员会秘书处数据。我国建材行业近200家企业的550多种产品获得环境标志认证．其产品涵盖了建材行业的各个方面。其中约有40多家企业近60个建筑涂料企业的产品、50家人造板材企业80多种产品、30余家粘合剂企业等建材行业产口获得环境标志产口认证。这对我国建材行业绩构调整具有十分重要的现实意义。     

Effect of Western Development Strategy on carbon productivity and its influencing mechanisms

Environment, Development and Sustainability - A systematic analysis of the policy effects, as well as the intrinsic influencing mechanisms, associated with China’s 1999 Western Development...     

全球绿色低碳发展与公平的国际制度建设

在可持续发展和扶贫框架下发展绿色经济与国际可持续发展制度建设及改革是当前世界可持续发展的核心和关键,也是"里约+20"峰会的两个主题。首先,绿色经济是体现经济社会与资源环境相协调和可持续发展的根本途径。绿色经济的核心是以低的自然资源消费、低排放、低污染,达到高的自然资源利用效益,实现高的经济社会发展水平,提供高的生活水平和优良的生活环境。全球绿色经济的发展潮流,将引发社会形态由"工业文明"向"生态文明"转变。虽然经济发展和消除贫困是发展中国家当前首要和压倒一切的优先任务,但也必须探索新型的绿色低碳工业化和现代化道路,在实现工业文明的过程中,努力建设生态文明,实现跨越式发展。同时积极应对全球绿色低碳转型中新的经济、贸易、技术竞争规则和格局的变动,加强先进技术创新,提升自身的低碳竞争力。其次,公平获取可持续发展的理念,应成为国际可持续发展制度建设和改革的基本原则。可持续发展要求既要促进经济社会发展与资源环境相协调,促进"代际公平",又要关注欠发达地区消除贫困,提高生活质量,改善生态环境,实现"国别公平"、"人际公平"。因此,国际可持续发展制度框架的建设和改革,要体现世界各国公平获取可持续发展的理念和原则,全面均衡地反映不同国情和发展阶段国家的利益诉求。主要表现在公平享有全球环境空间、公平获得现代优质能源服务、公平适应全球环境变化、公平承担责任义务及公平的国际制度和机制。中国需要统筹国内外两个大局,走中国特色的绿色低碳发展之路。最后,中国的国情和发展阶段特征,在可持续发展领域又面临比发达国家更多的困难和更严峻的挑战。在全球发展绿色经济,努力实现可持续发展的大背景下,中国要统筹国际国内两个大局,协调推进。在国际上积极参与国际制度的建设和改革,在促进全球经济发展,社会进步和环境保护等方面发挥积极的建设性的作用。在国内加强可持续发展战略的实施,走绿色、低碳和可持续发展的路径。主要战略对策包括加速转变发展方式,强化节能优先,控制能源消费总量和CO2排放总量的过快增长;加强能源结构的低碳化,逐步建立并形成以新能源和可再生能源为主体的可持续能源体系;加强城乡统筹,地区平衡,促进生态城市建设;适应国际可持续发展制度改革的趋势,加强绿色低碳和可持续发展的制度建设;抓住机遇,顺应世界绿色低碳发展潮流,自主实现发展方式的转变,把传统的资源依赖型、粗放扩张的发展方式转变到新型的技术创新型、内涵提高的发展方式上来,基本走上绿色低碳和可持续发展的轨道。     

排污权的设定对环境技术进步的影响

排污权的设定是我国在治理环境污染过程中一项重要的政策。客观地评价这项政策的实施效果,不仅有利于政策本身的实施和完善,同时也可为其他地区开展相关工作提供借鉴。采用2004~2014年中国30个地区的面板数据,借鉴国内外评价政策实施效果的主流计量方法——双重差分法(Difference-in-Difference,DID),建立环境技术进步测度模型,探究排污权设定对环境技术进步的影响,最后提出政策建议。研究发现:当期排污权的设定并未对中国省际环境技术进步产生显著影响,但是在设定2 a之后,排污权在一定程度上控制了污染物的排放,其对我国环境污染的治理具有一定的促进作用,由此可以说明排污权确实能够提高环境技术进步。从长远来看,排污权的设定有利于我国经济健康可持续的发展。     

The 2030 Agenda for Sustainable Development and China’s implementation

The concept of sustainable development has experienced great development and change at different levels of theoretical connotation and practical implementation since 1960s and 1970s when it was first proposed. People’s understanding of the relationship between economy, society, and environment has been continuously deepened over the years. When it came to the end of 2015, it is necessary to examine the results of the United Nations Millennium Development Goals on sustainable development, and at the same time, the post-2015 framework and guidance on sustainable development at the global level were to be made, including the ideas, action plans, key areas that would guide the global sustainable development. The 2030 Agenda for Sustainable Development has developed a 5P theoretical framework of being people-centered, global environmental security, sustained economic prosperity, social justice and harmony and partnership promotion, including a political declaration, 17 overarching goals and 169 specific targets, specific ways of implementation, as well as the follow-up. It is the road map to achieve global sustainable development and meet the requirements of the millennium development goals. This paper summarizes the understanding of the concept of sustainable development from its origin, its significant development, to the proposition and development of the 2030 Agenda for Sustainable Development, and its strategic impact on China.